# GlobalDoc: A Cross-Modal Vision-Language Framework for Real-World Document Image Retrieval and Classification

arXiv: https://arxiv.org/abs/2309.05756 · HTML: https://mlsanity.com/paper/2309.05756/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Placed in Document understanding and multimodal RAG, one of 16 directions in Multimodal LLMs / vision-language models.
- Builds on 44 of its 52 references that are in the map.
- First posted on arXiv 11 Sep 2023.

## Placed in

- Multimodal LLMs / vision-language models / [Document understanding and multimodal RAG](https://mlsanity.com/mllm/document-understanding-and-multimodal-rag/)

## Builds on (most cited first, 30 of 44)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Learning Transferable Visual Models From Natural Language Supervision](https://mlsanity.com/paper/2103.00020/) (2021)
- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [RoBERTa: A Robustly Optimized BERT Pretraining Approach](https://mlsanity.com/paper/1907.11692/) (2019)
- [A Simple Framework for Contrastive Learning of Visual Representations](https://mlsanity.com/paper/2002.05709/) (2020)
- [Momentum Contrast for Unsupervised Visual Representation Learning](https://mlsanity.com/paper/1911.05722/) (2019)
- [End-to-End Object Detection with Transformers](https://mlsanity.com/paper/2005.12872/) (2020)
- [Masked Autoencoders Are Scalable Vision Learners](https://mlsanity.com/paper/2111.06377/) (2021)
- [Training data-efficient image transformers & distillation through attention](https://mlsanity.com/paper/2012.12877/) (2020)
- [Deformable DETR: Deformable Transformers for End-to-End Object Detection](https://mlsanity.com/paper/2010.04159/) (2020)
- [Prototypical Networks for Few-shot Learning](https://mlsanity.com/paper/1703.05175/) (2017)
- [BEiT: BERT Pre-Training of Image Transformers](https://mlsanity.com/paper/2106.08254/) (2021)
- [ViLBERT: Pretraining Task-Agnostic Visiolinguistic Representations for Vision-and-Language Tasks](https://mlsanity.com/paper/1908.02265/) (2019)
- [Align before Fuse: Vision and Language Representation Learning with Momentum Distillation](https://mlsanity.com/paper/2107.07651/) (2021)
- [LXMERT: Learning Cross-Modality Encoder Representations from Transformers](https://mlsanity.com/paper/1908.07490/) (2019)
- [DocVQA: A Dataset for VQA on Document Images](https://mlsanity.com/paper/2007.00398/) (2020)
- [Self-Supervised Learning of Pretext-Invariant Representations](https://mlsanity.com/paper/1912.01991/) (2019)
- [A Closer Look at Few-shot Classification](https://mlsanity.com/paper/1904.04232/) (2019)
- [LayoutLM: Pre-training of Text and Layout for Document Image Understanding](https://mlsanity.com/paper/1912.13318/) (2019)
- [LayoutLMv3: Pre-training for Document AI with Unified Text and Image Masking](https://mlsanity.com/paper/2204.08387/) (2022)
- [LayoutLMv2: Multi-modal Pre-training for Visually-Rich Document Understanding](https://mlsanity.com/paper/2012.14740/) (2020)
- [SCAN: Learning to Classify Images without Labels](https://mlsanity.com/paper/2005.12320/) (2020)
- [FUNSD: A Dataset for Form Understanding in Noisy Scanned Documents](https://mlsanity.com/paper/1905.13538/) (2019)
- [With a Little Help from My Friends: Nearest-Neighbor Contrastive Learning of Visual Representations](https://mlsanity.com/paper/2104.14548/) (2021)
- [A Baseline for Few-Shot Image Classification](https://mlsanity.com/paper/1909.02729/) (2019)
- [DocFormer: End-to-End Transformer for Document Understanding](https://mlsanity.com/paper/2106.11539/) (2021)
- [Evaluation of Deep Convolutional Nets for Document Image Classification and Retrieval](https://mlsanity.com/paper/1502.07058/) (2015)
- [DiT: Self-supervised Pre-training for Document Image Transformer](https://mlsanity.com/paper/2203.02378/) (2022)
- [Going Full-TILT Boogie on Document Understanding with Text-Image-Layout Transformer](https://mlsanity.com/paper/2102.09550/) (2021)

## Built on by (most cited first, 1 of 1)

- [Amnesia by Design, Memory By Necessity: Persistent State for Document Intelligence](https://mlsanity.com/paper/2609.32041/) (2026)

## Abstract (arXiv)

Visual document understanding (VDU) has rapidly advanced with the development of powerful multi-modal language models. However, these models typically require extensive document pre-training data to learn intermediate representations and often suffer a significant performance drop in real-world online industrial settings. A primary issue is their heavy reliance on OCR engines to extract local positional information within document pages, which limits the models' ability to capture global information and hinders their generalizability, flexibility, and robustness. In this paper, we introduce GlobalDoc, a cross-modal transformer-based architecture pre-trained in a self-supervised manner using three novel pretext objective tasks. GlobalDoc improves the learning of richer semantic concepts by unifying language and visual representations, resulting in more transferable models. For proper evaluation, we also propose two novel document-level downstream VDU tasks, Few-Shot Document Image Classification (DIC) and Content-based Document Image Retrieval (DIR), designed to simulate industrial scenarios more closely. Extensive experimentation has been conducted to demonstrate GlobalDoc's effectiveness in practical settings.