# Privacy and Fairness in Federated Learning: on the Perspective of Trade-off

arXiv: https://arxiv.org/abs/2306.14123 · HTML: https://mlsanity.com/paper/2306.14123/

## Key facts

- Cited by 26 papers in the map (data through 14 Oct 2026).
- Builds on 153 of its 237 references that are in the map.
- First posted on arXiv 25 Jun 2023.

## Builds on (most cited first, 30 of 153)

- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Model-Agnostic Meta-Learning for Fast Adaptation of Deep Networks](https://mlsanity.com/paper/1703.03400/) (2017)
- [Overcoming catastrophic forgetting in neural networks](https://mlsanity.com/paper/1612.00796/) (2016)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Membership Inference Attacks against Machine Learning Models](https://mlsanity.com/paper/1610.05820/) (2016)
- [Equality of Opportunity in Supervised Learning](https://mlsanity.com/paper/1610.02413/) (2016)
- [A Survey on Bias and Fairness in Machine Learning](https://mlsanity.com/paper/1908.09635/) (2019)
- [Man is to Computer Programmer as Woman is to Homemaker? Debiasing Word Embeddings](https://mlsanity.com/paper/1607.06520/) (2016)
- [Federated Learning with Non-IID Data](https://mlsanity.com/paper/1806.00582/) (2018)
- [Deep Leakage from Gradients](https://mlsanity.com/paper/1906.08935/) (2019)
- [On First-Order Meta-Learning Algorithms](https://mlsanity.com/paper/1803.02999/) (2018)
- [Counterfactual Fairness](https://mlsanity.com/paper/1703.06856/) (2017)
- [Certifying and removing disparate impact](https://mlsanity.com/paper/1412.3756/) (2014)
- [Inverting Gradients -- How easy is it to break privacy in federated learning?](https://mlsanity.com/paper/2003.14053/) (2020)
- [Fair prediction with disparate impact: A study of bias in recidivism prediction instruments](https://mlsanity.com/paper/1610.07524/) (2016)
- [Federated Multi-Task Learning](https://mlsanity.com/paper/1705.10467/) (2017)
- [Ditto: Fair and Robust Federated Learning Through Personalization](https://mlsanity.com/paper/2012.04221/) (2020)
- [Mitigating Unwanted Biases with Adversarial Learning](https://mlsanity.com/paper/1801.07593/) (2018)
- [Gender Bias in Coreference Resolution: Evaluation and Debiasing Methods](https://mlsanity.com/paper/1804.06876/) (2018)
- [Renyi Differential Privacy](https://mlsanity.com/paper/1702.07476/) (2017)
- [A Reductions Approach to Fair Classification](https://mlsanity.com/paper/1803.02453/) (2018)
- [Inherent Trade-Offs in the Fair Determination of Risk Scores](https://mlsanity.com/paper/1609.05807/) (2016)
- [Federated Learning for Mobile Keyboard Prediction](https://mlsanity.com/paper/1811.03604/) (2018)
- [Federated Learning with Differential Privacy: Algorithms and Performance Analysis](https://mlsanity.com/paper/1911.00222/) (2019)
- [Exploiting Unintended Feature Leakage in Collaborative Learning](https://mlsanity.com/paper/1805.04049/) (2018)
- [An Efficient Framework for Clustered Federated Learning](https://mlsanity.com/paper/2006.04088/) (2020)
- [Clustered Federated Learning: Model-Agnostic Distributed Multi-Task Optimization under Privacy Constraints](https://mlsanity.com/paper/1910.01991/) (2019)
- [Towards Personalized Federated Learning](https://mlsanity.com/paper/2103.00710/) (2021)
- [Differentially Private Federated Learning: A Client Level Perspective](https://mlsanity.com/paper/1712.07557/) (2017)

