# Enrollment-stage Backdoor Attacks on Speaker Recognition Systems via Adversarial Ultrasound

arXiv: https://arxiv.org/abs/2306.16022 · HTML: https://mlsanity.com/paper/2306.16022/

## Key facts

- Cited by 5 papers in the map (data through 14 Oct 2026).
- Placed in Audio jailbreaks and speech backdoors, one of 12 directions in LLM safety and security.
- Builds on 34 of its 89 references that are in the map.
- First posted on arXiv 28 Jun 2023.

## Placed in

- LLM safety and security / [Audio jailbreaks and speech backdoors](https://mlsanity.com/safety/audio-jailbreaks-and-speech-backdoors/)

## Builds on (most cited first, 30 of 34)

- [Adam: A Method for Stochastic Optimization](https://mlsanity.com/paper/1412.6980/) (2014)
- [WavLM: Large-Scale Self-Supervised Pre-Training for Full Stack Speech Processing](https://mlsanity.com/paper/2110.13900/) (2021)
- [BadNets: Identifying Vulnerabilities in the Machine Learning Model Supply Chain](https://mlsanity.com/paper/1708.06733/) (2017)
- [VoxCeleb: a large-scale speaker identification dataset](https://mlsanity.com/paper/1706.08612/) (2017)
- [ECAPA-TDNN: Emphasized Channel Attention, Propagation and Aggregation in TDNN Based Speaker Verification](https://mlsanity.com/paper/2005.07143/) (2020)
- [MLS: A Large-Scale Multilingual Dataset for Speech Research](https://mlsanity.com/paper/2012.03411/) (2020)
- [Backdoor Learning: A Survey](https://mlsanity.com/paper/2007.08745/) (2020)
- [AISHELL-1: An Open-Source Mandarin Speech Corpus and A Speech Recognition Baseline](https://mlsanity.com/paper/1709.05522/) (2017)
- [Generalized End-to-End Loss for Speaker Verification](https://mlsanity.com/paper/1710.10467/) (2017)
- [Audio Adversarial Examples: Targeted Attacks on Speech-to-Text](https://mlsanity.com/paper/1801.01944/) (2018)
- [pyannote.audio: neural building blocks for speaker diarization](https://mlsanity.com/paper/1911.01255/) (2019)
- [Rethinking the Backdoor Attacks' Triggers: A Frequency Perspective](https://mlsanity.com/paper/2104.03413/) (2021)
- [In defence of metric learning for speaker recognition](https://mlsanity.com/paper/2003.11982/) (2020)
- [DolphinAtack: Inaudible Voice Commands](https://mlsanity.com/paper/1708.09537/) (2017)
- [Who is Real Bob? Adversarial Attacks on Speaker Recognition Systems](https://mlsanity.com/paper/1911.01840/) (2019)
- [CommanderSong: A Systematic Approach for Practical Adversarial Voice Recognition](https://mlsanity.com/paper/1801.08535/) (2018)
- [Backdoor Attack against Speaker Verification](https://mlsanity.com/paper/2010.11607/) (2020)
- [Utterance-level Aggregation For Speaker Recognition In The Wild](https://mlsanity.com/paper/1902.10107/) (2019)
- [Can You Hear It? Backdoor Attacks via Ultrasonic Triggers](https://mlsanity.com/paper/2107.14569/) (2021)
- [Hear "No Evil", See "Kenansville": Efficient and Transferable Black-Box Attacks on Speech Recognition and Voice Identification Systems](https://mlsanity.com/paper/1910.05262/) (2019)
- [Practical Hidden Voice Attacks against Speech and Speaker Recognition Systems](https://mlsanity.com/paper/1904.05734/) (2019)
- [SirenAttack: Generating Adversarial Audio for End-to-End Acoustic Systems](https://mlsanity.com/paper/1901.07846/) (2019)
- [Enabling Fast and Universal Audio Adversarial Attack Using Generative Model](https://mlsanity.com/paper/2004.12261/) (2020)
- [A Differentiable Perceptual Audio Metric Learned from Just Noticeable Differences](https://mlsanity.com/paper/2001.04460/) (2020)
- [Light Commands: Laser-Based Audio Injection Attacks on Voice-Controllable Systems](https://mlsanity.com/paper/2006.11946/) (2020)
- [Attack on practical speaker verification system using universal adversarial perturbations](https://mlsanity.com/paper/2105.09022/) (2021)
- [Improving speaker de-identification with functional data analysis of f0 trajectories](https://mlsanity.com/paper/2203.16738/) (2022)
- [SpeakerNet: 1D Depth-wise Separable Convolutional Network for Text-Independent Speaker Recognition and Verification](https://mlsanity.com/paper/2010.12653/) (2020)
- [Short-duration Speaker Verification (SdSV) Challenge 2021: the Challenge Evaluation Plan](https://mlsanity.com/paper/1912.06311/) (2019)
- [Deep Speaker Embeddings for Far-Field Speaker Recognition on Short Utterances](https://mlsanity.com/paper/2002.06033/) (2020)

## Built on by (most cited first, 5 of 5)

- [SafeEar: Content Privacy-Preserving Audio Deepfake Detection](https://mlsanity.com/paper/2409.09272/) (2024)
- [Apollo: Band-sequence Modeling for High-Quality Audio Restoration](https://mlsanity.com/paper/2409.08514/) (2024)
- [Scale-Invariant Adversarial Attack against Arbitrary-scale Super-resolution](https://mlsanity.com/paper/2503.04385/) (2025)
- [Exploiting Vulnerabilities in Speech Translation Systems through Targeted Adversarial Attacks](https://mlsanity.com/paper/2503.00957/) (2025)
- [Investigating Vulnerabilities and Defenses Against Audio-Visual Attacks: A Comprehensive Survey Emphasizing Multimodal Models](https://mlsanity.com/paper/2506.11521/) (2025)

## Abstract (arXiv)

Automatic Speaker Recognition Systems (SRSs) have been widely used in voice applications for personal identification and access control. A typical SRS consists of three stages, i.e., training, enrollment, and recognition. Previous work has revealed that SRSs can be bypassed by backdoor attacks at the training stage or by adversarial example attacks at the recognition stage. In this paper, we propose Tuner, a new type of backdoor attack against the enrollment stage of SRS via adversarial ultrasound modulation, which is inaudible, synchronization-free, content-independent, and black-box. Our key idea is to first inject the backdoor into the SRS with modulated ultrasound when a legitimate user initiates the enrollment, and afterward, the polluted SRS will grant access to both the legitimate user and the adversary with high confidence. Our attack faces a major challenge of unpredictable user articulation at the enrollment stage. To overcome this challenge, we generate the ultrasonic backdoor by augmenting the optimization process with random speech content, vocalizing time, and volume of the user. Furthermore, to achieve real-world robustness, we improve the ultrasonic signal over traditional methods using sparse frequency points, pre-compensation, and single-sideband (SSB) modulation. We extensively evaluate Tuner on two common datasets and seven representative SRS models, as well as its robustness against seven kinds of defenses. Results show that our attack can successfully bypass speaker recognition systems while remaining effective to various speakers, speech content, etc. To mitigate this newly discovered threat, we also provide discussions on potential countermeasures, limitations, and future works of this new threat.
