# Efficient Personalized Federated Learning via Sparse Model-Adaptation

arXiv: https://arxiv.org/abs/2305.02776 · HTML: https://mlsanity.com/paper/2305.02776/

## Key facts

- Cited by 38 papers in the map (data through 14 Oct 2026).
- Builds on 56 of its 82 references that are in the map.
- First posted on arXiv 4 May 2023.

## Builds on (most cited first, 30 of 56)

- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Federated Learning: Challenges, Methods, and Future Directions](https://mlsanity.com/paper/1908.07873/) (2019)
- [On the Convergence of FedAvg on Non-IID Data](https://mlsanity.com/paper/1907.02189/) (2019)
- [Adaptive Federated Optimization](https://mlsanity.com/paper/2003.00295/) (2020)
- [Deep Leakage from Gradients](https://mlsanity.com/paper/1906.08935/) (2019)
- [LEAF: A Benchmark for Federated Settings](https://mlsanity.com/paper/1812.01097/) (2018)
- [Ensemble Distillation for Robust Model Fusion in Federated Learning](https://mlsanity.com/paper/2006.07242/) (2020)
- [Federated Multi-Task Learning](https://mlsanity.com/paper/1705.10467/) (2017)
- [Ditto: Fair and Robust Federated Learning Through Personalization](https://mlsanity.com/paper/2012.04221/) (2020)
- [Personalized Federated Learning with Moreau Envelopes](https://mlsanity.com/paper/2006.08848/) (2020)
- [FedBN: Federated Learning on Non-IID Features via Local Batch Normalization](https://mlsanity.com/paper/2102.07623/) (2021)
- [Exploiting Shared Representations for Personalized Federated Learning](https://mlsanity.com/paper/2102.07078/) (2021)
- [An Efficient Framework for Clustered Federated Learning](https://mlsanity.com/paper/2006.04088/) (2020)
- [Clustered Federated Learning: Model-Agnostic Distributed Multi-Task Optimization under Privacy Constraints](https://mlsanity.com/paper/1910.01991/) (2019)
- [Git Re-Basin: Merging Models modulo Permutation Symmetries](https://mlsanity.com/paper/2209.04836/) (2022)
- [Towards Personalized Federated Learning](https://mlsanity.com/paper/2103.00710/) (2021)
- [FedMD: Heterogenous Federated Learning via Model Distillation](https://mlsanity.com/paper/1910.03581/) (2019)
- [Bayesian Nonparametric Federated Learning of Neural Networks](https://mlsanity.com/paper/1905.12022/) (2019)
- [Data-Free Knowledge Distillation for Heterogeneous Federated Learning](https://mlsanity.com/paper/2105.10056/) (2021)
- [FedPAQ: A Communication-Efficient Federated Learning Method with Periodic Averaging and Quantization](https://mlsanity.com/paper/1909.13014/) (2019)
- [HeteroFL: Computation and Communication Efficient Federated Learning for Heterogeneous Clients](https://mlsanity.com/paper/2010.01264/) (2020)
- [Think Locally, Act Globally: Federated Learning with Local and Global Representations](https://mlsanity.com/paper/2001.01523/) (2020)
- [Personalized Cross-Silo Federated Learning on Non-IID Data](https://mlsanity.com/paper/2007.03797/) (2020)
- [Improving Federated Learning Personalization via Model Agnostic Meta Learning](https://mlsanity.com/paper/1909.12488/) (2019)
- [Federated learning with hierarchical clustering of local updates to improve training on non-IID data](https://mlsanity.com/paper/2004.11791/) (2020)
- [Model Pruning Enables Efficient Federated Learning on Edge Devices](https://mlsanity.com/paper/1909.12326/) (2019)
- [Personalized Federated Learning using Hypernetworks](https://mlsanity.com/paper/2103.04628/) (2021)
- [Personalized Federated Learning with First Order Model Optimization](https://mlsanity.com/paper/2012.08565/) (2020)
- [Federated Multi-Task Learning under a Mixture of Distributions](https://mlsanity.com/paper/2108.10252/) (2021)

