# Bottleneck Structure in Learned Features: Low-Dimension vs Regularity Tradeoff

arXiv: https://arxiv.org/abs/2305.19008 · HTML: https://mlsanity.com/paper/2305.19008/

## Key facts

- Cited by 17 papers in the map (data through 14 Oct 2026).
- Builds on 20 of its 27 references that are in the map.
- First posted on arXiv 30 May 2023.

## Builds on (most cited first, 20 of 20)

- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [Similarity of Neural Network Representations Revisited](https://mlsanity.com/paper/1905.00414/) (2019)
- [Deep Learning and the Information Bottleneck Principle](https://mlsanity.com/paper/1503.02406/) (2015)
- [The Implicit Bias of Gradient Descent on Separable Data](https://mlsanity.com/paper/1710.10345/) (2017)
- [Gradient Descent on Neural Networks Typically Occurs at the Edge of Stability](https://mlsanity.com/paper/2103.00065/) (2021)
- [Breaking the Curse of Dimensionality with Convex Neural Networks](https://mlsanity.com/paper/1412.8690/) (2014)
- [Implicit Bias of Gradient Descent for Wide Two-layer Neural Networks Trained with the Logistic Loss](https://mlsanity.com/paper/2002.04486/) (2020)
- [Characterizing Implicit Bias in Terms of Optimization Geometry](https://mlsanity.com/paper/1802.08246/) (2018)
- [Understanding Deep Neural Networks with Rectified Linear Units](https://mlsanity.com/paper/1611.01491/) (2016)
- [On the Equivalence between Kernel Quadrature Rules and Random Feature Expansions](https://mlsanity.com/paper/1502.06800/) (2015)
- [Label Noise SGD Provably Prefers Flat Global Minimizers](https://mlsanity.com/paper/2106.06530/) (2021)
- [What Happens after SGD Reaches Zero Loss? --A Mathematical Framework](https://mlsanity.com/paper/2110.06914/) (2021)
- [High-dimensional limit theorems for SGD: Effective dynamics and critical scaling](https://mlsanity.com/paper/2206.04030/) (2022)
- [Implicit Regularization Towards Rank Minimization in ReLU Networks](https://mlsanity.com/paper/2201.12760/) (2022)
- [Implicit Bias of Large Depth Networks: a Notion of Rank for Nonlinear Functions](https://mlsanity.com/paper/2209.15055/) (2022)
- [Training invariances and the low-rank phenomenon: beyond linear networks](https://mlsanity.com/paper/2201.11968/) (2022)
- [Implicit bias of SGD in L2-regularized linear DNNs: One-way jumps from high to low rank](https://mlsanity.com/paper/2305.16038/) (2023)
- [The asymptotic spectrum of the Hessian of DNN throughout training](https://mlsanity.com/paper/1910.02875/) (2019)
- [Feature Learning in L2-regularized DNNs: Attraction/Repulsion and Sparsity](https://mlsanity.com/paper/2205.15809/) (2022)
- [The Role of Linear Layers in Nonlinear Interpolating Networks](https://mlsanity.com/paper/2202.00856/) (2022)

## Built on by (most cited first, 17 of 17)

- [Layer-wise Linear Mode Connectivity](https://mlsanity.com/paper/2307.06966/) (2023)
- [Mixed Dynamics In Linear Networks: Unifying the Lazy and Active Regimes](https://mlsanity.com/paper/2405.17580/) (2024)
- [Neural Collapse versus Low-rank Bias: Is Deep Neural Collapse Really Optimal?](https://mlsanity.com/paper/2405.14468/) (2024)
- [Linear Recursive Feature Machines provably recover low-rank matrices](https://mlsanity.com/paper/2401.04553/) (2024)
- [Wide Neural Networks Trained with Weight Decay Provably Exhibit Neural Collapse](https://mlsanity.com/paper/2410.04887/) (2024)
- [Provable Emergence of Deep Neural Collapse and Low-Rank Bias in L2-Regularized Nonlinear Networks](https://mlsanity.com/paper/2402.03991/) (2024)
- [Which Frequencies do CNNs Need? Emergent Bottleneck Structure in Feature Learning](https://mlsanity.com/paper/2402.08010/) (2024)
- [On the Local Complexity of Linear Regions in Deep ReLU Networks](https://mlsanity.com/paper/2412.18283/) (2024)
- [Learning to Compress: Local Rank and Information Compression in Deep Neural Networks](https://mlsanity.com/paper/2410.07687/) (2024)
- [How DNNs break the Curse of Dimensionality: Compositionality and Symmetry Learning](https://mlsanity.com/paper/2407.05664/) (2024)
- [When Diffusion Models Memorize: Inductive Biases in Probability Flow of Minimum-Norm Shallow Neural Nets](https://mlsanity.com/paper/2506.19031/) (2025)
- [Deep Learning as a Convex Paradigm of Computation: Minimizing Circuit Size with ResNets](https://mlsanity.com/paper/2511.20888/) (2025)
- [Saddle-To-Saddle Dynamics in Deep ReLU Networks: Low-Rank Bias in the First Saddle Escape](https://mlsanity.com/paper/2505.21722/) (2025)
- [Depth Separation in Norm-Bounded Infinite-Width Neural Networks](https://mlsanity.com/paper/2402.08808/) (2024)
- [Scale adaptive and robust intrinsic dimension estimation via optimal neighbourhood identification](https://mlsanity.com/paper/2405.15132/) (2024)
- [Beyond Neural Collapse: Task-Intrinsic Geometry Governs Neural Representations in Modular Arithmetic](https://mlsanity.com/paper/2606.08985/) (2026)
- [Hamiltonian Mechanics of Feature Learning: Bottleneck Structure in Leaky ResNets](https://mlsanity.com/paper/2405.17573/) (2024)

## Abstract (arXiv)

Previous work has shown that DNNs with large depth L and L2-regularization are biased towards learning low-dimensional representations of the inputs, which can be interpreted as minimizing a notion of rank R(0)(f) of the learned function f, conjectured to be the Bottleneck rank. We compute finite depth corrections to this result, revealing a measure R(1) of regularity which bounds the pseudo-determinant of the Jacobian left|Jf(x)right|+ and is subadditive under composition and addition. This formalizes a balance between learning low-dimensional representations and minimizing complexity/irregularity in the feature maps, allowing the network to learn the `right' inner dimension. Finally, we prove the conjectured bottleneck structure in the learned features as L→∞: for large depths, almost all hidden representations are approximately R(0)(f)-dimensional, and almost all weight matrices Wℓ have R(0)(f) singular values close to 1 while the others are O(L^-frac12). Interestingly, the use of large learning rates is required to guarantee an order O(L) NTK which in turns guarantees infinite depth convergence of the representations of almost all layers.
