# Investigating the Factual Knowledge Boundary of Large Language Models with Retrieval Augmentation

arXiv: https://arxiv.org/abs/2307.11019 · HTML: https://mlsanity.com/paper/2307.11019/

## Key facts

- Cited by 147 papers in the map (data through 14 Oct 2026).
- Builds on 29 of its 35 references that are in the map.
- First posted on arXiv 20 Jul 2023.

## Builds on (most cited first, 29 of 29)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [BART: Denoising Sequence-to-Sequence Pre-training for Natural Language Generation, Translation, and Comprehension](https://mlsanity.com/paper/1910.13461/) (2019)
- [Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2004.04906/) (2020)
- [HotpotQA: A Dataset for Diverse, Explainable Multi-hop Question Answering](https://mlsanity.com/paper/1809.09600/) (2018)
- [TriviaQA: A Large Scale Distantly Supervised Challenge Dataset for Reading Comprehension](https://mlsanity.com/paper/1705.03551/) (2017)
- [A Survey of Large Language Models](https://mlsanity.com/paper/2303.18223/) (2023)
- [Billion-scale similarity search with GPUs](https://mlsanity.com/paper/1702.08734/) (2017)
- [REALM: Retrieval-Augmented Language Model Pre-Training](https://mlsanity.com/paper/2002.08909/) (2020)
- [Leveraging Passage Retrieval with Generative Models for Open Domain Question Answering](https://mlsanity.com/paper/2007.01282/) (2020)
- [Reading Wikipedia to Answer Open-Domain Questions](https://mlsanity.com/paper/1704.00051/) (2017)
- [Latent Retrieval for Weakly Supervised Open Domain Question Answering](https://mlsanity.com/paper/1906.00300/) (2019)
- [KILT: a Benchmark for Knowledge Intensive Language Tasks](https://mlsanity.com/paper/2009.02252/) (2020)
- [Is ChatGPT a General-Purpose Natural Language Processing Task Solver?](https://mlsanity.com/paper/2302.06476/) (2023)
- [RocketQA: An Optimized Training Approach to Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2010.08191/) (2020)
- [Generate rather than Retrieve: Large Language Models are Strong Context Generators](https://mlsanity.com/paper/2209.10063/) (2022)
- [Do Large Language Models Know What They Don't Know?](https://mlsanity.com/paper/2305.18153/) (2023)
- [Unsupervised Corpus Aware Language Model Pre-training for Dense Passage Retrieval](https://mlsanity.com/paper/2108.05540/) (2021)
- [MRQA 2019 Shared Task: Evaluating Generalization in Reading Comprehension](https://mlsanity.com/paper/1910.09753/) (2019)
- [RocketQAv2: A Joint Training Method for Dense Passage Retrieval and Passage Re-ranking](https://mlsanity.com/paper/2110.07367/) (2021)
- [Dense Text Retrieval based on Pretrained Language Models: A Survey](https://mlsanity.com/paper/2211.14876/) (2022)
- [Evaluating Open-Domain Question Answering in the Era of Large Language Models](https://mlsanity.com/paper/2305.06984/) (2023)
- [Automatic Evaluation of Attribution by Large Language Models](https://mlsanity.com/paper/2305.06311/) (2023)
- [PAIR: Leveraging Passage-Centric Similarity Relation for Improving Dense Passage Retrieval](https://mlsanity.com/paper/2108.06027/) (2021)
- [SimANS: Simple Ambiguous Negatives Sampling for Dense Text Retrieval](https://mlsanity.com/paper/2210.11773/) (2022)
- [TOME: A Two-stage Approach for Model-based Retrieval](https://mlsanity.com/paper/2305.11161/) (2023)
- [Implicit Feedback for Dense Passage Retrieval: A Counterfactual Approach](https://mlsanity.com/paper/2204.00718/) (2022)

