# CTRLStruct: Dialogue Structure Learning for Open-Domain Response Generation

arXiv: https://arxiv.org/abs/2303.01094 · HTML: https://mlsanity.com/paper/2303.01094/

## Key facts

- Cited by 8 papers in the map (data through 14 Oct 2026).
- Builds on 26 of its 54 references that are in the map.
- First posted on arXiv 2 Mar 2023.

## Builds on (most cited first, 26 of 26)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [A Simple Framework for Contrastive Learning of Visual Representations](https://mlsanity.com/paper/2002.05709/) (2020)
- [Sentence-BERT: Sentence Embeddings using Siamese BERT-Networks](https://mlsanity.com/paper/1908.10084/) (2019)
- [Representation Learning with Contrastive Predictive Coding](https://mlsanity.com/paper/1807.03748/) (2018)
- [Momentum Contrast for Unsupervised Visual Representation Learning](https://mlsanity.com/paper/1911.05722/) (2019)
- [BART: Denoising Sequence-to-Sequence Pre-training for Natural Language Generation, Translation, and Comprehension](https://mlsanity.com/paper/1910.13461/) (2019)
- [The Curious Case of Neural Text Degeneration](https://mlsanity.com/paper/1904.09751/) (2019)
- [SimCSE: Simple Contrastive Learning of Sentence Embeddings](https://mlsanity.com/paper/2104.08821/) (2021)
- [Hierarchical Neural Story Generation](https://mlsanity.com/paper/1805.04833/) (2018)
- [A Diversity-Promoting Objective Function for Neural Conversation Models](https://mlsanity.com/paper/1510.03055/) (2015)
- [DialoGPT: Large-Scale Generative Pre-training for Conversational Response Generation](https://mlsanity.com/paper/1911.00536/) (2019)
- [Personalizing Dialogue Agents: I have a dog, do you have pets too?](https://mlsanity.com/paper/1801.07243/) (2018)
- [DailyDialog: A Manually Labelled Multi-turn Dialogue Dataset](https://mlsanity.com/paper/1710.03957/) (2017)
- [Recipes for building an open-domain chatbot](https://mlsanity.com/paper/2004.13637/) (2020)
- [How NOT To Evaluate Your Dialogue System: An Empirical Study of Unsupervised Evaluation Metrics for Dialogue Response Generation](https://mlsanity.com/paper/1603.08023/) (2016)
- [Learning Discourse-level Diversity for Neural Dialog Models using Conditional Variational Autoencoders](https://mlsanity.com/paper/1703.10960/) (2017)
- [PLATO: Pre-trained Dialogue Generation Model with Discrete Latent Variable](https://mlsanity.com/paper/1910.07931/) (2019)
- [Toward the Fundamental Limits of Imitation Learning](https://mlsanity.com/paper/2009.05990/) (2020)
- [Proactive Human-Machine Conversation with Explicit Conversation Goals](https://mlsanity.com/paper/1906.05572/) (2019)
- [On the Sentence Embeddings from Pre-trained Language Models](https://mlsanity.com/paper/2011.05864/) (2020)
- [Control Globally, Understand Locally: A Global-to-Local Hierarchical Graph Network for Emotional Support Conversation](https://mlsanity.com/paper/2204.12749/) (2022)
- [Unsupervised Dialog Structure Learning](https://mlsanity.com/paper/1904.03736/) (2019)
- [Recent Advances in Neural Text Generation: A Task-Agnostic Survey](https://mlsanity.com/paper/2203.03047/) (2022)

## Built on by (most cited first, 8 of 8)

- [Empathy Level Alignment via Reinforcement Learning for Empathetic Response Generation](https://mlsanity.com/paper/2408.02976/) (2024)
- [InfoDiffusion: Information Entropy Aware Diffusion Process for Non-Autoregressive Text Generation](https://mlsanity.com/paper/2310.11976/) (2023)
- [Characteristic AI Agents via Large Language Models](https://mlsanity.com/paper/2403.12368/) (2024)
- [Turning Conversations into Workflows: A Framework to Extract and Evaluate Dialog Workflows for Service AI Agents](https://mlsanity.com/paper/2502.17321/) (2025)
- [Medical Report Generation based on Segment-Enhanced Contrastive Representation Learning](https://mlsanity.com/paper/2312.15869/) (2023)
- [Unsupervised Mutual Learning of Discourse Parsing and Topic Segmentation in Dialogue](https://mlsanity.com/paper/2405.19799/) (2024)
- [A Systematic Evaluation of Large Language Models for Natural Language Generation Tasks](https://mlsanity.com/paper/2405.10251/) (2024)
- [EventWeave: A Dynamic Framework for Capturing Core and Supporting Events in Dialogue Systems](https://mlsanity.com/paper/2503.23078/) (2025)

## Abstract (arXiv)

Dialogue structure discovery is essential in dialogue generation. Well-structured topic flow can leverage background information and predict future topics to help generate controllable and explainable responses. However, most previous work focused on dialogue structure learning in task-oriented dialogue other than open-domain dialogue which is more complicated and challenging. In this paper, we present a new framework CTRLStruct for dialogue structure learning to effectively explore topic-level dialogue clusters as well as their transitions with unlabelled information. Precisely, dialogue utterances encoded by bi-directional Transformer are further trained through a special designed contrastive learning task to improve representation. Then we perform clustering to utterance-level representations and form topic-level clusters that can be considered as vertices in dialogue structure graph. The edges in the graph indicating transition probability between vertices are calculated by mimicking expert behavior in datasets. Finally, dialogue structure graph is integrated into dialogue model to perform controlled response generation. Experiments on two popular open-domain dialogue datasets show our model can generate more coherent responses compared to some excellent dialogue models, as well as outperform some typical sentence embedding methods in dialogue utterance representation. Code is available in GitHub.
