# Why Is Public Pretraining Necessary for Private Model Training?

arXiv: https://arxiv.org/abs/2302.09483 · HTML: https://mlsanity.com/paper/2302.09483/

## Key facts

- Cited by 37 papers in the map (data through 14 Oct 2026).
- Builds on 39 of its 55 references that are in the map.
- First posted on arXiv 19 Feb 2023.

## Builds on (most cited first, 30 of 39)

- [On the Opportunities and Risks of Foundation Models](https://mlsanity.com/paper/2108.07258/) (2021)
- [Deep Learning with Differential Privacy](https://mlsanity.com/paper/1607.00133/) (2016)
- [Conformer: Convolution-augmented Transformer for Speech Recognition](https://mlsanity.com/paper/2005.08100/) (2020)
- [Train faster, generalize better: Stability of stochastic gradient descent](https://mlsanity.com/paper/1509.01240/) (2015)
- [Large Language Models Can Be Strong Differentially Private Learners](https://mlsanity.com/paper/2110.05679/) (2021)
- [Differentially Private Fine-tuning of Language Models](https://mlsanity.com/paper/2110.06500/) (2021)
- [CNN Features off-the-shelf: an Astounding Baseline for Recognition](https://mlsanity.com/paper/1403.6382/) (2014)
- [The Composition Theorem for Differential Privacy](https://mlsanity.com/paper/1311.0776/) (2013)
- [The E2E Dataset: New Challenges For End-to-End Generation](https://mlsanity.com/paper/1706.09254/) (2017)
- [Differentially Private Learning Needs Better Features (or Much More Data)](https://mlsanity.com/paper/2011.11660/) (2020)
- [Unlocking High-Accuracy Differentially Private Image Classification through Scale](https://mlsanity.com/paper/2204.13650/) (2022)
- [Private Stochastic Convex Optimization with Optimal Rates](https://mlsanity.com/paper/1908.09970/) (2019)
- [Stability of Stochastic Gradient Descent on Nonsmooth Convex Losses](https://mlsanity.com/paper/2006.06914/) (2020)
- [Private Stochastic Convex Optimization: Optimal Rates in Linear Time](https://mlsanity.com/paper/2005.04763/) (2020)
- [DART: Open-Domain Structured Data Record to Text Generation](https://mlsanity.com/paper/2007.02871/) (2020)
- [Bypassing the Ambient Dimension: Private SGD with Gradient Subspace Identification](https://mlsanity.com/paper/2007.03813/) (2020)
- [Position: Considerations for Differentially Private Learning with Large-Scale Public Pretraining](https://mlsanity.com/paper/2212.06470/) (2022)
- [Toward Training at ImageNet Scale with Differential Privacy](https://mlsanity.com/paper/2201.12328/) (2022)
- [Do Not Let Privacy Overbill Utility: Gradient Embedding Perturbation for Private Learning](https://mlsanity.com/paper/2102.12677/) (2021)
- [Differentially Private Optimization on Large Model at Small Cost](https://mlsanity.com/paper/2210.00038/) (2022)
- [Mixed Differential Privacy in Computer Vision](https://mlsanity.com/paper/2203.11481/) (2022)
- [Exploring the Limits of Differentially Private Deep Learning with Group-wise Clipping](https://mlsanity.com/paper/2212.01539/) (2022)
- [Public Data-Assisted Mirror Descent for Private Model Training](https://mlsanity.com/paper/2112.00193/) (2021)
- [Private Convex Optimization via Exponential Mechanism](https://mlsanity.com/paper/2203.00263/) (2022)
- [When Does Differentially Private Learning Not Suffer in High Dimensions?](https://mlsanity.com/paper/2207.00160/) (2022)
- [Differentially Private Bias-Term Fine-tuning of Foundation Models](https://mlsanity.com/paper/2210.00036/) (2022)
- [Differentially Private Language Models Benefit from Public Pre-training](https://mlsanity.com/paper/2009.05886/) (2020)
- [Private Adaptive Gradient Methods for Convex Optimization](https://mlsanity.com/paper/2106.13756/) (2021)
- [Limits of Private Learning with Access to Public Data](https://mlsanity.com/paper/1910.11519/) (2019)
- [Leveraging Public Data for Practical Private Query Release](https://mlsanity.com/paper/2102.08598/) (2021)

