# Timing Process Interventions with Causal Inference and Reinforcement Learning

arXiv: https://arxiv.org/abs/2306.04299 · HTML: https://mlsanity.com/paper/2306.04299/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Builds on 15 of its 52 references that are in the map.
- First posted on arXiv 7 Jun 2023.

## Builds on (most cited first, 15 of 15)

- [Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problems](https://mlsanity.com/paper/2005.01643/) (2020)
- [Sim-to-Real: Learning Agile Locomotion For Quadruped Robots](https://mlsanity.com/paper/1804.10332/) (2018)
- [Deep Reinforcement Learning framework for Autonomous Driving](https://mlsanity.com/paper/1704.02532/) (2017)
- [How to Train Your Robot with Deep Reinforcement Learning; Lessons We've Learned](https://mlsanity.com/paper/2102.02915/) (2021)
- [Estimating Counterfactual Treatment Outcomes over Time Through Adversarially Balanced Representations](https://mlsanity.com/paper/2002.04083/) (2020)
- [RealCause: Realistic Causal Inference Benchmarking](https://mlsanity.com/paper/2011.15007/) (2020)
- [A Survey on Causal Reinforcement Learning](https://mlsanity.com/paper/2302.05209/) (2023)
- [AI-Augmented Business Process Management Systems: A Research Manifesto](https://mlsanity.com/paper/2201.12855/) (2022)
- [The Effects of Memory Replay in Reinforcement Learning](https://mlsanity.com/paper/1710.06574/) (2017)
- [Prescriptive Business Process Monitoring for Recommending Next Best Actions](https://mlsanity.com/paper/2008.08693/) (2020)
- [Prescriptive Process Monitoring for Cost-Aware Cycle Time Reduction](https://mlsanity.com/paper/2105.07111/) (2021)
- [Deep Reinforcement Learning for Process Control: A Primer for Beginners](https://mlsanity.com/paper/2004.05490/) (2020)
- [Process Mining Meets Causal Machine Learning: Discovering Causal Rules from Event Logs](https://mlsanity.com/paper/2009.01561/) (2020)
- [When to intervene? Prescriptive Process Monitoring Under Uncertainty and Resource Constraints](https://mlsanity.com/paper/2206.07745/) (2022)
- [Performance-Preserving Event Log Sampling for Predictive Monitoring](https://mlsanity.com/paper/2301.07624/) (2023)

## Built on by (most cited first, 1 of 1)

- [Prescriptive Process Monitoring Under Resource Constraints: A Reinforcement Learning Approach](https://mlsanity.com/paper/2307.06564/) (2023)

## Abstract (arXiv)

The shift from the understanding and prediction of processes to their optimization offers great benefits to businesses and other organizations. Precisely timed process interventions are the cornerstones of effective optimization. Prescriptive process monitoring (PresPM) is the sub-field of process mining that concentrates on process optimization. The emerging PresPM literature identifies state-of-the-art methods, causal inference (CI) and reinforcement learning (RL), without presenting a quantitative comparison. Most experiments are carried out using historical data, causing problems with the accuracy of the methods' evaluations and preempting online RL. Our contribution consists of experiments on timed process interventions with synthetic data that renders genuine online RL and the comparison to CI possible, and allows for an accurate evaluation of the results. Our experiments reveal that RL's policies outperform those from CI and are more robust at the same time. Indeed, the RL policies approach perfect policies. Unlike CI, the unaltered online RL approach can be applied to other, more generic PresPM problems such as next best activity recommendations. Nonetheless, CI has its merits in settings where online learning is not an option.
