# Fixing the NTK: From Neural Network Linearizations to Exact Convex Programs

arXiv: https://arxiv.org/abs/2309.15096 · HTML: https://mlsanity.com/paper/2309.15096/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Builds on 29 of its 58 references that are in the map.
- First posted on arXiv 26 Sep 2023.

## Builds on (most cited first, 29 of 29)

- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [Convex optimization](https://mlsanity.com/paper/2106.01946/) (2021)
- [On Exact Computation with an Infinitely Wide Neural Net](https://mlsanity.com/paper/1904.11955/) (2019)
- [A Mean Field View of the Landscape of Two-Layers Neural Networks](https://mlsanity.com/paper/1804.06561/) (2018)
- [Deep learning versus kernel learning: an empirical study of loss landscape geometry and the time evolution of the Neural Tangent Kernel](https://mlsanity.com/paper/2010.15110/) (2020)
- [Polylogarithmic width suffices for gradient descent to achieve arbitrarily small test error with shallow ReLU networks](https://mlsanity.com/paper/1909.12292/) (2019)
- [Finite Depth and Width Corrections to the Neural Tangent Kernel](https://mlsanity.com/paper/1909.05989/) (2019)
- [Generalization error of random features and kernel methods: hypercontractivity and kernel matrix concentration](https://mlsanity.com/paper/2101.10588/) (2021)
- [Spurious Local Minima are Common in Two-Layer ReLU Neural Networks](https://mlsanity.com/paper/1712.08968/) (2017)
- [Neural Networks are Convex Regularizers: Exact Polynomial-time Convex Optimization Formulations for Two-layer Networks](https://mlsanity.com/paper/2002.10553/) (2020)
- [Learning One-hidden-layer Neural Networks with Landscape Design](https://mlsanity.com/paper/1711.00501/) (2017)
- [Failures of Gradient-Based Deep Learning](https://mlsanity.com/paper/1703.07950/) (2017)
- [Revealing the Structure of Deep Neural Networks via Convex Duality](https://mlsanity.com/paper/2002.09773/) (2020)
- [Sparse Optimization on Measures with Over-parameterized Gradient Descent](https://mlsanity.com/paper/1907.10300/) (2019)
- [Convex Geometry and Duality of Over-parameterized Neural Networks](https://mlsanity.com/paper/2002.11219/) (2020)
- [Sparse Modeling for Image and Vision Processing](https://mlsanity.com/paper/1411.3230/) (2014)
- [Vector-output ReLU Neural Network Problems are Copositive Programs: Convex Analysis of Two Layer Networks and Polynomial-time Algorithms](https://mlsanity.com/paper/2012.13329/) (2020)
- [Fast Convex Optimization for Two-Layer ReLU Networks: Equivalent Model Classes and Cone Decompositions](https://mlsanity.com/paper/2202.01331/) (2022)
- [The Hidden Convex Optimization Landscape of Two-Layer ReLU Neural Networks: an Exact Characterization of the Optimal Solutions](https://mlsanity.com/paper/2006.05900/) (2020)
- [Unraveling Attention via Convex Duality: Analysis and Interpretations of Vision Transformers](https://mlsanity.com/paper/2205.08078/) (2022)
- [Global Optimality Beyond Two Layers: Training Deep ReLU Networks via Convex Programs](https://mlsanity.com/paper/2110.05518/) (2021)
- [Demystifying Batch Normalization in ReLU Networks: Equivalent Convex Optimization Models and Implicit Regularization](https://mlsanity.com/paper/2103.01499/) (2021)
- [Hidden Convexity of Wasserstein GANs: Interpretable Generative Models with Closed-Form Solutions](https://mlsanity.com/paper/2107.05680/) (2021)
- [Path Regularization: A Convexity and Sparsity Inducing Regularization for Parallel ReLU Networks](https://mlsanity.com/paper/2110.09548/) (2021)
- [Convexifying Transformers: Improving optimization and understanding of transformer networks](https://mlsanity.com/paper/2211.11052/) (2022)
- [Parallel Deep Neural Networks Have Zero Duality Gap](https://mlsanity.com/paper/2110.06482/) (2021)
- [Globally Optimal Training of Neural Networks with Threshold Activation Functions](https://mlsanity.com/paper/2303.03382/) (2023)
- [Estimating orthant probabilities of high dimensional Gaussian vectors with an application to set estimation](https://mlsanity.com/paper/1603.05031/) (2016)
- [Weighted Neural Tangent Kernel: A Generalized and Improved Network-Induced Kernel](https://mlsanity.com/paper/2103.11558/) (2021)

## Built on by (most cited first, 1 of 1)

- [Spectral Collapse Drives Loss of Plasticity in Deep Continual Learning](https://mlsanity.com/paper/2509.22335/) (2025)

## Abstract (arXiv)

Recently, theoretical analyses of deep neural networks have broadly focused on two directions: 1) Providing insight into neural network training by SGD in the limit of infinite hidden-layer width and infinitesimally small learning rate (also known as gradient flow) via the Neural Tangent Kernel (NTK), and 2) Globally optimizing the regularized training objective via cone-constrained convex reformulations of ReLU networks. The latter research direction also yielded an alternative formulation of the ReLU network, called a gated ReLU network, that is globally optimizable via efficient unconstrained convex programs. In this work, we interpret the convex program for this gated ReLU network as a Multiple Kernel Learning (MKL) model with a weighted data masking feature map and establish a connection to the NTK. Specifically, we show that for a particular choice of mask weights that do not depend on the learning targets, this kernel is equivalent to the NTK of the gated ReLU network on the training data. A consequence of this lack of dependence on the targets is that the NTK cannot perform better than the optimal MKL kernel on the training set. By using iterative reweighting, we improve the weights induced by the NTK to obtain the optimal MKL kernel which is equivalent to the solution of the exact convex reformulation of the gated ReLU network. We also provide several numerical simulations corroborating our theory. Additionally, we provide an analysis of the prediction error of the resulting optimal kernel via consistency results for the group lasso.