## Built on by (most cited first, 30 of 37)

- [Differentially Private Synthetic Data via Foundation Model APIs 1: Images](https://mlsanity.com/paper/2305.15560/) (2023)
- [Private Fine-tuning of Large Language Models with Zeroth-order Optimization](https://mlsanity.com/paper/2401.04343/) (2024)
- [Privacy-Preserving Instructions for Aligning Large Language Models](https://mlsanity.com/paper/2402.13659/) (2024)
- [Can Public Large Language Models Help Private Cross-device Federated Learning?](https://mlsanity.com/paper/2305.12132/) (2023)
- [PrE-Text: Training Language Models on Private Federated Data in the Age of LLMs](https://mlsanity.com/paper/2406.02958/) (2024)
- [DPZero: Private Fine-Tuning of Language Models without Backpropagation](https://mlsanity.com/paper/2310.09639/) (2023)
- [Selective Pre-training for Private Fine-tuning](https://mlsanity.com/paper/2305.13865/) (2023)
- [Differentially Private Image Classification by Learning Priors from Random Processes](https://mlsanity.com/paper/2306.06076/) (2023)
- [Choosing Public Datasets for Private Machine Learning via Gradient Subspace Distance](https://mlsanity.com/paper/2303.01256/) (2023)
- [Unlocking Accuracy and Fairness in Differentially Private Image Classification](https://mlsanity.com/paper/2308.10888/) (2023)
- [TMI! Finetuned Models Leak Private Information from their Pretraining Data](https://mlsanity.com/paper/2306.01181/) (2023)
- [Private Distribution Learning with Public Data: The View from Sample Compression](https://mlsanity.com/paper/2308.06239/) (2023)
- [Private Learning with Public Features](https://mlsanity.com/paper/2310.15454/) (2023)
- [Public-data Assisted Private Stochastic Optimization: Power and Limitations](https://mlsanity.com/paper/2403.03856/) (2024)
- [Unintended Memorization in Large ASR Models, and How to Mitigate It](https://mlsanity.com/paper/2310.11739/) (2023)
- [On the Benefits of Public Representations for Private Transfer Learning under Distribution Shift](https://mlsanity.com/paper/2312.15551/) (2023)
- [Differentially Private Non-Convex Optimization under the KL Condition with Optimal Rates](https://mlsanity.com/paper/2311.13447/) (2023)
- [Characterizing the Training Dynamics of Private Fine-tuning with Langevin diffusion](https://mlsanity.com/paper/2402.18905/) (2024)
- [Adaptively Private Next-Token Prediction of Large Language Models](https://mlsanity.com/paper/2410.02016/) (2024)
- [Private Geometric Median](https://mlsanity.com/paper/2406.07407/) (2024)
- [Provable Privacy with Non-Private Pre-Processing](https://mlsanity.com/paper/2403.13041/) (2024)
- [Differentially Private Prototypes for Imbalanced Transfer Learning](https://mlsanity.com/paper/2406.08039/) (2024)
- [Training Large ASR Encoders with Differential Privacy](https://mlsanity.com/paper/2409.13953/) (2024)
- [An Optimization Framework for Differentially Private Sparse Fine-Tuning](https://mlsanity.com/paper/2503.12822/) (2025)
- [Leveraging Vertical Public-Private Split for Improved Synthetic Data Generation](https://mlsanity.com/paper/2504.10987/) (2025)
- [Machine Learning with Privacy for Protected Attributes](https://mlsanity.com/paper/2506.19836/) (2025)
- [Differentially Private and Communication Efficient Large Language Model Split Inference via Stochastic Quantization and Soft Prompt](https://mlsanity.com/paper/2602.11513/) (2026)
- [Population Expansion for Training Language Models with Private Federated Learning](https://mlsanity.com/paper/2307.07477/) (2023)
- [Inference and Interference: The Role of Clipping, Pruning and Loss Landscapes in Differentially Private Stochastic Gradient Descent](https://mlsanity.com/paper/2311.06839/) (2023)
- [PrAda-GAN: A Private Adaptive Generative Adversarial Network with Bayes Network Structure](https://mlsanity.com/paper/2511.07997/) (2025)

## Abstract (arXiv)

In the privacy-utility tradeoff of a model trained on benchmark language and vision tasks, remarkable improvements have been widely reported with the use of pretraining on publicly available data. This is in part due to the benefits of transfer learning, which is the standard motivation for pretraining in non-private settings. However, the stark contrast in the improvement achieved through pretraining under privacy compared to non-private settings suggests that there may be a deeper, distinct cause driving these gains. To explain this phenomenon, we hypothesize that the non-convex loss landscape of a model training necessitates an optimization algorithm to go through two phases. In the first, the algorithm needs to select a good "basin" in the loss landscape. In the second, the algorithm solves an easy optimization within that basin. The former is a harder problem to solve with private data, while the latter is harder to solve with public data due to a distribution shift or data scarcity. Guided by this intuition, we provide theoretical constructions that provably demonstrate the separation between private training with and without public pretraining. Further, systematic experiments on CIFAR10 and LibriSpeech provide supporting evidence for our hypothesis.
