# The Deep Arbitrary Polynomial Chaos Neural Network or how Deep Artificial Neural Networks could benefit from Data-Driven Homogeneous Chaos Theory

arXiv: https://arxiv.org/abs/2306.14753 · HTML: https://mlsanity.com/paper/2306.14753/

## Key facts

- Cited by 3 papers in the map (data through 14 Oct 2026).
- Builds on 26 of its 122 references that are in the map.
- First posted on arXiv 26 Jun 2023.

## Builds on (most cited first, 26 of 26)

- [Batch Normalization: Accelerating Deep Network Training by Reducing Internal Covariate Shift](https://mlsanity.com/paper/1502.03167/) (2015)
- [Densely Connected Convolutional Networks](https://mlsanity.com/paper/1608.06993/) (2016)
- [An overview of gradient descent optimization algorithms](https://mlsanity.com/paper/1609.04747/) (2016)
- [Deep Learning in Neural Networks: An Overview](https://mlsanity.com/paper/1404.7828/) (2014)
- [Deep Double Descent: Where Bigger Models and More Data Hurt](https://mlsanity.com/paper/1912.02292/) (2019)
- [An End-to-End Trainable Neural Network for Image-based Sequence Recognition and Its Application to Scene Text Recognition](https://mlsanity.com/paper/1507.05717/) (2015)
- [A systematic study of the class imbalance problem in convolutional neural networks](https://mlsanity.com/paper/1710.05381/) (2017)
- [Unitary Evolution Recurrent Neural Networks](https://mlsanity.com/paper/1511.06464/) (2015)
- [Solving ill-posed inverse problems using iterative deep neural networks](https://mlsanity.com/paper/1704.04058/) (2017)
- [Orthogonal Convolutional Neural Networks](https://mlsanity.com/paper/1911.12207/) (2019)
- [Multivariate LSTM-FCNs for Time Series Classification](https://mlsanity.com/paper/1801.04503/) (2018)
- [Deep Learning in Video Multi-Object Tracking: A Survey](https://mlsanity.com/paper/1907.12740/) (2019)
- [Evolving Deep Neural Networks](https://mlsanity.com/paper/1703.00548/) (2017)
- [Full-Capacity Unitary Recurrent Neural Networks](https://mlsanity.com/paper/1611.00035/) (2016)
- [On orthogonality and learning recurrent networks with long term dependencies](https://mlsanity.com/paper/1702.00071/) (2017)
- [Deep Voice: Real-time Neural Text-to-Speech](https://mlsanity.com/paper/1702.07825/) (2017)
- [Orthogonal Deep Neural Networks](https://mlsanity.com/paper/1905.05929/) (2019)
- [Physics-Guided Machine Learning for Scientific Discovery: An Application in Simulating Lake Temperature Profiles](https://mlsanity.com/paper/2001.11086/) (2020)
- [Efficient Orthogonal Parametrisation of Recurrent Neural Networks Using Householder Reflections](https://mlsanity.com/paper/1612.00188/) (2016)
- [Challenges in Markov chain Monte Carlo for Bayesian neural networks](https://mlsanity.com/paper/1910.06539/) (2019)
- [Pi-nets: Deep Polynomial Neural Networks](https://mlsanity.com/paper/2003.03828/) (2020)
- [Deep Neural Network Concepts for Background Subtraction: A Systematic Review and Comparative Evaluation](https://mlsanity.com/paper/1811.05255/) (2018)
- [Annotated History of Modern AI and Deep Learning](https://mlsanity.com/paper/2212.11279/) (2022)
- [PCENet: High Dimensional Surrogate Modeling for Learning Uncertainty](https://mlsanity.com/paper/2202.05063/) (2022)
- [A fully Bayesian sparse polynomial chaos expansion approach with joint priors on the coefficients and global selection of terms](https://mlsanity.com/paper/2204.06043/) (2022)
- [Comparison of data-driven uncertainty quantification methods for a carbon dioxide storage benchmark scenario](https://mlsanity.com/paper/1802.03064/) (2018)

## Built on by (most cited first, 3 of 3)

- [Deep Polynomial Chaos Expansion](https://mlsanity.com/paper/2507.21273/) (2025)
- [Interpretable epistemic uncertainty decomposition in sequential generative models via polynomial chaos surrogates](https://mlsanity.com/paper/2510.21523/) (2025)
- [A Unified Uncertainty Representation for Graph Neural Networks via Doubly-Spectral Stochastic Expansion](https://mlsanity.com/paper/2609.35703/) (2026)

## Abstract (arXiv)

Artificial Intelligence and Machine learning have been widely used in various fields of mathematical computing, physical modeling, computational science, communication science, and stochastic analysis. Approaches based on Deep Artificial Neural Networks (DANN) are very popular in our days. Depending on the learning task, the exact form of DANNs is determined via their multi-layer architecture, activation functions and the so-called loss function. However, for a majority of deep learning approaches based on DANNs, the kernel structure of neural signal processing remains the same, where the node response is encoded as a linear superposition of neural activity, while the non-linearity is triggered by the activation functions. In the current paper, we suggest to analyze the neural signal processing in DANNs from the point of view of homogeneous chaos theory as known from polynomial chaos expansion (PCE). From the PCE perspective, the (linear) response on each node of a DANN could be seen as a 1st degree multi-variate polynomial of single neurons from the previous layer, i.e. linear weighted sum of monomials. From this point of view, the conventional DANN structure relies implicitly (but erroneously) on a Gaussian distribution of neural signals. Additionally, this view revels that by design DANNs do not necessarily fulfill any orthogonality or orthonormality condition for a majority of data-driven applications. Therefore, the prevailing handling of neural signals in DANNs could lead to redundant representation as any neural signal could contain some partial information from other neural signals. To tackle that challenge, we suggest to employ the data-driven generalization of PCE theory known as arbitrary polynomial chaos (aPC) to construct a corresponding multi-variate orthonormal representations on each node of a DANN to obtain Deep arbitrary polynomial chaos neural networks.
