# FedDAT: An Approach for Foundation Model Finetuning in Multi-Modal Heterogeneous Federated Learning

arXiv: https://arxiv.org/abs/2308.12305 · HTML: https://mlsanity.com/paper/2308.12305/

## Key facts

- Cited by 60 papers in the map (data through 14 Oct 2026).
- Builds on 46 of its 57 references that are in the map.
- First posted on arXiv 21 Aug 2023.

## Builds on (most cited first, 30 of 46)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Learning Transferable Visual Models From Natural Language Supervision](https://mlsanity.com/paper/2103.00020/) (2021)
- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [Diffusion Models Beat GANs on Image Synthesis](https://mlsanity.com/paper/2105.05233/) (2021)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Parameter-Efficient Transfer Learning for NLP](https://mlsanity.com/paper/1902.00751/) (2019)
- [Finetuned Language Models Are Zero-Shot Learners](https://mlsanity.com/paper/2109.01652/) (2021)
- [VQA: Visual Question Answering](https://mlsanity.com/paper/1505.00468/) (2015)
- [ViLBERT: Pretraining Task-Agnostic Visiolinguistic Representations for Vision-and-Language Tasks](https://mlsanity.com/paper/1908.02265/) (2019)
- [Align before Fuse: Vision and Language Representation Learning with Momentum Distillation](https://mlsanity.com/paper/2107.07651/) (2021)
- [LXMERT: Learning Cross-Modality Encoder Representations from Transformers](https://mlsanity.com/paper/1908.07490/) (2019)
- [Federated Learning: Challenges, Methods, and Future Directions](https://mlsanity.com/paper/1908.07873/) (2019)
- [Moment Matching for Multi-Source Domain Adaptation](https://mlsanity.com/paper/1812.01754/) (2018)
- [VisualBERT: A Simple and Performant Baseline for Vision and Language](https://mlsanity.com/paper/1908.03557/) (2019)
- [ViLT: Vision-and-Language Transformer Without Convolution or Region Supervision](https://mlsanity.com/paper/2102.03334/) (2021)
- [Oscar: Object-Semantics Aligned Pre-training for Vision-Language Tasks](https://mlsanity.com/paper/2004.06165/) (2020)
- [VL-BERT: Pre-training of Generic Visual-Linguistic Representations](https://mlsanity.com/paper/1908.08530/) (2019)
- [Few-Shot Parameter-Efficient Fine-Tuning is Better and Cheaper than In-Context Learning](https://mlsanity.com/paper/2205.05638/) (2022)
- [VizWiz Grand Challenge: Answering Visual Questions from Blind People](https://mlsanity.com/paper/1802.08218/) (2018)
- [FLAVA: A Foundational Language And Vision Alignment Model](https://mlsanity.com/paper/2112.04482/) (2021)
- [From Recognition to Cognition: Visual Commonsense Reasoning](https://mlsanity.com/paper/1811.10830/) (2018)
- [A Corpus for Reasoning About Natural Language Grounded in Photographs](https://mlsanity.com/paper/1811.00491/) (2018)
- [A Comprehensive Survey on Pretrained Foundation Models: A History from BERT to ChatGPT](https://mlsanity.com/paper/2302.09419/) (2023)
- [VL-Adapter: Parameter-Efficient Transfer Learning for Vision-and-Language Tasks](https://mlsanity.com/paper/2112.06825/) (2021)
- [Visual Entailment: A Novel Task for Fine-Grained Image Understanding](https://mlsanity.com/paper/1901.06706/) (2019)
- [Towards Building the Federated GPT: Federated Instruction Tuning](https://mlsanity.com/paper/2305.05644/) (2023)
- [A Survey of Vision-Language Pre-Trained Models](https://mlsanity.com/paper/2202.10936/) (2022)
- [Federated Learning from Pre-Trained Models: A Contrastive Learning Approach](https://mlsanity.com/paper/2209.10083/) (2022)

