# Enhancing Sharpness-Aware Optimization Through Variance Suppression

arXiv: https://arxiv.org/abs/2309.15639 · HTML: https://mlsanity.com/paper/2309.15639/

## Key facts

- Cited by 37 papers in the map (data through 14 Oct 2026).
- Builds on 44 of its 57 references that are in the map.
- First posted on arXiv 27 Sep 2023.

## Builds on (most cited first, 30 of 44)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Adam: A Method for Stochastic Optimization](https://mlsanity.com/paper/1412.6980/) (2014)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Improved Regularization of Convolutional Neural Networks with Cutout](https://mlsanity.com/paper/1708.04552/) (2017)
- [Sharpness-Aware Minimization for Efficiently Improving Generalization](https://mlsanity.com/paper/2010.01412/) (2020)
- [On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minima](https://mlsanity.com/paper/1609.04836/) (2016)
- [Averaging Weights Leads to Wider Optima and Better Generalization](https://mlsanity.com/paper/1803.05407/) (2018)
- [Optimization Methods for Large-Scale Machine Learning](https://mlsanity.com/paper/1606.04838/) (2016)
- [Stochastic First- and Zeroth-order Methods for Nonconvex Stochastic Programming](https://mlsanity.com/paper/1309.5549/) (2013)
- [Exploring Generalization in Deep Learning](https://mlsanity.com/paper/1706.08947/) (2017)
- [Computing Nonvacuous Generalization Bounds for Deep (Stochastic) Neural Networks with Many More Parameters than Training Data](https://mlsanity.com/paper/1703.11008/) (2017)
- [Fantastic Generalization Measures and Where to Find Them](https://mlsanity.com/paper/1912.02178/) (2019)
- [Entropy-SGD: Biasing Gradient Descent Into Wide Valleys](https://mlsanity.com/paper/1611.01838/) (2016)
- [ASAM: Adaptive Sharpness-Aware Minimization for Scale-Invariant Learning of Deep Neural Networks](https://mlsanity.com/paper/2102.11600/) (2021)
- [An Investigation into Neural Net Optimization via Hessian Eigenvalue Density](https://mlsanity.com/paper/1901.10159/) (2019)
- [Three Factors Influencing Minima in SGD](https://mlsanity.com/paper/1711.04623/) (2017)
- [When Vision Transformers Outperform ResNets without Pre-training or Strong Data Augmentations](https://mlsanity.com/paper/2106.01548/) (2021)
- [The Marginal Value of Adaptive Gradient Methods in Machine Learning](https://mlsanity.com/paper/1705.08292/) (2017)
- [SARAH: A Novel Method for Machine Learning Problems Using Stochastic Recursive Gradient](https://mlsanity.com/paper/1703.00102/) (2017)
- [Surrogate Gap Minimization Improves Sharpness-Aware Training](https://mlsanity.com/paper/2203.08065/) (2022)
- [The Break-Even Point on Optimization Trajectories of Deep Neural Networks](https://mlsanity.com/paper/2002.09572/) (2020)
- [Implicit Gradient Regularization](https://mlsanity.com/paper/2009.11162/) (2020)
- [Towards Understanding Sharpness-Aware Minimization](https://mlsanity.com/paper/2206.06232/) (2022)
- [Efficient Sharpness-aware Minimization for Improved Training of Neural Networks](https://mlsanity.com/paper/2110.03141/) (2021)
- [Towards Efficient and Scalable Sharpness-Aware Minimization](https://mlsanity.com/paper/2203.02714/) (2022)
- [Penalizing Gradient Norm for Efficiently Improving Generalization in Deep Learning](https://mlsanity.com/paper/2202.03599/) (2022)
- [Sharpness-Aware Gradient Matching for Domain Generalization](https://mlsanity.com/paper/2303.10353/) (2023)
- [Sharpness-Aware Training for Free](https://mlsanity.com/paper/2205.14083/) (2022)
- [Fisher SAM: Information Geometry and Sharpness Aware Minimisation](https://mlsanity.com/paper/2206.04920/) (2022)

