# Leveraging Large Language Models for Exploiting ASR Uncertainty

arXiv: https://arxiv.org/abs/2309.04842 · HTML: https://mlsanity.com/paper/2309.04842/

## Key facts

- Cited by 15 papers in the map (data through 14 Oct 2026).
- Builds on 28 of its 37 references that are in the map.
- First posted on arXiv 9 Sep 2023.

## Builds on (most cited first, 28 of 28)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [LLaMA: Open and Efficient Foundation Language Models](https://mlsanity.com/paper/2302.13971/) (2023)
- [Chain-of-Thought Prompting Elicits Reasoning in Large Language Models](https://mlsanity.com/paper/2201.11903/) (2022)
- [Judging LLM-as-a-Judge with MT-Bench and Chatbot Arena](https://mlsanity.com/paper/2306.05685/) (2023)
- [Evaluating Large Language Models Trained on Code](https://mlsanity.com/paper/2107.03374/) (2021)
- [Conformer: Convolution-augmented Transformer for Speech Recognition](https://mlsanity.com/paper/2005.08100/) (2020)
- [Rethinking the Role of Demonstrations: What Makes In-Context Learning Work?](https://mlsanity.com/paper/2202.12837/) (2022)
- [HuggingGPT: Solving AI Tasks with ChatGPT and its Friends in Hugging Face](https://mlsanity.com/paper/2303.17580/) (2023)
- [An Explanation of In-context Learning as Implicit Bayesian Inference](https://mlsanity.com/paper/2111.02080/) (2021)
- [A Multitask, Multilingual, Multimodal Evaluation of ChatGPT on Reasoning, Hallucination, and Interactivity](https://mlsanity.com/paper/2302.04023/) (2023)
- [Speech Commands: A Dataset for Limited-Vocabulary Speech Recognition](https://mlsanity.com/paper/1804.03209/) (2018)
- [SpeechGPT: Empowering Large Language Models with Intrinsic Cross-Modal Conversational Abilities](https://mlsanity.com/paper/2305.11000/) (2023)
- [Is ChatGPT a General-Purpose Natural Language Processing Task Solver?](https://mlsanity.com/paper/2302.06476/) (2023)
- [AudioGPT: Understanding and Generating Speech, Music, Sound, and Talking Head](https://mlsanity.com/paper/2304.12995/) (2023)
- [Pengi: An Audio Language Model for Audio Tasks](https://mlsanity.com/paper/2305.11834/) (2023)
- [Listen, Think, and Understand](https://mlsanity.com/paper/2305.10790/) (2023)
- [Prompting Large Language Models with Speech Recognition Abilities](https://mlsanity.com/paper/2307.11795/) (2023)
- [Keyword Transformer: A Self-Attention Model for Keyword Spotting](https://mlsanity.com/paper/2104.00769/) (2021)
- [Can Generative Large Language Models Perform ASR Error Correction?](https://mlsanity.com/paper/2307.04172/) (2023)
- [Broadcasted Residual Learning for Efficient Keyword Spotting](https://mlsanity.com/paper/2106.04140/) (2021)
- [U2++: Unified Two-pass Bidirectional End-to-end Model for Speech Recognition](https://mlsanity.com/paper/2106.05642/) (2021)
- [Learning Efficient Representations for Keyword Spotting with Triplet Loss](https://mlsanity.com/paper/2101.04792/) (2021)
- [Can ChatGPT Detect Intent? Evaluating Large Language Models for Spoken Language Understanding](https://mlsanity.com/paper/2305.13512/) (2023)
- [Voice trigger detection from LVCSR hypothesis lattices using bidirectional lattice recurrent neural networks](https://mlsanity.com/paper/2003.00304/) (2020)
- [Device-Directed Speech Detection: Regularization via Distillation for Weakly-Supervised Models](https://mlsanity.com/paper/2203.15975/) (2022)

## Built on by (most cited first, 15 of 15)

- [VITA: Towards Open-Source Interactive Omni Multimodal LLM](https://mlsanity.com/paper/2408.05211/) (2024)
- [Connecting Speech Encoder and Large Language Model for ASR](https://mlsanity.com/paper/2309.13963/) (2023)
- [The Sound of Healthcare: Improving Medical Transcription ASR Accuracy with Large Language Models](https://mlsanity.com/paper/2402.07658/) (2024)
- [Generative Expressive Conversational Speech Synthesis](https://mlsanity.com/paper/2407.21491/) (2024)
- [Unveiling the Potential of LLM-Based ASR on Chinese Open-Source Datasets](https://mlsanity.com/paper/2405.02132/) (2024)
- [When Large Language Models Meet Speech: A Survey on Integration Approaches](https://mlsanity.com/paper/2502.19548/) (2025)
- [SALSA: Speedy ASR-LLM Synchronous Aggregation](https://mlsanity.com/paper/2408.16542/) (2024)
- [Multimodal Large Language Models with Fusion Low Rank Adaptation for Device Directed Speech Detection](https://mlsanity.com/paper/2406.09617/) (2024)
- [Leveraging LLM and Self-Supervised Training Models for Speech Recognition in Chinese Dialects: A Comparative Analysis](https://mlsanity.com/paper/2505.21138/) (2025)
- [SSVD: Structured SVD for Parameter-Efficient Fine-Tuning and Benchmarking under Domain Shift in ASR](https://mlsanity.com/paper/2509.02830/) (2025)
- [The Art of Deception: Robust Backdoor Attack using Dynamic Stacking of Triggers](https://mlsanity.com/paper/2401.01537/) (2024)
- [SpeechIQ: Speech-Agentic Intelligence Quotient Across Cognitive Levels in Voice Understanding by Large Language Models](https://mlsanity.com/paper/2507.19361/) (2025)
- [Building Trust Through Voice: How Vocal Tone Impacts User Perception of Attractiveness of Voice Assistants](https://mlsanity.com/paper/2409.18941/) (2024)
- [Device-Directed Speech Detection for Follow-up Conversations Using Large Language Models](https://mlsanity.com/paper/2411.00023/) (2024)
- [Uncertainty Modeling in Multimodal Speech Analysis Across the Psychosis Spectrum](https://mlsanity.com/paper/2502.18285/) (2025)

## Abstract (arXiv)

While large language models excel in a variety of natural language processing (NLP) tasks, to perform well on spoken language understanding (SLU) tasks, they must either rely on off-the-shelf automatic speech recognition (ASR) systems for transcription, or be equipped with an in-built speech modality. This work focuses on the former scenario, where LLM's accuracy on SLU tasks is constrained by the accuracy of a fixed ASR system on the spoken input. Specifically, we tackle speech-intent classification task, where a high word-error-rate can limit the LLM's ability to understand the spoken intent. Instead of chasing a high accuracy by designing complex or specialized architectures regardless of deployment costs, we seek to answer how far we can go without substantially changing the underlying ASR and LLM, which can potentially be shared by multiple unrelated tasks. To this end, we propose prompting the LLM with an n-best list of ASR hypotheses instead of only the error-prone 1-best hypothesis. We explore prompt-engineering to explain the concept of n-best lists to the LLM; followed by the finetuning of Low-Rank Adapters on the downstream tasks. Our approach using n-best lists proves to be effective on a device-directed speech detection task as well as on a keyword spotting task, where systems using n-best list prompts outperform those using 1-best ASR hypothesis; thus paving the way for an efficient method to exploit ASR uncertainty via LLMs for speech-based applications.
