# Mind the Uncertainty: Risk-Aware and Actively Exploring Model-Based Reinforcement Learning

arXiv: https://arxiv.org/abs/2309.05582 · HTML: https://mlsanity.com/paper/2309.05582/

## Key facts

- Cited by 3 papers in the map (data through 14 Oct 2026).
- Builds on 22 of its 43 references that are in the map.
- First posted on arXiv 11 Sep 2023.

## Builds on (most cited first, 22 of 22)

- [Simple and Scalable Predictive Uncertainty Estimation using Deep Ensembles](https://mlsanity.com/paper/1612.01474/) (2016)
- [Mastering Atari, Go, Chess and Shogi by Planning with a Learned Model](https://mlsanity.com/paper/1911.08265/) (2019)
- [Learning Latent Dynamics for Planning from Pixels](https://mlsanity.com/paper/1811.04551/) (2018)
- [Deep Reinforcement Learning in a Handful of Trials using Probabilistic Dynamics Models](https://mlsanity.com/paper/1805.12114/) (2018)
- [Deep Exploration via Bootstrapped DQN](https://mlsanity.com/paper/1602.04621/) (2016)
- [Model-Ensemble Trust-Region Policy Optimization](https://mlsanity.com/paper/1802.10592/) (2018)
- [Risk-sensitive Reinforcement Learning](https://mlsanity.com/paper/1311.2097/) (2013)
- [Model Predictive Path Integral Control using Covariance Variable Importance Sampling](https://mlsanity.com/paper/1509.01149/) (2015)
- [Gaussian Processes for Data-Efficient Learning in Robotics and Control](https://mlsanity.com/paper/1502.02860/) (2015)
- [Sample-efficient Cross-Entropy Method for Real-time Planning](https://mlsanity.com/paper/2008.06389/) (2020)
- [Exploring Model-based Planning with Policy Networks](https://mlsanity.com/paper/1906.08649/) (2019)
- [Efficient Model-Based Reinforcement Learning through Optimistic Policy Search and Planning](https://mlsanity.com/paper/2006.08684/) (2020)
- [Estimating Risk and Uncertainty in Deep Reinforcement Learning](https://mlsanity.com/paper/1905.09638/) (2019)
- [Data Efficient Reinforcement Learning for Legged Robots](https://mlsanity.com/paper/1907.03613/) (2019)
- [Data-Efficient Reinforcement Learning with Probabilistic Model Predictive Control](https://mlsanity.com/paper/1706.06491/) (2017)
- [Learning and Policy Search in Stochastic Dynamical Systems with Bayesian Neural Networks](https://mlsanity.com/paper/1605.07127/) (2016)
- [One-Shot Learning of Manipulation Skills with Online Dynamics Adaptation and Neural Network Priors](https://mlsanity.com/paper/1509.06841/) (2015)
- [An Open Torque-Controlled Modular Robot Architecture for Legged Locomotion Research](https://mlsanity.com/paper/1910.00093/) (2019)
- [Perceptual Attention-based Predictive Control](https://mlsanity.com/paper/1904.11898/) (2019)
- [Safe Distributional Reinforcement Learning](https://mlsanity.com/paper/2102.13446/) (2021)
- [Model-Based Generalization Under Parameter Uncertainty Using Path Integral Control](https://mlsanity.com/paper/2006.03106/) (2020)
- [Uncertainty Averse Pushing with Model Predictive Path Integral Control](https://mlsanity.com/paper/1710.04005/) (2017)

## Built on by (most cited first, 3 of 3)

- [Neural Lyapunov Function Approximation with Self-Supervised Reinforcement Learning](https://mlsanity.com/paper/2503.15629/) (2025)
- [Breaking the Epistemic Trap: Active Perception Under Compound Uncertainty](https://mlsanity.com/paper/2605.26627/) (2026)
- [Belief-Guided Decision Making with Uncertainty Gating in the Game of Go](https://mlsanity.com/paper/2607.26946/) (2026)

## Abstract (arXiv)

We introduce a simple but effective method for managing risk in model-based reinforcement learning with trajectory sampling that involves probabilistic safety constraints and balancing of optimism in the face of epistemic uncertainty and pessimism in the face of aleatoric uncertainty of an ensemble of stochastic neural networks.Various experiments indicate that the separation of uncertainties is essential to performing well with data-driven MPC approaches in uncertain and safety-critical control environments.
