# Model Sparsity Can Simplify Machine Unlearning

arXiv: https://arxiv.org/abs/2304.04934 · HTML: https://mlsanity.com/paper/2304.04934/

## Key facts

- Cited by 214 papers in the map (data through 14 Oct 2026).
- Placed in Machine unlearning, one of 12 directions in LLM safety and security.
- Builds on 61 of its 80 references that are in the map.
- First posted on arXiv 11 Apr 2023.

## Placed in

- LLM safety and security / [Machine unlearning](https://mlsanity.com/safety/machine-unlearning/)

## Builds on (most cited first, 30 of 61)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Very Deep Convolutional Networks for Large-Scale Image Recognition](https://mlsanity.com/paper/1409.1556/) (2014)
- [Deep Compression: Compressing Deep Neural Networks with Pruning, Trained Quantization and Huffman Coding](https://mlsanity.com/paper/1510.00149/) (2015)
- [The Lottery Ticket Hypothesis: Finding Sparse, Trainable Neural Networks](https://mlsanity.com/paper/1803.03635/) (2018)
- [Understanding Black-box Predictions via Influence Functions](https://mlsanity.com/paper/1703.04730/) (2017)
- [Continual Lifelong Learning with Neural Networks: A Review](https://mlsanity.com/paper/1802.07569/) (2018)
- [BadNets: Identifying Vulnerabilities in the Machine Learning Model Supply Chain](https://mlsanity.com/paper/1708.06733/) (2017)
- [Machine Unlearning](https://mlsanity.com/paper/1912.03817/) (2019)
- [SNIP: Single-shot Network Pruning based on Connection Sensitivity](https://mlsanity.com/paper/1810.02340/) (2018)
- [Linear Mode Connectivity and the Lottery Ticket Hypothesis](https://mlsanity.com/paper/1912.05671/) (2019)
- [Eternal Sunshine of the Spotless Net: Selective Forgetting in Deep Networks](https://mlsanity.com/paper/1911.04933/) (2019)
- [Rethinking the Value of Network Pruning](https://mlsanity.com/paper/1810.05270/) (2018)
- [What is the State of Neural Network Pruning?](https://mlsanity.com/paper/2003.03033/) (2020)
- [Erasing Concepts from Diffusion Models](https://mlsanity.com/paper/2303.07345/) (2023)
- [Certified Data Removal from Machine Learning Models](https://mlsanity.com/paper/1911.03030/) (2019)
- [Pruning neural networks without any data by iteratively conserving synaptic flow](https://mlsanity.com/paper/2006.05467/) (2020)
- [Picking Winning Tickets Before Training by Preserving Gradient Flow](https://mlsanity.com/paper/2002.07376/) (2020)
- [Making AI Forget You: Data Deletion in Machine Learning](https://mlsanity.com/paper/1907.05012/) (2019)
- [Remember What You Want to Forget: Algorithms for Machine Unlearning](https://mlsanity.com/paper/2103.03279/) (2021)
- [Amnesiac Machine Learning](https://mlsanity.com/paper/2010.10981/) (2020)
- [A Survey of Machine Unlearning](https://mlsanity.com/paper/2209.02299/) (2022)
- [Descent-to-Delete: Gradient-Based Methods for Machine Unlearning](https://mlsanity.com/paper/2007.02923/) (2020)
- [Forget-Me-Not: Learning to Forget in Text-to-Image Diffusion Models](https://mlsanity.com/paper/2303.17591/) (2023)
- [Systematic Evaluation of Privacy Risks of Machine Learning Models](https://mlsanity.com/paper/2003.10595/) (2020)
- [Unrolling SGD: Understanding Factors Influencing Machine Unlearning](https://mlsanity.com/paper/2109.13398/) (2021)
- [Approximate Data Deletion from Machine Learning Models](https://mlsanity.com/paper/2002.10077/) (2020)
- [Machine Unlearning of Features and Labels](https://mlsanity.com/paper/2108.11577/) (2021)
- [Coresets via Bilevel Optimization for Continual Learning and Streaming](https://mlsanity.com/paper/2006.03875/) (2020)
- [Pruning Neural Networks at Initialization: Why are We Missing the Mark?](https://mlsanity.com/paper/2009.08576/) (2020)
- [What Do Compressed Deep Neural Networks Forget?](https://mlsanity.com/paper/1911.05248/) (2019)

