# Learning to Defer with Limited Expert Predictions

arXiv: https://arxiv.org/abs/2304.07306 · HTML: https://mlsanity.com/paper/2304.07306/

## Key facts

- Cited by 25 papers in the map (data through 14 Oct 2026).
- Builds on 31 of its 41 references that are in the map.
- First posted on arXiv 14 Apr 2023.

## Builds on (most cited first, 30 of 31)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [EfficientNet: Rethinking Model Scaling for Convolutional Neural Networks](https://mlsanity.com/paper/1905.11946/) (2019)
- [Wide Residual Networks](https://mlsanity.com/paper/1605.07146/) (2016)
- [Prototypical Networks for Few-shot Learning](https://mlsanity.com/paper/1703.05175/) (2017)
- [Matching Networks for One Shot Learning](https://mlsanity.com/paper/1606.04080/) (2016)
- [FixMatch: Simplifying Semi-Supervised Learning with Consistency and Confidence](https://mlsanity.com/paper/2001.07685/) (2020)
- [CheXpert: A Large Chest Radiograph Dataset with Uncertainty Labels and Expert Comparison](https://mlsanity.com/paper/1901.07031/) (2019)
- [ChestX-ray8: Hospital-scale Chest X-ray Database and Benchmarks on Weakly-Supervised Classification and Localization of Common Thorax Diseases](https://mlsanity.com/paper/1705.02315/) (2017)
- [CheXNet: Radiologist-Level Pneumonia Detection on Chest X-Rays with Deep Learning](https://mlsanity.com/paper/1711.05225/) (2017)
- [Rethinking Few-Shot Image Classification: a Good Embedding Is All You Need?](https://mlsanity.com/paper/2003.11539/) (2020)
- [Consistent Estimators for Learning to Defer to an Expert](https://mlsanity.com/paper/2006.01862/) (2020)
- [Predict Responsibly: Improving Fairness and Accuracy by Learning to Defer](https://mlsanity.com/paper/1711.06664/) (2017)
- [CoMatch: Semi-supervised Learning with Contrastive Graph Regularization](https://mlsanity.com/paper/2011.11183/) (2020)
- [Learning to Complement Humans](https://mlsanity.com/paper/2005.00582/) (2020)
- [The Algorithmic Automation Problem: Prediction, Triage, and Human Effort](https://mlsanity.com/paper/1903.12220/) (2019)
- [Who Said What: Modeling Individual Labelers Improves Classification](https://mlsanity.com/paper/1703.08774/) (2017)
- [Differentiable Learning Under Triage](https://mlsanity.com/paper/2103.08902/) (2021)
- [Towards Unbiased and Accurate Deferral to Multiple Experts](https://mlsanity.com/paper/2102.13004/) (2021)
- [Sample Efficient Learning of Predictors that Complement Humans](https://mlsanity.com/paper/2207.09584/) (2022)
- [Classification Under Human Assistance](https://mlsanity.com/paper/2006.11845/) (2020)
- [Regression Under Human Assistance](https://mlsanity.com/paper/1909.02963/) (2019)
- [Forming Effective Human-AI Teams: Building Machine Learning Models that Complement the Capabilities of Multiple Experts](https://mlsanity.com/paper/2206.07948/) (2022)
- [Selective Classification Can Magnify Disparities Across Groups](https://mlsanity.com/paper/2010.14134/) (2020)
- [Human-AI Collaboration with Bandit Feedback](https://mlsanity.com/paper/2105.10614/) (2021)
- [Adapted Deep Embeddings: A Synthesis of Methods for k-Shot Inductive Transfer Learning](https://mlsanity.com/paper/1805.08402/) (2018)
- [Towards Good Practices for Efficiently Annotating Large-Scale Image Classification Datasets](https://mlsanity.com/paper/2104.12690/) (2021)
- [On the Effect of Information Asymmetry in Human-AI Teams](https://mlsanity.com/paper/2205.01467/) (2022)
- [An Empirical Study into Annotator Agreement, Ground Truth Estimation, and Algorithm Evaluation](https://mlsanity.com/paper/1307.0426/) (2013)
- [Human-AI Collaboration in Decision-Making: Beyond Learning to Defer](https://mlsanity.com/paper/2206.13202/) (2022)
- [Improving Learning-to-Defer Algorithms Through Fine-Tuning](https://mlsanity.com/paper/2112.10768/) (2021)