## Built on by (most cited first, 26 of 26)

- [Graph Foundation Models: Concepts, Opportunities and Challenges](https://mlsanity.com/paper/2310.11829/) (2023)
- [Fair Federated Learning under Domain Skew with Local Consistency and Domain Diversity](https://mlsanity.com/paper/2405.16585/) (2024)
- [Threats and Defenses in Federated Learning Life Cycle: A Comprehensive Survey and Challenges](https://mlsanity.com/paper/2407.06754/) (2024)
- [Vertical Federated Learning for Effectiveness, Security, Applicability: A Survey](https://mlsanity.com/paper/2405.17495/) (2024)
- [SoK: Unintended Interactions among Machine Learning Defenses and Risks](https://mlsanity.com/paper/2312.04542/) (2023)
- [Toward the Tradeoffs between Privacy, Fairness and Utility in Federated Learning](https://mlsanity.com/paper/2311.18190/) (2023)
- [Pursuing Overall Welfare in Federated Learning through Sequential Decision Making](https://mlsanity.com/paper/2405.20821/) (2024)
- [Smart Sampling: Helping from Friendly Neighbors for Decentralized Federated Learning](https://mlsanity.com/paper/2407.04460/) (2024)
- [Combining Machine Learning Defenses without Conflicts](https://mlsanity.com/paper/2411.09776/) (2024)
- [FinP: Fairness-in-Privacy in Federated Learning by Addressing Disparities in Privacy Risk](https://mlsanity.com/paper/2502.17748/) (2025)
- [Fairness in Augmented Graph Learning: A Survey](https://mlsanity.com/paper/2504.21296/) (2025)
- [CurvFed: Curvature-Aligned Federated Learning for Fairness without Demographics](https://mlsanity.com/paper/2404.19725/) (2024)
- [Emulating Full Participation: An Effective and Fair Client Selection Strategy for Federated Learning](https://mlsanity.com/paper/2405.13584/) (2024)
- [RESFL: An Uncertainty-Aware Framework for Responsible Federated Learning by Balancing Privacy, Fairness and Utility](https://mlsanity.com/paper/2503.16251/) (2025)
- [Fairness in Federated Learning: Fairness for Whom?](https://mlsanity.com/paper/2505.21584/) (2025)
- [Amulet: a Python Library for Assessing Interactions Among ML Defenses and Risks](https://mlsanity.com/paper/2509.12386/) (2025)
- [GPFL: A Gradient Projection-Based Client Selection Framework for Efficient Federated Learning](https://mlsanity.com/paper/2403.17833/) (2024)
- [Testing for Causal Fairness](https://mlsanity.com/paper/2502.12874/) (2025)
- [Empirical Analysis of Privacy-Fairness-Accuracy Trade-offs in Federated Learning: A Step Towards Responsible AI](https://mlsanity.com/paper/2503.16233/) (2025)
- [The More is not the Merrier: Investigating the Effect of Client Size on Federated Learning](https://mlsanity.com/paper/2504.08198/) (2025)
- [Private Federated Multiclass Post-hoc Calibration](https://mlsanity.com/paper/2510.01987/) (2025)
- [When the Server Steps In: Calibrated Updates for Fair Federated Learning](https://mlsanity.com/paper/2601.05352/) (2026)
- [Robust Server Defense Against Unreliable Clients in One-Shot Fair Collaborative Machine Learning](https://mlsanity.com/paper/2605.08616/) (2026)
- [SoK: Colluding Adversaries in Machine Learning Pipelines](https://mlsanity.com/paper/2606.10091/) (2026)
- [Quantization in Federated Learning: Methods, Challenges and Future Directions](https://mlsanity.com/paper/2606.26822/) (2026)
- [Upholding Robustness in Federated Learning: Trends, Emerging Strategies, and Research Opportunities](https://mlsanity.com/paper/2609.28722/) (2026)

## Abstract (arXiv)

Federated learning (FL) has been a hot topic in recent years. Ever since it was introduced, researchers have endeavored to devise FL systems that protect privacy or ensure fair results, with most research focusing on one or the other. As two crucial ethical notions, the interactions between privacy and fairness are comparatively less studied. However, since privacy and fairness compete, considering each in isolation will inevitably come at the cost of the other. To provide a broad view of these two critical topics, we presented a detailed literature review of privacy and fairness issues, highlighting unique challenges posed by FL and solutions in federated settings. We further systematically surveyed different interactions between privacy and fairness, trying to reveal how privacy and fairness could affect each other and point out new research directions in fair and private FL.