# OLISIA: a Cascade System for Spoken Dialogue State Tracking

arXiv: https://arxiv.org/abs/2304.11073 · HTML: https://mlsanity.com/paper/2304.11073/

## Key facts

- Cited by 5 papers in the map (data through 14 Oct 2026).
- Builds on 26 of its 41 references that are in the map.
- First posted on arXiv 20 Apr 2023.

## Builds on (most cited first, 26 of 26)

- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [Robust Speech Recognition via Large-Scale Weak Supervision](https://mlsanity.com/paper/2212.04356/) (2022)
- [Energy and Policy Considerations for Deep Learning in NLP](https://mlsanity.com/paper/1906.02243/) (2019)
- [Natural TTS Synthesis by Conditioning WaveNet on Mel Spectrogram Predictions](https://mlsanity.com/paper/1712.05884/) (2017)
- [MultiWOZ -- A Large-Scale Multi-Domain Wizard-of-Oz Dataset for Task-Oriented Dialogue Modelling](https://mlsanity.com/paper/1810.00278/) (2018)
- [NeMo: a toolkit for building AI applications using Neural Modules](https://mlsanity.com/paper/1909.09577/) (2019)
- [SpeechT5: Unified-Modal Encoder-Decoder Pre-Training for Spoken Language Processing](https://mlsanity.com/paper/2110.07205/) (2021)
- [Towards end-to-end spoken language understanding](https://mlsanity.com/paper/1802.08395/) (2018)
- [Few-shot Natural Language Generation for Task-Oriented Dialog](https://mlsanity.com/paper/2002.12328/) (2020)
- [Speech Recognition with Augmented Synthesized Speech](https://mlsanity.com/paper/1909.11699/) (2019)
- [Correction of Automatic Speech Recognition with Transformer Sequence-to-sequence Model](https://mlsanity.com/paper/1910.10697/) (2019)
- [Using Synthetic Audio to Improve The Recognition of Out-Of-Vocabulary Words in End-To-End ASR Systems](https://mlsanity.com/paper/2011.11564/) (2020)
- [Robustness Testing of Language Understanding in Task-Oriented Dialog](https://mlsanity.com/paper/2012.15262/) (2020)
- [Annotation Inconsistency and Entity Bias in MultiWOZ](https://mlsanity.com/paper/2105.14150/) (2021)
- ["How Robust r u?": Evaluating Task-Oriented Dialogue Systems on Spoken Conversations](https://mlsanity.com/paper/2109.13489/) (2021)
- [You Do Not Need More Data: Improving End-To-End Speech Recognition by Text-To-Speech Data Augmentation](https://mlsanity.com/paper/2005.07157/) (2020)
- [Training Neural Speech Recognition Systems with Synthetic Speech Augmentation](https://mlsanity.com/paper/1811.00707/) (2018)
- [Data Augmentation for Training Dialog Models Robust to Speech Recognition Errors](https://mlsanity.com/paper/2006.05635/) (2020)
- [Revisiting the Boundary between ASR and NLU in the Age of Conversational Dialog Systems](https://mlsanity.com/paper/2112.05842/) (2021)
- [Improving Spoken Language Understanding By Exploiting ASR N-best Hypotheses](https://mlsanity.com/paper/2001.05284/) (2020)
- [N-Best ASR Transformer: Enhancing SLU Performance using Multiple ASR Hypotheses](https://mlsanity.com/paper/2106.06519/) (2021)
- [TOD-DA: Towards Boosting the Robustness of Task-oriented Dialogue Modeling on Spoken Conversations](https://mlsanity.com/paper/2112.12441/) (2021)
- [End-to-end model for named entity recognition from speech without paired training data](https://mlsanity.com/paper/2204.00803/) (2022)
- [Dialogue history integration into end-to-end signal-to-concept spoken language understanding systems](https://mlsanity.com/paper/2002.06012/) (2020)
- [Exploiting Sentence and Context Representations in Deep Neural Models for Spoken Language Understanding](https://mlsanity.com/paper/1610.04120/) (2016)
- [Modeling ASR Ambiguity for Dialogue State Tracking Using Word Confusion Networks](https://mlsanity.com/paper/2002.00768/) (2020)

## Built on by (most cited first, 5 of 5)

- [Speech Retrieval-Augmented Generation without Automatic Speech Recognition](https://mlsanity.com/paper/2412.16500/) (2024)
- [SEAL: Speech Embedding Alignment Learning for Speech Large Language Model with Retrieval-Augmented Generation](https://mlsanity.com/paper/2502.02603/) (2025)
- [Is one brick enough to break the wall of spoken dialogue state tracking?](https://mlsanity.com/paper/2311.04923/) (2023)
- [The Speech-LLM Takes It All: A Truly Fully End-to-End Spoken Dialogue State Tracking Approach](https://mlsanity.com/paper/2510.09424/) (2025)
- [Are cascade dialogue state tracking models speaking out of turn in spoken dialogues?](https://mlsanity.com/paper/2311.04922/) (2023)

## Abstract (arXiv)

Though Dialogue State Tracking (DST) is a core component of spoken dialogue systems, recent work on this task mostly deals with chat corpora, disregarding the discrepancies between spoken and written language.In this paper, we propose OLISIA, a cascade system which integrates an Automatic Speech Recognition (ASR) model and a DST model. We introduce several adaptations in the ASR and DST modules to improve integration and robustness to spoken conversations.With these adaptations, our system ranked first in DSTC11 Track 3, a benchmark to evaluate spoken DST. We conduct an in-depth analysis of the results and find that normalizing the ASR outputs and adapting the DST inputs through data augmentation, along with increasing the pre-trained models size all play an important role in reducing the performance discrepancy between written and spoken conversations.
