# Learning Trajectories are Generalization Indicators

arXiv: https://arxiv.org/abs/2304.12579 · HTML: https://mlsanity.com/paper/2304.12579/

## Key facts

- Cited by 5 papers in the map (data through 14 Oct 2026).
- Builds on 30 of its 47 references that are in the map.
- First posted on arXiv 25 Apr 2023.

## Builds on (most cited first, 30 of 30)

- [Very Deep Convolutional Networks for Large-Scale Image Recognition](https://mlsanity.com/paper/1409.1556/) (2014)
- [Reconciling modern machine learning practice and the bias-variance trade-off](https://mlsanity.com/paper/1812.11118/) (2018)
- [Train faster, generalize better: Stability of stochastic gradient descent](https://mlsanity.com/paper/1509.01240/) (2015)
- [Beyond neural scaling laws: beating power law scaling via data pruning](https://mlsanity.com/paper/2206.14486/) (2022)
- [Gradient Descent on Neural Networks Typically Occurs at the Edge of Stability](https://mlsanity.com/paper/2103.00065/) (2021)
- [Information-theoretic analysis of generalization capability of learning algorithms](https://mlsanity.com/paper/1705.07809/) (2017)
- [Empirical Analysis of the Hessian of Over-Parametrized Neural Networks](https://mlsanity.com/paper/1706.04454/) (2017)
- [Three Factors Influencing Minima in SGD](https://mlsanity.com/paper/1711.04623/) (2017)
- [Uniform convergence may be unable to explain generalization in deep learning](https://mlsanity.com/paper/1902.04742/) (2019)
- [A Tail-Index Analysis of Stochastic Gradient Noise in Deep Neural Networks](https://mlsanity.com/paper/1901.06053/) (2019)
- [Stability of Stochastic Gradient Descent on Nonsmooth Convex Losses](https://mlsanity.com/paper/2006.06914/) (2020)
- [Towards Explaining the Regularization Effect of Initial Large Learning Rate in Training Neural Networks](https://mlsanity.com/paper/1907.04595/) (2019)
- [Implicit Gradient Regularization](https://mlsanity.com/paper/2009.11162/) (2020)
- [Information-Theoretic Generalization Bounds for SGLD via Data-Dependent Estimates](https://mlsanity.com/paper/1911.02151/) (2019)
- [Fine-Grained Analysis of Stability and Generalization for Stochastic Gradient Descent](https://mlsanity.com/paper/2006.08157/) (2020)
- [How much does your data exploration overfit? Controlling bias via information usage](https://mlsanity.com/paper/1511.05219/) (2015)
- [Sharpened Generalization Bounds based on Conditional Mutual Information and an Application to Noisy, Iterative Algorithms](https://mlsanity.com/paper/2004.12983/) (2020)
- [Understanding the unstable convergence of gradient descent](https://mlsanity.com/paper/2204.01050/) (2022)
- [Information-Theoretic Generalization Bounds for Stochastic Gradient Descent](https://mlsanity.com/paper/2102.00931/) (2021)
- [Generalization Error Bounds for Noisy, Iterative Algorithms](https://mlsanity.com/paper/1801.04295/) (2018)
- [Catastrophic Fisher Explosion: Early Phase Fisher Matrix Impacts Generalization](https://mlsanity.com/paper/2012.14193/) (2020)
- [Stability of SGD: Tightness Analysis and Improved Bounds](https://mlsanity.com/paper/2102.05274/) (2021)
- [Stability and Generalization of Stochastic Optimization with Nonconvex and Nonsmooth Problems](https://mlsanity.com/paper/2206.07082/) (2022)
- [Better Supervisory Signals by Observing Learning Paths](https://mlsanity.com/paper/2203.02485/) (2022)
- [Beyond Lipschitz: Sharp Generalization and Excess Risk Bounds for Full-Batch GD](https://mlsanity.com/paper/2204.12446/) (2022)
- [Neural Network Weights Do Not Converge to Stationary Points: An Invariant Measure Perspective](https://mlsanity.com/paper/2110.06256/) (2021)
- [Generalization Bounds for Stochastic Gradient Descent via Localized varepsilon-Covers](https://mlsanity.com/paper/2209.08951/) (2022)
- [On the generalization of learning algorithms that do not converge](https://mlsanity.com/paper/2208.07951/) (2022)
- [Stability Based Generalization Bounds for Exponential Family Langevin Dynamics](https://mlsanity.com/paper/2201.03064/) (2022)
- [Generalization Bounds for Gradient Methods via Discrete and Continuous Prior](https://mlsanity.com/paper/2205.13799/) (2022)

## Built on by (most cited first, 5 of 5)

- [GenEFT: Understanding Statics and Dynamics of Model Generalization via Effective Theory](https://mlsanity.com/paper/2402.05916/) (2024)
- [A General Theory for Compositional Generalization](https://mlsanity.com/paper/2405.11743/) (2024)
- [Generalization error bounds for iterative learning algorithms with bounded updates](https://mlsanity.com/paper/2309.05077/) (2023)
- [Stability, Complexity and Data-Dependent Worst-Case Generalization Bounds](https://mlsanity.com/paper/2507.06775/) (2025)
- [Feature Dynamics as Implicit Data Augmentation: A Depth-Decomposed View on Deep Neural Network Generalization](https://mlsanity.com/paper/2509.20334/) (2025)

## Abstract (arXiv)

This paper explores the connection between learning trajectories of Deep Neural Networks (DNNs) and their generalization capabilities when optimized using (stochastic) gradient descent algorithms. Instead of concentrating solely on the generalization error of the DNN post-training, we present a novel perspective for analyzing generalization error by investigating the contribution of each update step to the change in generalization error. This perspective allows for a more direct comprehension of how the learning trajectory influences generalization error. Building upon this analysis, we propose a new generalization bound that incorporates more extensive trajectory information. Our proposed generalization bound depends on the complexity of learning trajectory and the ratio between the bias and diversity of training set. Experimental findings reveal that our method effectively captures the generalization error throughout the training process. Furthermore, our approach can also track changes in generalization error when adjustments are made to learning rates and label noise levels. These results demonstrate that learning trajectory information is a valuable indicator of a model's generalization capabilities.