## Built on by (most cited first, 30 of 37)

- [Friendly Sharpness-Aware Minimization](https://mlsanity.com/paper/2403.12350/) (2024)
- [Locally Estimated Global Perturbations are Better than Local Perturbations for Federated Sharpness-aware Minimization](https://mlsanity.com/paper/2405.18890/) (2024)
- [On the Crucial Role of Initialization for Matrix Factorization](https://mlsanity.com/paper/2410.18965/) (2024)
- [Momentum-SAM: Sharpness Aware Minimization without Computational Overhead](https://mlsanity.com/paper/2401.12033/) (2024)
- [Revisiting Random Weight Perturbation for Efficiently Improving Generalization](https://mlsanity.com/paper/2404.00357/) (2024)
- [Domain-Inspired Sharpness-Aware Minimization Under Domain Shifts](https://mlsanity.com/paper/2405.18861/) (2024)
- [Implicit Regularization of Sharpness-Aware Minimization for Scale-Invariant Problems](https://mlsanity.com/paper/2410.14802/) (2024)
- [Sharpness-Aware Minimization: General Analysis and Improved Rates](https://mlsanity.com/paper/2503.02225/) (2025)
- [RefLoRA: Refactored Low-Rank Adaptation for Efficient Fine-Tuning of Large Models](https://mlsanity.com/paper/2505.18877/) (2025)
- [Stabilizing Sharpness-aware Minimization Through A Simple Renormalization Strategy](https://mlsanity.com/paper/2401.07250/) (2024)
- [SAMPa: Sharpness-aware Minimization Parallelized](https://mlsanity.com/paper/2410.10683/) (2024)
- [Efficient Sharpness-Aware Minimization for Molecular Graph Transformer Models](https://mlsanity.com/paper/2406.13137/) (2024)
- [Tilted Sharpness-Aware Minimization](https://mlsanity.com/paper/2410.22656/) (2024)
- [Zeroth-Order Optimization Finds Flat Minima](https://mlsanity.com/paper/2506.05454/) (2025)
- [Towards Robust Influence Functions with Flat Validation Minima](https://mlsanity.com/paper/2505.19097/) (2025)
- [Flat Minima and Generalization: Insights from Stochastic Convex Optimization](https://mlsanity.com/paper/2511.03548/) (2025)
- [The Effect of Mini-Batch Noise on the Implicit Bias of Adam](https://mlsanity.com/paper/2602.01642/) (2026)
- [Bi-LoRA: Efficient Sharpness-Aware Minimization for Fine-Tuning Large-Scale Models](https://mlsanity.com/paper/2508.19564/) (2025)
- [Low-Rank Adaptation Redux for Large Models](https://mlsanity.com/paper/2604.21905/) (2026)
- [GAQAT: gradient-adaptive quantization-aware training for domain generalization](https://mlsanity.com/paper/2412.05551/) (2024)
- [Towards Understanding The Calibration Benefits of Sharpness-Aware Minimization](https://mlsanity.com/paper/2505.23866/) (2025)
- [Unveiling m-Sharpness Through the Structure of Stochastic Gradient Noise](https://mlsanity.com/paper/2509.18001/) (2025)
- [Convergence of Sharpness-Aware Minimization Algorithms using Increasing Batch Size and Decaying Learning Rate](https://mlsanity.com/paper/2409.09984/) (2024)
- [Sharpness-Aware Minimization with Adaptive Regularization for Training Deep Neural Networks](https://mlsanity.com/paper/2412.16854/) (2024)
- [Preconditioned Sharpness-Aware Minimization: Unifying Analysis and a Novel Learning Algorithm](https://mlsanity.com/paper/2501.06603/) (2025)
- [VASSO: Variance Suppression for Sharpness-Aware Minimization](https://mlsanity.com/paper/2509.02433/) (2025)
- [R'enyi Sharpness: A Novel Sharpness that Strongly Correlates with Generalization](https://mlsanity.com/paper/2510.07758/) (2025)
- [Sharpness-Aware Minimization in Logit Space Efficiently Enhances Direct Preference Optimization](https://mlsanity.com/paper/2603.18258/) (2026)
- [Navigating Potholes with Geometry-Aware Sharpness Minimization](https://mlsanity.com/paper/2605.16134/) (2026)
- [Neighborhood and Global Perturbations Supported SAM in Federated Learning: From Local Tweaks To Global Awareness](https://mlsanity.com/paper/2408.14144/) (2024)

## Abstract (arXiv)

Sharpness-aware minimization (SAM) has well documented merits in enhancing generalization of deep neural networks, even without sizable data augmentation. Embracing the geometry of the loss function, where neighborhoods of 'flat minima' heighten generalization ability, SAM seeks 'flat valleys' by minimizing the maximum loss caused by an adversary perturbing parameters within the neighborhood. Although critical to account for sharpness of the loss function, such an 'over-friendly adversary' can curtail the outmost level of generalization. The novel approach of this contribution fosters stabilization of adversaries through variance suppression (VaSSO) to avoid such friendliness. VaSSO's provable stability safeguards its numerical improvement over SAM in model-agnostic tasks, including image classification and machine translation. In addition, experiments confirm that VaSSO endows SAM with robustness against high levels of label noise.
