# PerAda: Parameter-Efficient Federated Learning Personalization with Generalization Guarantees

arXiv: https://arxiv.org/abs/2302.06637 · HTML: https://mlsanity.com/paper/2302.06637/

## Key facts

- Cited by 15 papers in the map (data through 14 Oct 2026).
- Builds on 53 of its 66 references that are in the map.
- First posted on arXiv 13 Feb 2023.

## Builds on (most cited first, 30 of 53)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [PyTorch: An Imperative Style, High-Performance Deep Learning Library](https://mlsanity.com/paper/1912.01703/) (2019)
- [Distilling the Knowledge in a Neural Network](https://mlsanity.com/paper/1503.02531/) (2015)
- [ImageNet Large Scale Visual Recognition Challenge](https://mlsanity.com/paper/1409.0575/) (2014)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Parameter-Efficient Transfer Learning for NLP](https://mlsanity.com/paper/1902.00751/) (2019)
- [On the Opportunities and Risks of Foundation Models](https://mlsanity.com/paper/2108.07258/) (2021)
- [The Power of Scale for Parameter-Efficient Prompt Tuning](https://mlsanity.com/paper/2104.08691/) (2021)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Benchmarking Neural Network Robustness to Common Corruptions and Perturbations](https://mlsanity.com/paper/1903.12261/) (2019)
- [Deep Learning with Differential Privacy](https://mlsanity.com/paper/1607.00133/) (2016)
- [Pre-train, Prompt, and Predict: A Systematic Survey of Prompting Methods in Natural Language Processing](https://mlsanity.com/paper/2107.13586/) (2021)
- [CheXpert: A Large Chest Radiograph Dataset with Uncertainty Labels and Expert Comparison](https://mlsanity.com/paper/1901.07031/) (2019)
- [On the Convergence of FedAvg on Non-IID Data](https://mlsanity.com/paper/1907.02189/) (2019)
- [Deep Hashing Network for Unsupervised Domain Adaptation](https://mlsanity.com/paper/1706.07522/) (2017)
- [Adaptive Federated Optimization](https://mlsanity.com/paper/2003.00295/) (2020)
- [CLIP-Adapter: Better Vision-Language Models with Feature Adapters](https://mlsanity.com/paper/2110.04544/) (2021)
- [Measuring the Effects of Non-Identical Data Distribution for Federated Visual Classification](https://mlsanity.com/paper/1909.06335/) (2019)
- [Ensemble Distillation for Robust Model Fusion in Federated Learning](https://mlsanity.com/paper/2006.07242/) (2020)
- [Federated Multi-Task Learning](https://mlsanity.com/paper/1705.10467/) (2017)
- [Ditto: Fair and Robust Federated Learning Through Personalization](https://mlsanity.com/paper/2012.04221/) (2020)
- [Personalized Federated Learning with Moreau Envelopes](https://mlsanity.com/paper/2006.08848/) (2020)
- [FedBN: Federated Learning on Non-IID Features via Local Batch Normalization](https://mlsanity.com/paper/2102.07623/) (2021)
- [Federated Learning Based on Dynamic Regularization](https://mlsanity.com/paper/2111.04263/) (2021)
- [Learning multiple visual domains with residual adapters](https://mlsanity.com/paper/1705.08045/) (2017)
- [Federated Learning with Personalization Layers](https://mlsanity.com/paper/1912.00818/) (2019)
- [Exploiting Shared Representations for Personalized Federated Learning](https://mlsanity.com/paper/2102.07078/) (2021)
- [An Efficient Framework for Clustered Federated Learning](https://mlsanity.com/paper/2006.04088/) (2020)
- [Clustered Federated Learning: Model-Agnostic Distributed Multi-Task Optimization under Privacy Constraints](https://mlsanity.com/paper/1910.01991/) (2019)

## Built on by (most cited first, 15 of 15)

- [FedHCA2: Towards Hetero-Client Federated Multi-Task Learning](https://mlsanity.com/paper/2311.13250/) (2023)
- [Personalized Federated Fine-Tuning for LLMs via Data-Driven Heterogeneous Model Architectures](https://mlsanity.com/paper/2411.19128/) (2024)
- [SPD-CFL: Stepwise Parameter Dropout for Efficient Continual Federated Learning](https://mlsanity.com/paper/2405.09394/) (2024)
- [Towards Open Federated Learning Platforms: Survey and Vision from Technical and Legal Perspectives](https://mlsanity.com/paper/2307.02140/) (2023)
- [Joint Local Relational Augmentation and Global Nash Equilibrium for Federated Learning with Non-IID Data](https://mlsanity.com/paper/2308.11646/) (2023)
- [FedHPL: Efficient Heterogeneous Federated Learning with Prompt Tuning and Logit Distillation](https://mlsanity.com/paper/2405.17267/) (2024)
- [Gradient Inversion Attacks on Parameter-Efficient Fine-Tuning](https://mlsanity.com/paper/2506.04453/) (2025)
- [Boosting the Performance of Decentralized Federated Learning via Catalyst Acceleration](https://mlsanity.com/paper/2410.07272/) (2024)
- [Federated Adapter on Foundation Models: An Out-Of-Distribution Approach](https://mlsanity.com/paper/2505.01075/) (2025)
- [pFedSAM: Personalized Federated Learning of Segment Anything Model for Medical Image Segmentation](https://mlsanity.com/paper/2509.15638/) (2025)
- [Personalized Longitudinal Medical Report Generation via Temporally-Aware Federated Adaptation](https://mlsanity.com/paper/2602.19668/) (2026)
- [DART: A Server-side Plug-in for Resource-efficient Robust Federated Learning](https://mlsanity.com/paper/2508.17381/) (2025)
- [Cooperative Pseudo Labeling for Unsupervised Federated Classification](https://mlsanity.com/paper/2510.10100/) (2025)
- [FedSDWC: Federated Synergistic Dual-Representation Weak Causal Learning for OOD](https://mlsanity.com/paper/2511.09036/) (2025)
- [HEART-PFL: Stable Personalized Federated Learning under Heterogeneity with Hierarchical Directional Alignment and Adversarial Knowledge Transfer](https://mlsanity.com/paper/2603.24209/) (2026)

## Abstract (arXiv)

Personalized Federated Learning (pFL) has emerged as a promising solution to tackle data heterogeneity across clients in FL. However, existing pFL methods either (1) introduce high communication and computation costs or (2) overfit to local data, which can be limited in scope, and are vulnerable to evolved test samples with natural shifts. In this paper, we propose PerAda, a parameter-efficient pFL framework that reduces communication and computational costs and exhibits superior generalization performance, especially under test-time distribution shifts. PerAda reduces the costs by leveraging the power of pretrained models and only updates and communicates a small number of additional parameters from adapters. PerAda has good generalization since it regularizes each client's personalized adapter with a global adapter, while the global adapter uses knowledge distillation to aggregate generalized information from all clients. Theoretically, we provide generalization bounds to explain why PerAda improves generalization, and we prove its convergence to stationary points under non-convex settings. Empirically, PerAda demonstrates competitive personalized performance (+4.85% on CheXpert) and enables better out-of-distribution generalization (+5.23% on CIFAR-10-C) on different datasets across natural and medical domains compared with baselines, while only updating 12.6% of parameters per model based on the adapter. Our code is available at https://github.com/NVlabs/PerAda.