## Built on by (most cited first, 30 of 147)

- [Retrieval-Augmented Generation for Large Language Models: A Survey](https://mlsanity.com/paper/2312.10997/) (2023)
- [A Survey on Hallucination in Large Language Models: Principles, Taxonomy, Challenges, and Open Questions](https://mlsanity.com/paper/2311.05232/) (2023)
- [The Rise and Potential of Large Language Model Based Agents: A Survey](https://mlsanity.com/paper/2309.07864/) (2023)
- [Siren's Song in the AI Ocean: A Survey on Hallucination in Large Language Models](https://mlsanity.com/paper/2309.01219/) (2023)
- [Retrieval-Augmented Generation for AI-Generated Content: A Survey](https://mlsanity.com/paper/2402.19473/) (2024)
- [Explainability for Large Language Models: A Survey](https://mlsanity.com/paper/2309.01029/) (2023)
- [Large Language Models for Information Retrieval: A Survey](https://mlsanity.com/paper/2308.07107/) (2023)
- [Benchmarking Large Language Models in Retrieval-Augmented Generation](https://mlsanity.com/paper/2309.01431/) (2023)
- [Leak, Cheat, Repeat: Data Contamination and Evaluation Malpractices in Closed-Source LLMs](https://mlsanity.com/paper/2402.03927/) (2024)
- [Beyond Hallucinations: Enhancing LVLMs through Hallucination-Aware Direct Preference Optimization](https://mlsanity.com/paper/2311.16839/) (2023)
- [Survey on Factuality in Large Language Models: Knowledge, Retrieval and Domain-Specificity](https://mlsanity.com/paper/2310.07521/) (2023)
- [LLM Lies: Hallucinations are not Bugs, but Features as Adversarial Examples](https://mlsanity.com/paper/2310.01469/) (2023)
- [A Comprehensive Study of Knowledge Editing for Large Language Models](https://mlsanity.com/paper/2401.01286/) (2024)
- [PaperQA: Retrieval-Augmented Generative Agent for Scientific Research](https://mlsanity.com/paper/2312.07559/) (2023)
- [R-Tuning: Instructing Large Language Models to Say `I Don't Know'](https://mlsanity.com/paper/2311.09677/) (2023)
- [The Earth is Flat because...: Investigating LLMs' Belief towards Misinformation via Persuasive Conversation](https://mlsanity.com/paper/2312.09085/) (2023)
- [Graph Foundation Models: Concepts, Opportunities and Challenges](https://mlsanity.com/paper/2310.11829/) (2023)
- [EasyEdit: An Easy-to-use Knowledge Editing Framework for Large Language Models](https://mlsanity.com/paper/2308.07269/) (2023)
- [Tug-of-War Between Knowledge: Exploring and Resolving Knowledge Conflicts in Retrieval-Augmented Language Models](https://mlsanity.com/paper/2402.14409/) (2024)
- [The Dawn After the Dark: An Empirical Study on Factuality Hallucination in Large Language Models](https://mlsanity.com/paper/2401.03205/) (2024)
- [Retrieval-Augmented Generation for Natural Language Processing: A Survey](https://mlsanity.com/paper/2407.13193/) (2024)
- [When Do LLMs Need Retrieval Augmentation? Mitigating LLMs' Overconfidence Helps Retrieval Augmentation](https://mlsanity.com/paper/2402.11457/) (2024)
- [SMART: Self-Aware Agent for Tool Overuse Mitigation](https://mlsanity.com/paper/2502.11435/) (2025)
- [Generate-then-Ground in Retrieval-Augmented Generation for Multi-hop Question Answering](https://mlsanity.com/paper/2406.14891/) (2024)
- [Can AI Assistants Know What They Don't Know?](https://mlsanity.com/paper/2401.13275/) (2024)
- [Blinded by Generated Contexts: How Language Models Merge Generated and Retrieved Contexts When Knowledge Conflicts?](https://mlsanity.com/paper/2401.11911/) (2024)
- [Usable XAI: 10 Strategies Towards Exploiting Explainability in the LLM Era](https://mlsanity.com/paper/2403.08946/) (2024)
- [Learning to Trust Your Feelings: Leveraging Self-awareness in LLMs for Hallucination Mitigation](https://mlsanity.com/paper/2401.15449/) (2024)
- [Think Twice Before Trusting: Self-Detection for Large Language Models through Comprehensive Answer Reflection](https://mlsanity.com/paper/2403.09972/) (2024)
- [UDA: A Benchmark Suite for Retrieval Augmented Generation in Real-world Document Analysis](https://mlsanity.com/paper/2406.15187/) (2024)

## Abstract (arXiv)

Large language models (LLMs) have shown impressive prowess in solving a wide range of tasks with world knowledge. However, it remains unclear how well LLMs are able to perceive their factual knowledge boundaries, particularly under retrieval augmentation settings. In this study, we present the first analysis on the factual knowledge boundaries of LLMs and how retrieval augmentation affects LLMs on open-domain question answering (QA), with a bunch of important findings. Specifically, we focus on three research questions and analyze them by examining QA, priori judgement and posteriori judgement capabilities of LLMs. We show evidence that LLMs possess unwavering confidence in their knowledge and cannot handle the conflict between internal and external knowledge well. Furthermore, retrieval augmentation proves to be an effective approach in enhancing LLMs' awareness of knowledge boundaries. We further conduct thorough experiments to examine how different factors affect LLMs and propose a simple method to dynamically utilize supporting documents with our judgement strategy. Additionally, we find that the relevance between the supporting documents and the questions significantly impacts LLMs' QA and judgemental capabilities. The code to reproduce this work is available at https://github.com/RUCAIBox/LLM-Knowledge-Boundary.