## Built on by (most cited first, 30 of 38)

- [Heterogeneous Federated Learning: State-of-the-art and Research Challenges](https://mlsanity.com/paper/2307.10616/) (2023)
- [Federated Fine-tuning of Large Language Models under Heterogeneous Tasks and Client Resources](https://mlsanity.com/paper/2402.11505/) (2024)
- [Federated Full-Parameter Tuning of Billion-Sized Language Models with Communication Cost under 18 Kilobytes](https://mlsanity.com/paper/2312.06353/) (2023)
- [Efficient Model Personalization in Federated Learning via Client-Specific Prompt Generation](https://mlsanity.com/paper/2308.15367/) (2023)
- [pFedMoE: Data-Level Personalization with Mixture of Experts for Model-Heterogeneous Personalized Federated Learning](https://mlsanity.com/paper/2402.01350/) (2024)
- [Bold but Cautious: Unlocking the Potential of Personalized Federated Learning through Cautiously Aggressive Collaboration](https://mlsanity.com/paper/2309.11103/) (2023)
- [Towards Robust and Efficient Federated Low-Rank Adaptation with Heterogeneous Clients](https://mlsanity.com/paper/2410.22815/) (2024)
- [PeFLL: Personalized Federated Learning by Learning to Learn](https://mlsanity.com/paper/2306.05515/) (2023)
- [FIARSE: Model-Heterogeneous Federated Learning via Importance-Aware Submodel Extraction](https://mlsanity.com/paper/2407.19389/) (2024)
- [On the Convergence of Zeroth-Order Federated Tuning for Large Language Models](https://mlsanity.com/paper/2402.05926/) (2024)
- [Decoupling General and Personalized Knowledge in Federated Learning via Additive and Low-Rank Decomposition](https://mlsanity.com/paper/2406.19931/) (2024)
- [ZooPFL: Exploring Black-box Foundation Models for Personalized Federated Learning](https://mlsanity.com/paper/2310.05143/) (2023)
- [Decentralized Directed Collaboration for Personalized Federated Learning](https://mlsanity.com/paper/2405.17876/) (2024)
- [Personalized Federated Learning for Spatio-Temporal Forecasting: A Dual Semantic Alignment-Based Contrastive Approach](https://mlsanity.com/paper/2404.03702/) (2024)
- [Fisher Information-based Efficient Curriculum Federated Learning with Large Language Models](https://mlsanity.com/paper/2410.00131/) (2024)
- [Explicit Personalization and Local Training: Double Communication Acceleration in Federated Learning](https://mlsanity.com/paper/2305.13170/) (2023)
- [F3OCUS -- Federated Finetuning of Vision-Language Foundation Models with Optimal Client Layer Updating Strategy via Multi-objective Meta-Heuristics](https://mlsanity.com/paper/2411.11912/) (2024)
- [Decentralized Personalized Federated Learning based on a Conditional Sparse-to-Sparser Scheme](https://mlsanity.com/paper/2404.15943/) (2024)
- [Exploring Selective Layer Fine-Tuning in Federated Learning](https://mlsanity.com/paper/2408.15600/) (2024)
- [Unity is Power: Semi-Asynchronous Collaborative Training of Large-Scale Models with Structured Pruning in Resource-Limited Clients](https://mlsanity.com/paper/2410.08457/) (2024)
- [Federated Learning in IoT: a Survey from a Resource-Constrained Perspective](https://mlsanity.com/paper/2308.13157/) (2023)
- [Tackling Feature-Classifier Mismatch in Federated Learning via Prompt-Driven Feature Transformation](https://mlsanity.com/paper/2407.16139/) (2024)
- [Understanding the Statistical Accuracy-Communication Trade-off in Personalized Federated Learning with Minimax Guarantees](https://mlsanity.com/paper/2410.08934/) (2024)
- [FedPaI: Achieving Extreme Sparsity in Federated Learning via Pruning at Initialization](https://mlsanity.com/paper/2504.00308/) (2025)
- [Hypernetworks for Model-Heterogeneous Personalized Federated Learning](https://mlsanity.com/paper/2507.22330/) (2025)
- [Factor-Assisted Federated Learning for Personalized Optimization with Heterogeneous Data](https://mlsanity.com/paper/2312.04281/) (2023)
- [Selective Knowledge Sharing for Personalized Federated Learning Under Capacity Heterogeneity](https://mlsanity.com/paper/2405.20589/) (2024)
- [Recovering Global Data Distribution Locally in Federated Learning](https://mlsanity.com/paper/2409.14063/) (2024)
- [Federated Learning with Unlabeled Clients: Personalization Can Happen in Low Dimensions](https://mlsanity.com/paper/2505.15579/) (2025)
- [Addressing the Collaboration Dilemma in Low-Data Federated Learning via Transient Sparsity](https://mlsanity.com/paper/2506.00932/) (2025)

## Abstract (arXiv)

Federated Learning (FL) aims to train machine learning models for multiple clients without sharing their own private data. Due to the heterogeneity of clients' local data distribution, recent studies explore the personalized FL that learns and deploys distinct local models with the help of auxiliary global models. However, the clients can be heterogeneous in terms of not only local data distribution, but also their computation and communication resources. The capacity and efficiency of personalized models are restricted by the lowest-resource clients, leading to sub-optimal performance and limited practicality of personalized FL. To overcome these challenges, we propose a novel approach named pFedGate for efficient personalized FL by adaptively and efficiently learning sparse local models. With a lightweight trainable gating layer, pFedGate enables clients to reach their full potential in model capacity by generating different sparse models accounting for both the heterogeneous data distributions and resource constraints. Meanwhile, the computation and communication efficiency are both improved thanks to the adaptability between the model sparsity and clients' resources. Further, we theoretically show that the proposed pFedGate has superior complexity with guaranteed convergence and generalization error. Extensive experiments show that pFedGate achieves superior global accuracy, individual accuracy and efficiency simultaneously over state-of-the-art methods. We also demonstrate that pFedGate performs better than competitors in the novel clients participation and partial clients participation scenarios, and can learn meaningful sparse local models adapted to different data distributions.