## Built on by (most cited first, 30 of 60)

- [Deep Model Fusion: A Survey](https://mlsanity.com/paper/2309.15698/) (2023)
- [Dual-Personalizing Adapter for Federated Foundation Models](https://mlsanity.com/paper/2403.19211/) (2024)
- [Advances and Open Challenges in Federated Foundation Models](https://mlsanity.com/paper/2404.15381/) (2024)
- [Federated Large Language Models: Current Progress and Future Directions](https://mlsanity.com/paper/2409.15723/) (2024)
- [Federated LoRA with Sparse Communication](https://mlsanity.com/paper/2406.05233/) (2024)
- [Ten Challenging Problems in Federated Foundation Models](https://mlsanity.com/paper/2502.12176/) (2025)
- [A Survey on Parameter-Efficient Fine-Tuning for Foundation Models in Federated Learning](https://mlsanity.com/paper/2504.21099/) (2025)
- [FedMAC: Tackling Partial-Modality Missing in Federated Learning with Cross-Modal Aggregation and Contrastive Regularization](https://mlsanity.com/paper/2410.03070/) (2024)
- [Federated Distillation: A Survey](https://mlsanity.com/paper/2404.08564/) (2024)
- [Open Challenges and Opportunities in Federated Foundation Models Towards Biomedical Healthcare](https://mlsanity.com/paper/2405.06784/) (2024)
- [Personalized Federated Fine-Tuning for LLMs via Data-Driven Heterogeneous Model Architectures](https://mlsanity.com/paper/2411.19128/) (2024)
- [Federated Continual Instruction Tuning](https://mlsanity.com/paper/2503.12897/) (2025)
- [Learning Reconfigurable Representations for Multimodal Federated Learning with Missing Data](https://mlsanity.com/paper/2510.22880/) (2025)
- [FedMLLM: Federated Fine-tuning MLLM on Multimodal Heterogeneity Data](https://mlsanity.com/paper/2411.14717/) (2024)
- [One-Shot Federated Learning with Classifier-Free Diffusion Models](https://mlsanity.com/paper/2502.08488/) (2025)
- [Capture Global Feature Statistics for One-Shot Federated Learning](https://mlsanity.com/paper/2503.06962/) (2025)
- [Adaptive LoRA Experts Allocation and Selection for Federated Fine-Tuning](https://mlsanity.com/paper/2509.15087/) (2025)
- [FAA-CLIP: Federated Adversarial Adaptation of CLIP](https://mlsanity.com/paper/2503.05776/) (2025)
- [EASE: Federated Multimodal Unlearning via Entanglement-Aware Anchor Closure](https://mlsanity.com/paper/2605.00733/) (2026)
- [Open-Vocabulary Federated Learning with Multimodal Prototyping](https://mlsanity.com/paper/2404.01232/) (2024)
- [F3OCUS -- Federated Finetuning of Vision-Language Foundation Models with Optimal Client Layer Updating Strategy via Multi-objective Meta-Heuristics](https://mlsanity.com/paper/2411.11912/) (2024)
- [LLM-driven Medical Report Generation via Communication-efficient Heterogeneous Federated Learning](https://mlsanity.com/paper/2506.17562/) (2025)
- [Foundation Models in Federated Learning: Assessing Backdoor Vulnerabilities](https://mlsanity.com/paper/2401.10375/) (2024)
- [Redefining non-IID Data in Federated Learning for Computer Vision Tasks: Migrating from Labels to Embeddings for Task-Specific Data Distributions](https://mlsanity.com/paper/2503.14553/) (2025)
- [Federated Client-tailored Adapter for Medical Image Segmentation](https://mlsanity.com/paper/2504.18020/) (2025)
- [Multi-Modal Multi-Task Federated Foundation Models for Next-Generation Extended Reality Systems: Towards Privacy-Preserving Distributed Intelligence in AR/VR/MR](https://mlsanity.com/paper/2506.05683/) (2025)
- [Toward Efficient Membership Inference Attacks against Federated Large Language Models: A Projection Residual Approach](https://mlsanity.com/paper/2604.21197/) (2026)
- [TriplePlay: Enhancing Federated Learning with CLIP for Non-IID Data and Resource Efficiency](https://mlsanity.com/paper/2409.05347/) (2024)
- [FedEFM: Federated Endovascular Foundation Model with Unseen Data](https://mlsanity.com/paper/2501.16992/) (2025)
- [Communication-Efficient and Personalized Federated Foundation Model Fine-Tuning via Tri-Matrix Adaptation](https://mlsanity.com/paper/2503.23869/) (2025)

## Abstract (arXiv)

Recently, foundation models have exhibited remarkable advancements in multi-modal learning. These models, equipped with millions (or billions) of parameters, typically require a substantial amount of data for finetuning. However, collecting and centralizing training data from diverse sectors becomes challenging due to distinct privacy regulations. Federated Learning (FL) emerges as a promising solution, enabling multiple clients to collaboratively train neural networks without centralizing their local data. To alleviate client computation burdens and communication overheads, previous works have adapted Parameter-efficient Finetuning (PEFT) methods for FL. Hereby, only a small fraction of the model parameters are optimized and communicated during federated communications. Nevertheless, most previous works have focused on a single modality and neglected one common phenomenon, i.e., the presence of data heterogeneity across the clients. Therefore, in this work, we propose a finetuning framework tailored to heterogeneous multi-modal FL, called Federated Dual-Aadapter Teacher (FedDAT). Specifically, our approach leverages a Dual-Adapter Teacher (DAT) to address data heterogeneity by regularizing the client local updates and applying Mutual Knowledge Distillation (MKD) for an efficient knowledge transfer. FedDAT is the first approach that enables an efficient distributed finetuning of foundation models for a variety of heterogeneous Vision-Language tasks. To demonstrate its effectiveness, we conduct extensive experiments on four multi-modality FL benchmarks with different types of data heterogeneity, where FedDAT substantially outperforms the existing centralized PEFT methods adapted for FL.