## Built on by (most cited first, 25 of 25)

- [Learning to Defer to a Population: A Meta-Learning Approach](https://mlsanity.com/paper/2403.02683/) (2024)
- [Realizable H-Consistent and Bayes-Consistent Loss Functions for Learning to Defer](https://mlsanity.com/paper/2407.13732/) (2024)
- [Mastering Multiple-Expert Routing: Realizable H-Consistency and Strong Guarantees for Learning to Defer](https://mlsanity.com/paper/2506.20650/) (2025)
- [The Road to Artificial SuperIntelligence: A Comprehensive Survey of Superalignment](https://mlsanity.com/paper/2412.16468/) (2024)
- [Budgeted Multiple-Expert Deferral](https://mlsanity.com/paper/2510.26706/) (2025)
- [Cost-Sensitive Learning to Defer to Multiple Experts with Workload Constraints](https://mlsanity.com/paper/2403.06906/) (2024)
- [AI, Meet Human: Learning Paradigms for Hybrid Decision Making Systems](https://mlsanity.com/paper/2402.06287/) (2024)
- [Learning to Complement with Multiple Humans](https://mlsanity.com/paper/2311.13172/) (2023)
- [Learning to Partially Defer for Sequences](https://mlsanity.com/paper/2502.01459/) (2025)
- [Identity-Free Deferral For Unseen Experts](https://mlsanity.com/paper/2502.10533/) (2025)
- [When More Experts Hurt: Underfitting in Multi-Expert Learning to Defer](https://mlsanity.com/paper/2602.17144/) (2026)
- [Multi-Round Human-AI Collaboration with User-Specified Requirements](https://mlsanity.com/paper/2602.17646/) (2026)
- [Learning To Help: Training Models to Assist Legacy Devices](https://mlsanity.com/paper/2409.16253/) (2024)
- [Learning to Help in Multi-Class Settings](https://mlsanity.com/paper/2501.13810/) (2025)
- [Conformal Set-based Human-AI Complementarity with Multiple Experts](https://mlsanity.com/paper/2508.06997/) (2025)
- [No Need for Learning to Defer? A Training Free Deferral Framework to Multiple Experts through Conformal Prediction](https://mlsanity.com/paper/2509.12573/) (2025)
- [A Comparison of Human and Machine Learning Errors in Face Recognition](https://mlsanity.com/paper/2502.11337/) (2025)
- [Bayesian Inference for Correlated Human Experts and Classifiers](https://mlsanity.com/paper/2506.05636/) (2025)
- [Collaborating with GenAI: Incentives and Replacements](https://mlsanity.com/paper/2508.20213/) (2025)
- [Golden Handcuffs make safer AI agents](https://mlsanity.com/paper/2604.13609/) (2026)
- [Online Learning-to-Defer with Varying Experts](https://mlsanity.com/paper/2605.12340/) (2026)
- [Strategic Decision Support for AI Agents](https://mlsanity.com/paper/2606.12587/) (2026)
- [Learning To Defer To A Population With Limited Demonstrations](https://mlsanity.com/paper/2510.19351/) (2025)
- [PLACO: A Multi-Stage Framework for Cost-Effective Performance in Human-AI Teams](https://mlsanity.com/paper/2605.08388/) (2026)
- [Selective Amortization of Full-Budget Counterfactual Reasoning for Visual Token Communication](https://mlsanity.com/paper/2609.30756/) (2026)

## Abstract (arXiv)

Recent research suggests that combining AI models with a human expert can exceed the performance of either alone. The combination of their capabilities is often realized by learning to defer algorithms that enable the AI to learn to decide whether to make a prediction for a particular instance or defer it to the human expert. However, to accurately learn which instances should be deferred to the human expert, a large number of expert predictions that accurately reflect the expert's capabilities are required -- in addition to the ground truth labels needed to train the AI. This requirement shared by many learning to defer algorithms hinders their adoption in scenarios where the responsible expert regularly changes or where acquiring a sufficient number of expert predictions is costly. In this paper, we propose a three-step approach to reduce the number of expert predictions required to train learning to defer algorithms. It encompasses (1) the training of an embedding model with ground truth labels to generate feature representations that serve as a basis for (2) the training of an expertise predictor model to approximate the expert's capabilities. (3) The expertise predictor generates artificial expert predictions for instances not yet labeled by the expert, which are required by the learning to defer algorithms. We evaluate our approach on two public datasets. One with "synthetically" generated human experts and another from the medical domain containing real-world radiologists' predictions. Our experiments show that the approach allows the training of various learning to defer algorithms with a minimal number of human expert predictions. Furthermore, we demonstrate that even a small number of expert predictions per class is sufficient for these algorithms to exceed the performance the AI and the human expert can achieve individually.
