# UOR: Universal Backdoor Attacks on Pre-trained Language Models

arXiv: https://arxiv.org/abs/2305.09574 · HTML: https://mlsanity.com/paper/2305.09574/

## Key facts

- Cited by 8 papers in the map (data through 14 Oct 2026).
- Placed in Backdoor and data poisoning attacks, one of 12 directions in LLM safety and security.
- Builds on 37 of its 50 references that are in the map.
- First posted on arXiv 16 May 2023.

## Placed in

- LLM safety and security / [Backdoor and data poisoning attacks](https://mlsanity.com/safety/backdoor-and-data-poisoning-attacks/)

## Builds on (most cited first, 30 of 37)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [RoBERTa: A Robustly Optimized BERT Pretraining Approach](https://mlsanity.com/paper/1907.11692/) (2019)
- [BART: Denoising Sequence-to-Sequence Pre-training for Natural Language Generation, Translation, and Comprehension](https://mlsanity.com/paper/1910.13461/) (2019)
- [The Power of Scale for Parameter-Efficient Prompt Tuning](https://mlsanity.com/paper/2104.08691/) (2021)
- [Pointer Sentinel Mixture Models](https://mlsanity.com/paper/1609.07843/) (2016)
- [UMAP: Uniform Manifold Approximation and Projection for Dimension Reduction](https://mlsanity.com/paper/1802.03426/) (2018)
- [XLNet: Generalized Autoregressive Pretraining for Language Understanding](https://mlsanity.com/paper/1906.08237/) (2019)
- [Character-level Convolutional Networks for Text Classification](https://mlsanity.com/paper/1509.01626/) (2015)
- [Pre-train, Prompt, and Predict: A Systematic Survey of Prompting Methods in Natural Language Processing](https://mlsanity.com/paper/2107.13586/) (2021)
- [DeBERTa: Decoding-enhanced BERT with Disentangled Attention](https://mlsanity.com/paper/2006.03654/) (2020)
- [Understanding Contrastive Representation Learning through Alignment and Uniformity on the Hypersphere](https://mlsanity.com/paper/2005.10242/) (2020)
- [BadNets: Identifying Vulnerabilities in the Machine Learning Model Supply Chain](https://mlsanity.com/paper/1708.06733/) (2017)
- [Universal Adversarial Triggers for Attacking and Analyzing NLP](https://mlsanity.com/paper/1908.07125/) (2019)
- [GPT Understands, Too](https://mlsanity.com/paper/2103.10385/) (2021)
- [Fine-Pruning: Defending Against Backdooring Attacks on Deep Neural Networks](https://mlsanity.com/paper/1805.12185/) (2018)
- [Weight Poisoning Attacks on Pre-trained Models](https://mlsanity.com/paper/2004.06660/) (2020)
- [SWAG: A Large-Scale Adversarial Dataset for Grounded Commonsense Inference](https://mlsanity.com/paper/1808.05326/) (2018)
- [Pre-Trained Models: Past, Present and Future](https://mlsanity.com/paper/2106.07139/) (2021)
- [Large Scale Crowdsourcing and Characterization of Twitter Abusive Behavior](https://mlsanity.com/paper/1802.00393/) (2018)
- [ONION: A Simple and Effective Defense Against Textual Backdoor Attacks](https://mlsanity.com/paper/2011.10369/) (2020)
- [A backdoor attack against LSTM-based text classification systems](https://mlsanity.com/paper/1905.12457/) (2019)
- [SemEval-2019 Task 6: Identifying and Categorizing Offensive Language in Social Media (OffensEval)](https://mlsanity.com/paper/1903.08983/) (2019)
- [Hate Speech Dataset from a White Supremacy Forum](https://mlsanity.com/paper/1809.04444/) (2018)
- [BadEncoder: Backdoor Attacks to Pre-trained Encoders in Self-Supervised Learning](https://mlsanity.com/paper/2108.00352/) (2021)
- [Backdoor Attacks on Pre-trained Models by Layerwise Weight Poisoning](https://mlsanity.com/paper/2108.13888/) (2021)
- [Be Careful about Poisoned Word Embeddings: Exploring the Vulnerability of the Embedding Layers in NLP Models](https://mlsanity.com/paper/2103.15543/) (2021)
- [Trojaning Language Models for Fun and Profit](https://mlsanity.com/paper/2008.00312/) (2020)
- [Backdoor Attacks on Self-Supervised Learning](https://mlsanity.com/paper/2105.10123/) (2021)
- [Turn the Combination Lock: Learnable Textual Backdoor Attacks via Word Substitution](https://mlsanity.com/paper/2106.06361/) (2021)

## Built on by (most cited first, 8 of 8)

- [Use of LLMs for Illicit Purposes: Threats, Prevention Measures, and Vulnerabilities](https://mlsanity.com/paper/2308.12833/) (2023)
- [Privacy in Large Language Models: Attacks, Defenses and Future Directions](https://mlsanity.com/paper/2310.10383/) (2023)
- [Backdoor Attacks and Countermeasures in Natural Language Processing Models: A Comprehensive Security Review](https://mlsanity.com/paper/2309.06055/) (2023)
- [A Survey of Recent Backdoor Attacks and Defenses in Large Language Models](https://mlsanity.com/paper/2406.06852/) (2024)
- [Transferring Backdoors between Large Language Models by Knowledge Distillation](https://mlsanity.com/paper/2408.09878/) (2024)
- [MASTERKEY: Practical Backdoor Attack Against Speaker Verification Systems](https://mlsanity.com/paper/2309.06981/) (2023)
- [TrojFM: Resource-efficient Backdoor Attacks against Very Large Foundation Models](https://mlsanity.com/paper/2405.16783/) (2024)
- [LLM in the Middle: A Systematic Review of Threats and Mitigations to Real-World LLM-based Systems](https://mlsanity.com/paper/2509.10682/) (2025)

## Abstract (arXiv)

Backdoors implanted in pre-trained language models (PLMs) can be transferred to various downstream tasks, which exposes a severe security threat. However, most existing backdoor attacks against PLMs are un-targeted and task-specific. Few targeted and task-agnostic methods use manually pre-defined triggers and output representations, which prevent the attacks from being more effective and general. In this paper, we first summarize the requirements that a more threatening backdoor attack against PLMs should satisfy, and then propose a new backdoor attack method called UOR, which breaks the bottleneck of the previous approach by turning manual selection into automatic optimization. Specifically, we define poisoned supervised contrastive learning which can automatically learn the more uniform and universal output representations of triggers for various PLMs. Moreover, we use gradient search to select appropriate trigger words which can be adaptive to different PLMs and vocabularies. Experiments show that our method can achieve better attack performance on various text classification tasks compared to manual methods. Further, we tested our method on PLMs with different architectures, different usage paradigms, and more difficult tasks, which demonstrated the universality of our method.
