# Speech-Text Dialog Pre-training for Spoken Dialog Understanding with Explicit Cross-Modal Alignment

arXiv: https://arxiv.org/abs/2305.11579 · HTML: https://mlsanity.com/paper/2305.11579/

## Key facts

- Cited by 13 papers in the map (data through 14 Oct 2026).
- Builds on 36 of its 57 references that are in the map.
- First posted on arXiv 19 May 2023.

## Builds on (most cited first, 30 of 36)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Learning Transferable Visual Models From Natural Language Supervision](https://mlsanity.com/paper/2103.00020/) (2021)
- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [RoBERTa: A Robustly Optimized BERT Pretraining Approach](https://mlsanity.com/paper/1907.11692/) (2019)
- [wav2vec 2.0: A Framework for Self-Supervised Learning of Speech Representations](https://mlsanity.com/paper/2006.11477/) (2020)
- [Gaussian Error Linear Units (GELUs)](https://mlsanity.com/paper/1606.08415/) (2016)
- [HuBERT: Self-Supervised Speech Representation Learning by Masked Prediction of Hidden Units](https://mlsanity.com/paper/2106.07447/) (2021)
- [ViLBERT: Pretraining Task-Agnostic Visiolinguistic Representations for Vision-and-Language Tasks](https://mlsanity.com/paper/1908.02265/) (2019)
- [Decoupled Weight Decay Regularization](https://mlsanity.com/paper/1711.05101/) (2017)
- [WavLM: Large-Scale Self-Supervised Pre-Training for Full Stack Speech Processing](https://mlsanity.com/paper/2110.13900/) (2021)
- [Multilingual Denoising Pre-training for Neural Machine Translation](https://mlsanity.com/paper/2001.08210/) (2020)
- [Mockingjay: Unsupervised Speech Representation Learning with Deep Bidirectional Transformer Encoders](https://mlsanity.com/paper/1910.12638/) (2019)
- [MOSI: Multimodal Corpus of Sentiment Intensity and Subjectivity Analysis in Online Opinion Videos](https://mlsanity.com/paper/1606.06259/) (2016)
- [PLATO: Pre-trained Dialogue Generation Model with Discrete Latent Variable](https://mlsanity.com/paper/1910.07931/) (2019)
- [TripPy: A Triple Copy Strategy for Value Independent Neural Dialog State Tracking](https://mlsanity.com/paper/2005.02877/) (2020)
- [GALAXY: A Generative Pre-trained Model for Task-Oriented Dialog with Semi-Supervised Learning and Explicit Policy Injection](https://mlsanity.com/paper/2111.14592/) (2021)
- [SLAM: A Unified Encoder for Speech and Language Modeling via Speech-Text Joint Pre-Training](https://mlsanity.com/paper/2110.10329/) (2021)
- [Deep Unknown Intent Detection with Margin Loss](https://mlsanity.com/paper/1906.00434/) (2019)
- [Unified Speech-Text Pre-training for Speech Translation and Recognition](https://mlsanity.com/paper/2204.05409/) (2022)
- [UniMSE: Towards Unified Multimodal Sentiment Analysis and Emotion Recognition](https://mlsanity.com/paper/2211.11256/) (2022)
- [Multimodal Information Bottleneck: Learning Minimal Sufficient Unimodal and Multimodal Representations](https://mlsanity.com/paper/2210.17444/) (2022)
- [M2FNet: Multi-modal Fusion Network for Emotion Recognition in Conversation](https://mlsanity.com/paper/2206.02187/) (2022)
- [Bi-Bimodal Modality Fusion for Correlation-Controlled Multimodal Sentiment Analysis](https://mlsanity.com/paper/2107.13669/) (2021)
- [MIntRec: A New Dataset for Multimodal Intent Recognition](https://mlsanity.com/paper/2209.04355/) (2022)
- [SPACE-3: Unified Dialog Model Pre-training for Task-Oriented Dialog Understanding and Generation](https://mlsanity.com/paper/2209.06664/) (2022)
- [Duplex Conversation: Towards Human-like Interaction in Spoken Dialogue Systems](https://mlsanity.com/paper/2205.15060/) (2022)
- [SPACE-2: Tree-Structured Semi-Supervised Contrastive Pre-training for Task-Oriented Dialog Understanding](https://mlsanity.com/paper/2209.06638/) (2022)
- [ST-BERT: Cross-modal Language Model Pre-training For End-to-end Spoken Language Understanding](https://mlsanity.com/paper/2010.12283/) (2020)
- [A Slot Is Not Built in One Utterance: Spoken Language Dialogs with Sub-Slots](https://mlsanity.com/paper/2203.10759/) (2022)
- [CTAL: Pre-training Cross-modal Transformer for Audio-and-Language Representations](https://mlsanity.com/paper/2109.00181/) (2021)

