# Cross-modal Alignment with Optimal Transport for CTC-based ASR

arXiv: https://arxiv.org/abs/2309.13650 · HTML: https://mlsanity.com/paper/2309.13650/

## Key facts

- Cited by 6 papers in the map (data through 14 Oct 2026).
- First posted on arXiv 24 Sep 2023.

## Built on by (most cited first, 6 of 6)

- [Temporal Order Preserved Optimal Transport-based Cross-modal Knowledge Transfer Learning for ASR](https://mlsanity.com/paper/2409.02239/) (2024)
- [Bridging The Multi-Modality Gaps of Audio, Visual and Linguistic for Speech Enhancement](https://mlsanity.com/paper/2501.13375/) (2025)
- [Linguistic Knowledge Transfer Learning for Speech Enhancement](https://mlsanity.com/paper/2503.07078/) (2025)
- [Cross-modal Knowledge Transfer Learning as Graph Matching Based on Optimal Transport for ASR](https://mlsanity.com/paper/2505.13079/) (2025)
- [New Insights into Optimal Alignment of Acoustic and Linguistic Representations for Knowledge Transfer in ASR](https://mlsanity.com/paper/2509.05609/) (2025)
- [Optimal transport meets speech: a tutorial review](https://mlsanity.com/paper/2609.31787/) (2026)

## Abstract (arXiv)

Temporal connectionist temporal classification (CTC)-based automatic speech recognition (ASR) is one of the most successful end to end (E2E) ASR frameworks. However, due to the token independence assumption in decoding, an external language model (LM) is required which destroys its fast parallel decoding property. Several studies have been proposed to transfer linguistic knowledge from a pretrained LM (PLM) to the CTC based ASR. Since the PLM is built from text while the acoustic model is trained with speech, a cross-modal alignment is required in order to transfer the context dependent linguistic knowledge from the PLM to acoustic encoding. In this study, we propose a novel cross-modal alignment algorithm based on optimal transport (OT). In the alignment process, a transport coupling matrix is obtained using OT, which is then utilized to transform a latent acoustic representation for matching the context-dependent linguistic features encoded by the PLM. Based on the alignment, the latent acoustic feature is forced to encode context dependent linguistic information. We integrate this latent acoustic feature to build conformer encoder-based CTC ASR system. On the AISHELL-1 data corpus, our system achieved 3.96% and 4.27% character error rate (CER) for dev and test sets, respectively, which corresponds to relative improvements of 28.39% and 29.42% compared to the baseline conformer CTC ASR system without cross-modal knowledge transfer.
