# Mimicking the Thinking Process for Emotion Recognition in Conversation with Prompts and Paraphrasing

arXiv: https://arxiv.org/abs/2306.06601 · HTML: https://mlsanity.com/paper/2306.06601/

## Key facts

- Cited by 4 papers in the map (data through 14 Oct 2026).
- Builds on 25 of its 44 references that are in the map.
- First posted on arXiv 11 Jun 2023.

## Builds on (most cited first, 25 of 25)

- [BART: Denoising Sequence-to-Sequence Pre-training for Natural Language Generation, Translation, and Comprehension](https://mlsanity.com/paper/1910.13461/) (2019)
- [BERTScore: Evaluating Text Generation with BERT](https://mlsanity.com/paper/1904.09675/) (2019)
- [Prefix-Tuning: Optimizing Continuous Prompts for Generation](https://mlsanity.com/paper/2101.00190/) (2021)
- [The Power of Scale for Parameter-Efficient Prompt Tuning](https://mlsanity.com/paper/2104.08691/) (2021)
- [XLNet: Generalized Autoregressive Pretraining for Language Understanding](https://mlsanity.com/paper/1906.08237/) (2019)
- [Pre-train, Prompt, and Predict: A Systematic Survey of Prompting Methods in Natural Language Processing](https://mlsanity.com/paper/2107.13586/) (2021)
- [GPT Understands, Too](https://mlsanity.com/paper/2103.10385/) (2021)
- [DailyDialog: A Manually Labelled Multi-turn Dialogue Dataset](https://mlsanity.com/paper/1710.03957/) (2017)
- [MELD: A Multimodal Multi-Party Dataset for Emotion Recognition in Conversations](https://mlsanity.com/paper/1810.02508/) (2018)
- [DialogueRNN: An Attentive RNN for Emotion Detection in Conversations](https://mlsanity.com/paper/1811.00405/) (2018)
- [DialogueGCN: A Graph Convolutional Neural Network for Emotion Recognition in Conversation](https://mlsanity.com/paper/1908.11540/) (2019)
- [COSMIC: COmmonSense knowledge for eMotion Identification in Conversations](https://mlsanity.com/paper/2010.02795/) (2020)
- [Emotion Recognition in Conversation: Research Challenges, Datasets, and Recent Advances](https://mlsanity.com/paper/1905.02947/) (2019)
- [MIME: MIMicking Emotions for Empathetic Response Generation](https://mlsanity.com/paper/2010.01454/) (2020)
- [Aspect Sentiment Quad Prediction as Paraphrase Generation](https://mlsanity.com/paper/2110.00796/) (2021)
- [Directed Acyclic Graph Network for Conversational Emotion Recognition](https://mlsanity.com/paper/2105.12907/) (2021)
- [DialogXL: All-in-One XLNet for Multi-Party Conversation Emotion Recognition](https://mlsanity.com/paper/2012.08695/) (2020)
- [DialogueCRN: Contextual Reasoning Networks for Emotion Recognition in Conversations](https://mlsanity.com/paper/2106.01978/) (2021)
- [Topic-Driven and Knowledge-Aware Transformer for Dialogue Emotion Detection](https://mlsanity.com/paper/2106.01071/) (2021)
- [Contrast and Generation Make BART a Good Dialogue Emotion Recognizer](https://mlsanity.com/paper/2112.11202/) (2021)
- [Supervised Prototypical Contrastive Learning for Emotion Recognition in Conversation](https://mlsanity.com/paper/2210.08713/) (2022)
- [Hybrid Curriculum Learning for Emotion Recognition in Conversation](https://mlsanity.com/paper/2112.11718/) (2021)
- [Label Semantic Aware Pre-training for Few-shot Text Classification](https://mlsanity.com/paper/2204.07128/) (2022)
- [Speaker-Guided Encoder-Decoder Framework for Emotion Recognition in Conversation](https://mlsanity.com/paper/2206.03173/) (2022)
- [Contextual Information and Commonsense Based Prompt for Emotion Recognition in Conversation](https://mlsanity.com/paper/2207.13254/) (2022)

## Built on by (most cited first, 4 of 4)

- [InstructERC: Reforming Emotion Recognition in Conversation with Multi-task Retrieval-Augmented Large Language Models](https://mlsanity.com/paper/2309.11911/) (2023)
- [Tracing Intricate Cues in Dialogue: Joint Graph Structure and Sentiment Dynamics for Multimodal Emotion Recognition](https://mlsanity.com/paper/2407.21536/) (2024)
- [Emotion-Anchored Contrastive Learning Framework for Emotion Recognition in Conversation](https://mlsanity.com/paper/2403.20289/) (2024)
- [Enhancing Emotion Recognition in Conversation through Emotional Cross-Modal Fusion and Inter-class Contrastive Learning](https://mlsanity.com/paper/2405.17900/) (2024)

## Abstract (arXiv)

Emotion recognition in conversation, which aims to predict the emotion for all utterances, has attracted considerable research attention in recent years. It is a challenging task since the recognition of the emotion in one utterance involves many complex factors, such as the conversational context, the speaker's background, and the subtle difference between emotion labels. In this paper, we propose a novel framework which mimics the thinking process when modeling these factors. Specifically, we first comprehend the conversational context with a history-oriented prompt to selectively gather information from predecessors of the target utterance. We then model the speaker's background with an experience-oriented prompt to retrieve the similar utterances from all conversations. We finally differentiate the subtle label semantics with a paraphrasing mechanism to elicit the intrinsic label related knowledge. We conducted extensive experiments on three benchmarks. The empirical results demonstrate the superiority of our proposed framework over the state-of-the-art baselines.
