# Diffusion Models are Minimax Optimal Distribution Estimators

arXiv: https://arxiv.org/abs/2303.01861 · HTML: https://mlsanity.com/paper/2303.01861/

## Key facts

- Cited by 165 papers in the map (data through 14 Oct 2026).
- Placed in Diffusion foundations and sampling, one of 14 directions in Diffusion models.
- Builds on 8 of its 63 references that are in the map.
- First posted on arXiv 3 Mar 2023.

## Placed in

- Diffusion models / [Diffusion foundations and sampling](https://mlsanity.com/diffusion/diffusion-foundations-and-sampling/)

## Builds on (most cited first, 8 of 8)

- [Hierarchical Text-Conditional Image Generation with CLIP Latents](https://mlsanity.com/paper/2204.06125/) (2022)
- [Video Diffusion Models](https://mlsanity.com/paper/2204.03458/) (2022)
- [Sampling is as easy as learning the score: theory for diffusion models with minimal data assumptions](https://mlsanity.com/paper/2209.11215/) (2022)
- [Generative Modeling with Denoising Auto-Encoders and Langevin Sampling](https://mlsanity.com/paper/2002.00107/) (2020)
- [Deep ReLU network approximation of functions on a manifold](https://mlsanity.com/paper/1908.00695/) (2019)
- [Your diffusion model secretly knows the dimension of the data manifold](https://mlsanity.com/paper/2212.12611/) (2022)
- [How Well Can Generative Adversarial Networks Learn Densities: A Nonparametric View](https://mlsanity.com/paper/1712.08244/) (2017)
- [Minimax Distribution Estimation in Wasserstein Distance](https://mlsanity.com/paper/1802.08855/) (2018)

## Built on by (most cited first, 30 of 165)

- [Nearly d-Linear Convergence Bounds for Diffusion Models via Stochastic Localization](https://mlsanity.com/paper/2308.03686/) (2023)
- [An analytic theory of creativity in convolutional diffusion models](https://mlsanity.com/paper/2412.20292/) (2024)
- [On the Stability of Iterative Retraining of Generative Models on their own Data](https://mlsanity.com/paper/2310.00429/) (2023)
- [A Phase Transition in Diffusion Models Reveals the Hierarchical Nature of Data](https://mlsanity.com/paper/2402.16991/) (2024)
- [Towards Faster Non-Asymptotic Convergence for Diffusion-Based Generative Models](https://mlsanity.com/paper/2306.09251/) (2023)
- [An Overview of Diffusion Models: Applications, Guided Generation, Statistical Rates and Optimization](https://mlsanity.com/paper/2404.07771/) (2024)
- [A Sharp Convergence Theory for The Probability Flow ODEs of Diffusion Models](https://mlsanity.com/paper/2408.02320/) (2024)
- [KL Convergence Guarantees for Score diffusion models under minimal data assumptions](https://mlsanity.com/paper/2308.12240/) (2023)
- [Unveil Conditional Diffusion Models with Classifier-free Guidance: A Sharp Statistical Theory](https://mlsanity.com/paper/2403.11968/) (2024)
- [Optimal score estimation via empirical Bayes smoothing](https://mlsanity.com/paper/2402.07747/) (2024)
- [Gradient Guidance for Diffusion Models: An Optimization Perspective](https://mlsanity.com/paper/2404.14743/) (2024)
- [On the Design Fundamentals of Diffusion Models: A Survey](https://mlsanity.com/paper/2306.04542/) (2023)
- [Adapting to Unknown Low-Dimensional Structures in Score-Based Diffusion Models](https://mlsanity.com/paper/2405.14861/) (2024)
- [Breaking the Curse of Dimensionality: Diffusion Models Efficiently Learn Low-Dimensional Distributions](https://mlsanity.com/paper/2409.02426/) (2024)
- [Reward-Directed Conditional Diffusion: Provable Distribution Estimation and Reward Improvement](https://mlsanity.com/paper/2307.07055/) (2023)
- [Minimax Optimality of Score-based Diffusion Models: Beyond the Density Lower Bound Assumptions](https://mlsanity.com/paper/2402.15602/) (2024)
- [Deep Generative Models through the Lens of the Manifold Hypothesis: A Survey and New Connections](https://mlsanity.com/paper/2404.02954/) (2024)
- [Closed-Form Diffusion Models](https://mlsanity.com/paper/2310.12395/) (2023)
- [Linear Convergence of Diffusion Models Under the Manifold Hypothesis](https://mlsanity.com/paper/2410.09046/) (2024)
- [Neural Network-Based Score Estimation in Diffusion Models: Optimization and Generalization](https://mlsanity.com/paper/2401.15604/) (2024)
- [Learning Mixtures of Gaussians Using Diffusion Models](https://mlsanity.com/paper/2404.18869/) (2024)
- [Deep Networks as Denoising Algorithms: Sample-Efficient Learning of Diffusion Models in High-Dimensional Graphical Models](https://mlsanity.com/paper/2309.11420/) (2023)
- [Low-dimensional adaptation of diffusion models: Convergence in total variation](https://mlsanity.com/paper/2501.12982/) (2025)
- [Analysis of learning a flow-based generative model from limited sample complexity](https://mlsanity.com/paper/2310.03575/) (2023)
- [Understanding Generalizability of Diffusion Models Requires Rethinking the Hidden Gaussian Structure](https://mlsanity.com/paper/2410.24060/) (2024)
- [A Good Score Does not Lead to A Good Generative Model](https://mlsanity.com/paper/2401.04856/) (2024)
- [Stochastic Runge-Kutta Methods: Provable Acceleration of Diffusion Models](https://mlsanity.com/paper/2410.04760/) (2024)
- [Contractive Diffusion Probabilistic Models](https://mlsanity.com/paper/2401.13115/) (2024)
- [Flow matching achieves almost minimax optimal convergence](https://mlsanity.com/paper/2405.20879/) (2024)
- [Beyond Log-Concavity and Score Regularity: Improved Convergence Bounds for Score-Based Generative Models in W2-distance](https://mlsanity.com/paper/2501.02298/) (2025)

## Abstract (arXiv)

While efficient distribution learning is no doubt behind the groundbreaking success of diffusion modeling, its theoretical guarantees are quite limited. In this paper, we provide the first rigorous analysis on approximation and generalization abilities of diffusion modeling for well-known function spaces. The highlight of this paper is that when the true density function belongs to the Besov space and the empirical score matching loss is properly minimized, the generated data distribution achieves the nearly minimax optimal estimation rates in the total variation distance and in the Wasserstein distance of order one. Furthermore, we extend our theory to demonstrate how diffusion models adapt to low-dimensional data distributions. We expect these results advance theoretical understandings of diffusion modeling and its ability to generate verisimilar outputs.
