# Interpretability is in the Mind of the Beholder: A Causal Framework for Human-interpretable Representation Learning

arXiv: https://arxiv.org/abs/2309.07742 · HTML: https://mlsanity.com/paper/2309.07742/

## Key facts

- Cited by 22 papers in the map (data through 14 Oct 2026).
- Builds on 79 of its 122 references that are in the map.
- First posted on arXiv 14 Sep 2023.

## Builds on (most cited first, 30 of 79)

- ["Why Should I Trust You?": Explaining the Predictions of Any Classifier](https://mlsanity.com/paper/1602.04938/) (2016)
- [Understanding Black-box Predictions via Influence Functions](https://mlsanity.com/paper/1703.04730/) (2017)
- [Interpretability Beyond Feature Attribution: Quantitative Testing with Concept Activation Vectors (TCAV)](https://mlsanity.com/paper/1711.11279/) (2017)
- [Explanation in Artificial Intelligence: Insights from the Social Sciences](https://mlsanity.com/paper/1706.07269/) (2017)
- [Concept Bottleneck Models](https://mlsanity.com/paper/2007.04612/) (2020)
- [A Survey Of Methods For Explaining Black Box Models](https://mlsanity.com/paper/1802.01933/) (2018)
- [Challenging Common Assumptions in the Unsupervised Learning of Disentangled Representations](https://mlsanity.com/paper/1811.12359/) (2018)
- [This Looks Like That: Deep Learning for Interpretable Image Recognition](https://mlsanity.com/paper/1806.10574/) (2018)
- [Disentangling by Factorising](https://mlsanity.com/paper/1802.05983/) (2018)
- [Variational Autoencoders and Nonlinear ICA: A Unifying Framework](https://mlsanity.com/paper/1907.04809/) (2019)
- [Interpretation of Neural Networks is Fragile](https://mlsanity.com/paper/1710.10547/) (2017)
- [Neural Probabilistic Logic Programming in DeepProbLog](https://mlsanity.com/paper/1907.08194/) (2019)
- [Self-Supervised Learning with Data Augmentations Provably Isolates Content from Style](https://mlsanity.com/paper/2106.04619/) (2021)
- [Language in a Bottle: Language Model Guided Concept Bottlenecks for Interpretable Image Classification](https://mlsanity.com/paper/2211.11158/) (2022)
- [Post-hoc Concept Bottleneck Models](https://mlsanity.com/paper/2205.15480/) (2022)
- [Label-Free Concept Bottleneck Models](https://mlsanity.com/paper/2304.06129/) (2023)
- [On Completeness-aware Concept-Based Explanations in Deep Neural Networks](https://mlsanity.com/paper/1910.07969/) (2019)
- [Weakly-Supervised Disentanglement Without Compromises](https://mlsanity.com/paper/2002.02886/) (2020)
- [Deep Learning for Case-Based Reasoning through Prototypes: A Neural Network that Explains Its Predictions](https://mlsanity.com/paper/1710.04806/) (2017)
- [Concept Whitening for Interpretable Image Recognition](https://mlsanity.com/paper/2002.01650/) (2020)
- [Neural Prototype Trees for Interpretable Fine-grained Image Recognition](https://mlsanity.com/paper/2012.02046/) (2020)
- [Finding Alignments Between Interpretable Causal Variables and Distributed Neural Representations](https://mlsanity.com/paper/2303.02536/) (2023)
- [Causal Abstraction: A Theoretical Foundation for Mechanistic Interpretability](https://mlsanity.com/paper/2301.04709/) (2023)
- [CRAFT: Concept Recursive Activation FacTorization for Explainability](https://mlsanity.com/paper/2211.10154/) (2022)
- [Isolating Sources of Disentanglement in Variational Autoencoders](https://mlsanity.com/paper/1802.04942/) (2018)
- [Disentanglement via Mechanism Sparsity Regularization: A New Principle for Nonlinear ICA](https://mlsanity.com/paper/2107.10098/) (2021)
- [Promises and Pitfalls of Black-Box Concept Learning Models](https://mlsanity.com/paper/2106.13314/) (2021)
- [Net2Vec: Quantifying and Explaining how Concepts are Encoded by Filters in Deep Neural Networks](https://mlsanity.com/paper/1801.03454/) (2018)
- [Invertible Concept-based Explanations for CNN Models with Non-negative Concept Activation Vectors](https://mlsanity.com/paper/2006.15417/) (2020)
- [Causal Consistency of Structural Equation Models](https://mlsanity.com/paper/1707.00819/) (2017)

