# Development of a Trust-Aware User Simulator for Statistical Proactive Dialog Modeling in Human-AI Teams

arXiv: https://arxiv.org/abs/2304.11913 · HTML: https://mlsanity.com/paper/2304.11913/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 6 of its 43 references that are in the map.
- First posted on arXiv 24 Apr 2023.

## Builds on (most cited first, 6 of 6)

- [MultiWOZ -- A Large-Scale Multi-Domain Wizard-of-Oz Dataset for Task-Oriented Dialogue Modelling](https://mlsanity.com/paper/1810.00278/) (2018)
- [Simulating User Satisfaction for the Evaluation of Task-oriented Dialogue Systems](https://mlsanity.com/paper/2105.03748/) (2021)
- [How to Build User Simulators to Train RL-based Dialog Systems](https://mlsanity.com/paper/1909.01388/) (2019)
- [Neural User Simulation for Corpus-based Policy Optimisation for Spoken Dialogue Systems](https://mlsanity.com/paper/1805.06966/) (2018)
- [Domain-independent User Simulation with Transformers for Task-oriented Dialogue Systems](https://mlsanity.com/paper/2106.08838/) (2021)
- [Improving Proactive Dialog Agents Using Socially-Aware Reinforcement Learning](https://mlsanity.com/paper/2211.15359/) (2022)

## Built on by (most cited first, 2 of 2)

- [KAUCUS: Knowledge Augmented User Simulators for Training Language Model Assistants](https://mlsanity.com/paper/2401.16454/) (2024)
- [Foundations of Proactive Agents: Principles, Technical Layers, and Proactivity-Gym](https://mlsanity.com/paper/2609.37267/) (2026)

## Abstract (arXiv)

The concept of a Human-AI team has gained increasing attention in recent years. For effective collaboration between humans and AI teammates, proactivity is crucial for close coordination and effective communication. However, the design of adequate proactivity for AI-based systems to support humans is still an open question and a challenging topic. In this paper, we present the development of a corpus-based user simulator for training and testing proactive dialog policies. The simulator incorporates informed knowledge about proactive dialog and its effect on user trust and simulates user behavior and personal information, including socio-demographic features and personality traits. Two different simulation approaches were compared, and a task-step-based approach yielded better overall results due to enhanced modeling of sequential dependencies. This research presents a promising avenue for exploring and evaluating appropriate proactive strategies in a dialog game setting for improving Human-AI teams.