## Built on by (most cited first, 30 of 214)

- [Rethinking Machine Unlearning for Large Language Models](https://mlsanity.com/paper/2402.08787/) (2024)
- [To Generate or Not? Safety-Driven Unlearned Diffusion Models Are Still Easy To Generate Unsafe Images ... For Now](https://mlsanity.com/paper/2310.11868/) (2023)
- [Large Language Model Unlearning via Embedding-Corrupted Prompts](https://mlsanity.com/paper/2406.07933/) (2024)
- [SOUL: Unlocking the Power of Second-Order Optimization for LLM Unlearning](https://mlsanity.com/paper/2404.18239/) (2024)
- [What makes unlearning hard and what to do about it](https://mlsanity.com/paper/2406.01257/) (2024)
- [Inexact Unlearning Needs More Careful Evaluations to Avoid a False Sense of Privacy](https://mlsanity.com/paper/2403.01218/) (2024)
- [LLM Unlearning via Loss Adjustment with Only Forget Data](https://mlsanity.com/paper/2410.11143/) (2024)
- [Exploring the Landscape of Machine Unlearning: A Comprehensive Survey and Taxonomy](https://mlsanity.com/paper/2305.06360/) (2023)
- [UnlearnCanvas: Stylized Image Dataset for Enhanced Machine Unlearning Evaluation in Diffusion Models](https://mlsanity.com/paper/2402.11846/) (2024)
- [Are we making progress in unlearning? Findings from the first NeurIPS unlearning competition](https://mlsanity.com/paper/2406.09073/) (2024)
- [Unified Gradient-Based Machine Unlearning with Remain Geometry Enhancement](https://mlsanity.com/paper/2409.19732/) (2024)
- [Challenging Forgets: Unveiling the Worst-Case Forget Sets in Machine Unlearning](https://mlsanity.com/paper/2403.07362/) (2024)
- [Threats, Attacks, and Defenses in Machine Unlearning: A Survey](https://mlsanity.com/paper/2403.13682/) (2024)
- [CLEAR: Character Unlearning in Textual and Visual Modalities](https://mlsanity.com/paper/2410.18057/) (2024)
- [Exploring Criteria of Loss Reweighting to Enhance LLM Unlearning](https://mlsanity.com/paper/2505.11953/) (2025)
- [Revisiting Who's Harry Potter: Towards Targeted Unlearning from a Causal Intervention Perspective](https://mlsanity.com/paper/2407.16997/) (2024)
- [Towards Certified Unlearning for Deep Neural Networks](https://mlsanity.com/paper/2408.00920/) (2024)
- [Corrective Machine Unlearning](https://mlsanity.com/paper/2402.14015/) (2024)
- [Erasing Concepts from Text-to-Image Diffusion Models with Few-shot Unlearning](https://mlsanity.com/paper/2405.07288/) (2024)
- [Towards Robust Knowledge Unlearning: An Adversarial Framework for Assessing and Improving Unlearning Robustness in Large Language Models](https://mlsanity.com/paper/2408.10682/) (2024)
- [Unlearning Backdoor Attacks for LLMs with Weak-to-Strong Knowledge Distillation](https://mlsanity.com/paper/2410.14425/) (2024)
- [WAGLE: Strategic Weight Attribution for Effective and Modular Unlearning in Large Language Models](https://mlsanity.com/paper/2410.17509/) (2024)
- [Score Forgetting Distillation: A Swift, Data-Free Method for Machine Unlearning in Diffusion Models](https://mlsanity.com/paper/2409.11219/) (2024)
- [Pruning for Robust Concept Erasing in Diffusion Models](https://mlsanity.com/paper/2405.16534/) (2024)
- [MultiDelete for Multimodal Machine Unlearning](https://mlsanity.com/paper/2311.12047/) (2023)
- [Towards Robust Evaluation of Unlearning in LLMs via Data Transformations](https://mlsanity.com/paper/2411.15477/) (2024)
- [Learning to Unlearn while Retaining: Combating Gradient Conflicts in Machine Unlearning](https://mlsanity.com/paper/2503.06339/) (2025)
- [Is Retain Set All You Need in Machine Unlearning? Restoring Performance of Unlearned Models with Out-Of-Distribution Images](https://mlsanity.com/paper/2404.12922/) (2024)
- [Targeted Unlearning with Single Layer Unlearning Gradient](https://mlsanity.com/paper/2407.11867/) (2024)
- [Attribute-to-Delete: Machine Unlearning via Datamodel Matching](https://mlsanity.com/paper/2410.23232/) (2024)

## Abstract (arXiv)

In response to recent data regulation requirements, machine unlearning (MU) has emerged as a critical process to remove the influence of specific examples from a given model. Although exact unlearning can be achieved through complete model retraining using the remaining dataset, the associated computational costs have driven the development of efficient, approximate unlearning techniques. Moving beyond data-centric MU approaches, our study introduces a novel model-based perspective: model sparsification via weight pruning, which is capable of reducing the gap between exact unlearning and approximate unlearning. We show in both theory and practice that model sparsity can boost the multi-criteria unlearning performance of an approximate unlearner, closing the approximation gap, while continuing to be efficient. This leads to a new MU paradigm, termed prune first, then unlearn, which infuses a sparse model prior into the unlearning process. Building on this insight, we also develop a sparsity-aware unlearning method that utilizes sparsity regularization to enhance the training process of approximate unlearning. Extensive experiments show that our proposals consistently benefit MU in various unlearning scenarios. A notable highlight is the 77% unlearning efficacy gain of fine-tuning (one of the simplest unlearning methods) when using sparsity-aware unlearning. Furthermore, we demonstrate the practical impact of our proposed MU methods in addressing other machine learning challenges, such as defending against backdoor attacks and enhancing transfer learning. Codes are available at https://github.com/OPTML-Group/Unlearn-Sparse.
