# KnowPrefix-Tuning: A Two-Stage Prefix-Tuning Framework for Knowledge-Grounded Dialogue Generation

arXiv: https://arxiv.org/abs/2306.15430 · HTML: https://mlsanity.com/paper/2306.15430/

## Key facts

- Cited by 5 papers in the map (data through 14 Oct 2026).
- Builds on 41 of its 46 references that are in the map.
- First posted on arXiv 27 Jun 2023.

## Builds on (most cited first, 30 of 41)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Retrieval-Augmented Generation for Knowledge-Intensive NLP Tasks](https://mlsanity.com/paper/2005.11401/) (2020)
- [BART: Denoising Sequence-to-Sequence Pre-training for Natural Language Generation, Translation, and Comprehension](https://mlsanity.com/paper/1910.13461/) (2019)
- [Prefix-Tuning: Optimizing Continuous Prompts for Generation](https://mlsanity.com/paper/2101.00190/) (2021)
- [The Power of Scale for Parameter-Efficient Prompt Tuning](https://mlsanity.com/paper/2104.08691/) (2021)
- [The Curious Case of Neural Text Degeneration](https://mlsanity.com/paper/1904.09751/) (2019)
- [REALM: Retrieval-Augmented Language Model Pre-Training](https://mlsanity.com/paper/2002.08909/) (2020)
- [Language Models as Knowledge Bases?](https://mlsanity.com/paper/1909.01066/) (2019)
- [Decoupled Weight Decay Regularization](https://mlsanity.com/paper/1711.05101/) (2017)
- [Multilingual Denoising Pre-training for Neural Machine Translation](https://mlsanity.com/paper/2001.08210/) (2020)
- [Retrieval Augmentation Reduces Hallucination in Conversation](https://mlsanity.com/paper/2104.07567/) (2021)
- [It's Not Just Size That Matters: Small Language Models Are Also Few-Shot Learners](https://mlsanity.com/paper/2009.07118/) (2020)
- [Recipes for building an open-domain chatbot](https://mlsanity.com/paper/2004.13637/) (2020)
- [Wizard of Wikipedia: Knowledge-Powered Conversational agents](https://mlsanity.com/paper/1811.01241/) (2018)
- [Learning Discourse-level Diversity for Neural Dialog Models using Conditional Variational Autoencoders](https://mlsanity.com/paper/1703.10960/) (2017)
- [Internet-Augmented Dialogue Generation](https://mlsanity.com/paper/2107.07566/) (2021)
- [Commonsense Knowledge Mining from Pretrained Models](https://mlsanity.com/paper/1909.00505/) (2019)
- [A Knowledge-Grounded Neural Conversation Model](https://mlsanity.com/paper/1702.01932/) (2017)
- [Knowledge-Grounded Dialogue Generation with Pre-trained Language Models](https://mlsanity.com/paper/2010.08824/) (2020)
- [A Dataset for Document Grounded Conversations](https://mlsanity.com/paper/1809.07358/) (2018)
- [Evaluating Commonsense in Pre-trained Language Models](https://mlsanity.com/paper/1911.11931/) (2019)
- [Sequential Latent Knowledge Selection for Knowledge-Grounded Dialogue](https://mlsanity.com/paper/2002.07510/) (2020)
- [Learning to Select Knowledge for Response Generation in Dialog Systems](https://mlsanity.com/paper/1902.04911/) (2019)
- [PLATO-2: Towards Building an Open-Domain Chatbot via Curriculum Learning](https://mlsanity.com/paper/2006.16779/) (2020)
- [Can Generative Pre-trained Language Models Serve as Knowledge Bases for Closed-book QA?](https://mlsanity.com/paper/2106.01561/) (2021)
- [PERFECT: Prompt-free and Efficient Few-shot Learning with Language Models](https://mlsanity.com/paper/2204.01172/) (2022)
- [Contrastive Learning Reduces Hallucination in Conversations](https://mlsanity.com/paper/2212.10400/) (2022)
- [Zero-Resource Knowledge-Grounded Dialogue Generation](https://mlsanity.com/paper/2008.12918/) (2020)

## Built on by (most cited first, 5 of 5)

- [When Do Prompting and Prefix-Tuning Work? A Theory of Capabilities and Limitations](https://mlsanity.com/paper/2310.19698/) (2023)
- [FinPT: Financial Risk Prediction with Profile Tuning on Pretrained Foundation Models](https://mlsanity.com/paper/2308.00065/) (2023)
- [Leveraging Large Language Models for Enhanced NLP Task Performance through Knowledge Distillation and Optimized Training Strategies](https://mlsanity.com/paper/2402.09282/) (2024)
- [FedLoDrop: Federated LoRA with Dropout for Generalized LLM Fine-tuning](https://mlsanity.com/paper/2510.12078/) (2025)
- [Efficient Tuning of Large Language Models for Knowledge-Grounded Dialogue Generation](https://mlsanity.com/paper/2504.07754/) (2025)

## Abstract (arXiv)

Existing knowledge-grounded conversation systems generate responses typically in a retrieve-then-generate manner. They require a large knowledge base and a strong knowledge retrieval component, which is time- and resource-consuming. In this paper, we address the challenge by leveraging the inherent knowledge encoded in the pre-trained language models (PLMs). We propose Knowledgeable Prefix Tuning (KnowPrefix-Tuning), a two-stage tuning framework, bypassing the retrieval process in a knowledge-grounded conversation system by injecting prior knowledge into the lightweight knowledge prefix. The knowledge prefix is a sequence of continuous knowledge-specific vectors that can be learned during training. In addition, we propose a novel interactive re-parameterization mechanism that allows the prefix to interact fully with the PLM during the optimization of response generation. Experimental results demonstrate that KnowPrefix-Tuning outperforms fine-tuning and other lightweight tuning approaches, and performs comparably with strong retrieval-based baselines while being 3× faster during inference.