## Built on by (most cited first, 22 of 22)

- [BEARS Make Neuro-Symbolic Models Aware of their Reasoning Shortcuts](https://mlsanity.com/paper/2402.12240/) (2024)
- [A Neuro-Symbolic Benchmark Suite for Concept Quality and Reasoning Shortcuts](https://mlsanity.com/paper/2406.10368/) (2024)
- [Concept-Based Explanations in Computer Vision: Where Are We and Where Could We Go?](https://mlsanity.com/paper/2409.13456/) (2024)
- [If Concept Bottlenecks are the Question, are Foundation Models the Answer?](https://mlsanity.com/paper/2504.19774/) (2025)
- [Interpretable Machine Learning in Physics: A Review](https://mlsanity.com/paper/2503.23616/) (2025)
- [Shortcuts and Identifiability in Concept-based Models from a Neuro-Symbolic Lens](https://mlsanity.com/paper/2502.11245/) (2025)
- [Learning Causal Abstractions of Linear Structural Causal Models](https://mlsanity.com/paper/2406.00394/) (2024)
- [Causality is Key for Interpretability Claims to Generalise](https://mlsanity.com/paper/2602.16698/) (2026)
- [Sample-efficient Learning of Concepts with Theoretical Guarantees: from Data to Concepts without Interventions](https://mlsanity.com/paper/2502.06536/) (2025)
- [Mathematical Foundation of Interpretable Equivariant Surrogate Models](https://mlsanity.com/paper/2503.01942/) (2025)
- [When Does Closeness in Distribution Imply Representational Similarity? An Identifiability Perspective](https://mlsanity.com/paper/2506.03784/) (2025)
- [Foundations of Interpretable Models](https://mlsanity.com/paper/2508.00545/) (2025)
- [Actionable Interpretability Must Be Defined in Terms of Symmetries](https://mlsanity.com/paper/2601.12913/) (2026)
- [Towards Reasonable Concept Bottleneck Models](https://mlsanity.com/paper/2506.05014/) (2025)
- [Quantifying the Accuracy-Interpretability Trade-Off in Concept-Based Sidechannel Models](https://mlsanity.com/paper/2510.05670/) (2025)
- [Neural Interpretable Reasoning](https://mlsanity.com/paper/2502.11639/) (2025)
- [Concepts Worth Having: Refining VLM-Guided Concept Bottleneck Models with Minimal Annotations](https://mlsanity.com/paper/2605.16405/) (2026)
- [Enhancing Performance of Explainable AI Models with Constrained Concept Refinement](https://mlsanity.com/paper/2502.06775/) (2025)
- [Concept Component Analysis: A Principled Approach for Concept Extraction in LLMs](https://mlsanity.com/paper/2601.20420/) (2026)
- [Position: Explainable AI is Causality in Disguise](https://mlsanity.com/paper/2603.28597/) (2026)
- [Concept frustration: Aligning human concepts and machine representations](https://mlsanity.com/paper/2603.29654/) (2026)
- [Context-Aware Interpretable Representations for Retrieval and Graph Convolutional Network Classification](https://mlsanity.com/paper/2608.29004/) (2026)

## Abstract (arXiv)

Focus in Explainable AI is shifting from explanations defined in terms of low-level elements, such as input features, to explanations encoded in terms of interpretable concepts learned from data. How to reliably acquire such concepts is, however, still fundamentally unclear. An agreed-upon notion of concept interpretability is missing, with the result that concepts used by both post-hoc explainers and concept-based neural networks are acquired through a variety of mutually incompatible strategies. Critically, most of these neglect the human side of the problem: a representation is understandable only insofar as it can be understood by the human at the receiving end. The key challenge in Human-interpretable Representation Learning (HRL) is how to model and operationalize this human element. In this work, we propose a mathematical framework for acquiring interpretable representations suitable for both post-hoc explainers and concept-based neural networks. Our formalization of HRL builds on recent advances in causal representation learning and explicitly models a human stakeholder as an external observer. This allows us to derive a principled notion of alignment between the machine representation and the vocabulary of concepts understood by the human. In doing so, we link alignment and interpretability through a simple and intuitive name transfer game, and clarify the relationship between alignment and a well-known property of representations, namely disentanglment. We also show that alignment is linked to the issue of undesirable correlations among concepts, also known as concept leakage, and to content-style separation, all through a general information-theoretic reformulation of these properties. Our conceptualization aims to bridge the gap between the human and algorithmic sides of interpretability and establish a stepping stone for new research on human-interpretable representations.