## Built on by (most cited first, 13 of 13)

- [Token-Level Contrastive Learning with Modality-Aware Prompting for Multimodal Intent Recognition](https://mlsanity.com/paper/2312.14667/) (2023)
- [UniSA: Unified Generative Framework for Sentiment Analysis](https://mlsanity.com/paper/2309.01339/) (2023)
- [Whisper Has an Internal Word Aligner](https://mlsanity.com/paper/2509.09987/) (2025)
- [Self-Explanation Prompting Improves Dialogue Understanding in Large Language Models](https://mlsanity.com/paper/2309.12940/) (2023)
- [Target conversation extraction: Source separation using turn-taking dynamics](https://mlsanity.com/paper/2407.11277/) (2024)
- [EmoWear: Exploring Emotional Teasers for Voice Message Interaction on Smartwatches](https://mlsanity.com/paper/2402.07174/) (2024)
- [DALR: Dual-level Alignment Learning for Multimodal Sentence Representation Learning](https://mlsanity.com/paper/2506.21096/) (2025)
- [CorMulT: A Semi-supervised Modality Correlation-aware Multimodal Transformer for Sentiment Analysis](https://mlsanity.com/paper/2407.07046/) (2024)
- [Proactive Hearing Assistants that Isolate Egocentric Conversations](https://mlsanity.com/paper/2511.11473/) (2025)
- [Language Models as Semantic Teachers: Post-Training Alignment for Medical Audio Understanding](https://mlsanity.com/paper/2512.04847/) (2025)
- [Multimodal Mixture of Low-Rank Experts for Sentiment Analysis and Emotion Recognition](https://mlsanity.com/paper/2505.14143/) (2025)
- [MoLAN: A Unified Modality-Aware Noise Dynamic Editing Framework for Multimodal Sentiment Analysis](https://mlsanity.com/paper/2508.09145/) (2025)
- [UniRTL: Unifying Code and Graph for Robust RTL Representation Learning](https://mlsanity.com/paper/2605.31040/) (2026)

## Abstract (arXiv)

Recently, speech-text pre-training methods have shown remarkable success in many speech and natural language processing tasks. However, most previous pre-trained models are usually tailored for one or two specific tasks, but fail to conquer a wide range of speech-text tasks. In addition, existing speech-text pre-training methods fail to explore the contextual information within a dialogue to enrich utterance representations. In this paper, we propose Speech-text dialog Pre-training for spoken dialog understanding with ExpliCiT cRoss-Modal Alignment (SPECTRA), which is the first-ever speech-text dialog pre-training model. Concretely, to consider the temporality of speech modality, we design a novel temporal position prediction task to capture the speech-text alignment. This pre-training task aims to predict the start and end time of each textual word in the corresponding speech waveform. In addition, to learn the characteristics of spoken dialogs, we generalize a response selection task from textual dialog pre-training to speech-text dialog pre-training scenarios. Experimental results on four different downstream speech-text tasks demonstrate the superiority of SPECTRA in learning speech-text alignment and multi-turn dialog context.
