# Perturbation-based QE: An Explainable, Unsupervised Word-level Quality Estimation Method for Blackbox Machine Translation

arXiv: https://arxiv.org/abs/2305.07457 · HTML: https://mlsanity.com/paper/2305.07457/

## Key facts

- Cited by 6 papers in the map (data through 14 Oct 2026).
- Builds on 22 of its 34 references that are in the map.
- First posted on arXiv 12 May 2023.

## Builds on (most cited first, 22 of 22)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [RoBERTa: A Robustly Optimized BERT Pretraining Approach](https://mlsanity.com/paper/1907.11692/) (2019)
- [A Unified Approach to Interpreting Model Predictions](https://mlsanity.com/paper/1705.07874/) (2017)
- ["Why Should I Trust You?": Explaining the Predictions of Any Classifier](https://mlsanity.com/paper/1602.04938/) (2016)
- [Dropout as a Bayesian Approximation: Representing Model Uncertainty in Deep Learning](https://mlsanity.com/paper/1506.02142/) (2015)
- [DistilBERT, a distilled version of BERT: smaller, faster, cheaper and lighter](https://mlsanity.com/paper/1910.01108/) (2019)
- [fairseq: A Fast, Extensible Toolkit for Sequence Modeling](https://mlsanity.com/paper/1904.01038/) (2019)
- [Multilingual Translation with Extensible Multilingual Pretraining and Finetuning](https://mlsanity.com/paper/2008.00401/) (2020)
- [Prompting Large Language Model for Machine Translation: A Case Study](https://mlsanity.com/paper/2301.07069/) (2023)
- [Evaluating Gender Bias in Machine Translation](https://mlsanity.com/paper/1906.00591/) (2019)
- [Unsupervised Quality Estimation for Neural Machine Translation](https://mlsanity.com/paper/2005.10608/) (2020)
- [CometKiwi: IST-Unbabel 2022 Submission for the Quality Estimation Shared Task](https://mlsanity.com/paper/2209.06243/) (2022)
- [Prompting PaLM for Translation: Assessing Strategies and Performance](https://mlsanity.com/paper/2211.09102/) (2022)
- [Gender Bias in Machine Translation](https://mlsanity.com/paper/2104.06001/) (2021)
- [Investigating the Translation Performance of a Large Multilingual Language Model: the Case of BLOOM](https://mlsanity.com/paper/2303.01911/) (2023)
- [MLQE-PE: A Multilingual Quality Estimation and Post-Editing Dataset](https://mlsanity.com/paper/2010.04480/) (2020)
- [Towards Opening the Black Box of Neural Machine Translation: Source and Target Interpretations of the Transformer](https://mlsanity.com/paper/2205.11631/) (2022)
- [The Eval4NLP Shared Task on Explainable Quality Estimation: Overview and Results](https://mlsanity.com/paper/2110.04392/) (2021)
- [Towards Understanding Neural Machine Translation with Word Importance](https://mlsanity.com/paper/1909.00326/) (2019)
- [Quality Estimation without Human-labeled Data](https://mlsanity.com/paper/2102.04020/) (2021)
- [Better Quality Estimation for Low Resource Corpus Mining](https://mlsanity.com/paper/2203.08259/) (2022)
- [Modeling Confidence in Sequence-to-Sequence Models](https://mlsanity.com/paper/1910.01859/) (2019)

## Built on by (most cited first, 6 of 6)

- [What the Harm? Quantifying the Tangible Impact of Gender Bias in Machine Translation with a Human-centered Study](https://mlsanity.com/paper/2410.00545/) (2024)
- [PIER: A Novel Metric for Evaluating What Matters in Code-Switching](https://mlsanity.com/paper/2501.09512/) (2025)
- [Are Generative Models Underconfident? Better Quality Estimation with Boosted Model Probability](https://mlsanity.com/paper/2502.11115/) (2025)
- [Looking under the Wrong Lamppost: On the Limitations of Automated Translation Quality Estimation](https://mlsanity.com/paper/2608.03577/) (2026)
- [Guiding In-Context Learning of LLMs through Quality Estimation for Machine Translation](https://mlsanity.com/paper/2406.07970/) (2024)
- [Sigmoid Head for Quality Estimation under Language Ambiguity](https://mlsanity.com/paper/2601.00680/) (2026)

## Abstract (arXiv)

Quality Estimation (QE) is the task of predicting the quality of Machine Translation (MT) system output, without using any gold-standard translation references. State-of-the-art QE models are supervised: they require human-labeled quality of some MT system output on some datasets for training, making them domain-dependent and MT-system-dependent. There has been research on unsupervised QE, which requires glass-box access to the MT systems, or parallel MT data to generate synthetic errors for training QE models. In this paper, we present Perturbation-based QE - a word-level Quality Estimation approach that works simply by analyzing MT system output on perturbed input source sentences. Our approach is unsupervised, explainable, and can evaluate any type of blackbox MT systems, including the currently prominent large language models (LLMs) with opaque internal processes. For language directions with no labeled QE data, our approach has similar or better performance than the zero-shot supervised approach on the WMT21 shared task. Our approach is better at detecting gender bias and word-sense-disambiguation errors in translation than supervised QE, indicating its robustness to out-of-domain usage. The performance gap is larger when detecting errors on a nontraditional translation-prompting LLM, indicating that our approach is more generalizable to different MT systems. We give examples demonstrating our approach's explainability power, where it shows which input source words have influence on a certain MT output word.
