# A Survey on Causal Reinforcement Learning

arXiv: https://arxiv.org/abs/2302.05209 · HTML: https://mlsanity.com/paper/2302.05209/

## Key facts

- Cited by 45 papers in the map (data through 14 Oct 2026).
- Builds on 119 of its 234 references that are in the map.
- First posted on arXiv 10 Feb 2023.

## Builds on (most cited first, 30 of 119)

- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actor](https://mlsanity.com/paper/1801.01290/) (2018)
- [Continuous control with deep reinforcement learning](https://mlsanity.com/paper/1509.02971/) (2015)
- [Playing Atari with Deep Reinforcement Learning](https://mlsanity.com/paper/1312.5602/) (2013)
- [Trust Region Policy Optimization](https://mlsanity.com/paper/1502.05477/) (2015)
- [CARLA: An Open Urban Driving Simulator](https://mlsanity.com/paper/1711.03938/) (2017)
- [Asynchronous Methods for Deep Reinforcement Learning](https://mlsanity.com/paper/1602.01783/) (2016)
- [Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problems](https://mlsanity.com/paper/2005.01643/) (2020)
- [Deep Reinforcement Learning with Double Q-learning](https://mlsanity.com/paper/1509.06461/) (2015)
- [Dueling Network Architectures for Deep Reinforcement Learning](https://mlsanity.com/paper/1511.06581/) (2015)
- [Deep Reinforcement Learning in a Handful of Trials using Probabilistic Dynamics Models](https://mlsanity.com/paper/1805.12114/) (2018)
- [When to Trust Your Model: Model-Based Policy Optimization](https://mlsanity.com/paper/1906.08253/) (2019)
- [Deep Reinforcement Learning that Matters](https://mlsanity.com/paper/1709.06560/) (2017)
- [Counterfactual Multi-Agent Policy Gradients](https://mlsanity.com/paper/1705.08926/) (2017)
- [MOPO: Model-based Offline Policy Optimization](https://mlsanity.com/paper/2005.13239/) (2020)
- [Meta-learners for Estimating Heterogeneous Treatment Effects using Machine Learning](https://mlsanity.com/paper/1706.03461/) (2017)
- [An Algorithmic Perspective on Imitation Learning](https://mlsanity.com/paper/1811.06711/) (2018)
- [Learning Invariant Representations for Reinforcement Learning without Reconstruction](https://mlsanity.com/paper/2006.10742/) (2020)
- [Guided Cost Learning: Deep Inverse Optimal Control via Policy Optimization](https://mlsanity.com/paper/1603.00448/) (2016)
- [COMBO: Conservative Offline Model-Based Policy Optimization](https://mlsanity.com/paper/2102.08363/) (2021)
- [Exploring the Limitations of Behavior Cloning for Autonomous Driving](https://mlsanity.com/paper/1904.08980/) (2019)
- [Deep Reinforcement Learning: An Overview](https://mlsanity.com/paper/1701.07274/) (2017)
- [Quasi-Oracle Estimation of Heterogeneous Treatment Effects](https://mlsanity.com/paper/1712.04912/) (2017)
- [Learning Representations for Counterfactual Inference](https://mlsanity.com/paper/1605.03661/) (2016)
- [Reinforcement Learning in Healthcare: A Survey](https://mlsanity.com/paper/1908.08796/) (2019)
- [Neural Network Dynamics for Model-Based Deep Reinforcement Learning with Model-Free Fine-Tuning](https://mlsanity.com/paper/1708.02596/) (2017)
- [Causal Confusion in Imitation Learning](https://mlsanity.com/paper/1905.11979/) (2019)
- [Human-level performance in first-person multiplayer games with population-based deep reinforcement learning](https://mlsanity.com/paper/1807.01281/) (2018)
- [Model-Ensemble Trust-Region Policy Optimization](https://mlsanity.com/paper/1802.10592/) (2018)
- [A Survey on Causal Inference](https://mlsanity.com/paper/2002.02770/) (2020)

## Built on by (most cited first, 30 of 45)

- [Loose lips sink ships: Mitigating Length Bias in Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2310.05199/) (2023)
- [Neurosymbolic Reinforcement Learning and Planning: A Survey](https://mlsanity.com/paper/2309.01038/) (2023)
- [ACE : Off-Policy Actor-Critic with Causality-Aware Entropy Regularization](https://mlsanity.com/paper/2402.14528/) (2024)
- [ADAM: An Embodied Causal Agent in Open-World Environments](https://mlsanity.com/paper/2410.22194/) (2024)
- [PHASE-Net: Physics-Grounded Harmonic Attention System for Efficient Remote Photoplethysmography Measurement](https://mlsanity.com/paper/2509.24850/) (2025)
- [ExoPredicator: Learning Abstract Models of Dynamic Worlds for Robot Planning](https://mlsanity.com/paper/2509.26255/) (2025)
- [Counterfactual Influence in Markov Decision Processes](https://mlsanity.com/paper/2402.08514/) (2024)
- [Towards Identifiable Latent Additive Noise Models](https://mlsanity.com/paper/2403.15711/) (2024)
- [Reinforcement Learning in the Real World: A Survey of Statistical Challenges and Future Directions](https://mlsanity.com/paper/2601.15353/) (2026)
- [Variable-Agnostic Causal Exploration for Reinforcement Learning](https://mlsanity.com/paper/2407.12437/) (2024)
- [Emergence and Causality in Complex Systems: A Survey on Causal Emergence and Related Quantitative Studies](https://mlsanity.com/paper/2312.16815/) (2023)
- [Learning Causal Dynamics Models in Object-Oriented Environments](https://mlsanity.com/paper/2405.12615/) (2024)
- [Causal Reasoning in Software Quality Assurance: A Systematic Review](https://mlsanity.com/paper/2408.17183/) (2024)
- [Causal Knowledge Transfer for Multi-Agent Reinforcement Learning in Dynamic Environments](https://mlsanity.com/paper/2507.13846/) (2025)
- [Adaptive Replay Buffer for Offline-to-Online Reinforcement Learning](https://mlsanity.com/paper/2512.10510/) (2025)
- [Causal State Distillation for Explainable Reinforcement Learning](https://mlsanity.com/paper/2401.00104/) (2023)
- [Out-of-Distribution Adaptation in Offline RL: Counterfactual Reasoning via Causal Normalizing Flows](https://mlsanity.com/paper/2405.03892/) (2024)
- [Systems with Switching Causal Relations: A Meta-Causal Perspective](https://mlsanity.com/paper/2410.13054/) (2024)
- [A Causal Lens for Learning Long-term Fair Policies](https://mlsanity.com/paper/2506.11242/) (2025)
- [Causality-informed Anomaly Detection in Partially Observable Sensor Networks: Moving beyond Correlations](https://mlsanity.com/paper/2507.09742/) (2025)
- [Timing Process Interventions with Causal Inference and Reinforcement Learning](https://mlsanity.com/paper/2306.04299/) (2023)
- [Preparing for Black Swans: The Antifragility Imperative for Machine Learning](https://mlsanity.com/paper/2405.11397/) (2024)
- [Quantifying First-Order Markov Violations in Noisy Reinforcement Learning: A Causal Discovery Approach](https://mlsanity.com/paper/2503.00206/) (2025)
- [Towards Causal Model-Based Policy Optimization](https://mlsanity.com/paper/2503.09719/) (2025)
- [A Roadmap Towards Improving Multi-Agent Reinforcement Learning With Causal Discovery And Inference](https://mlsanity.com/paper/2503.17803/) (2025)
- [Causal-Paced Deep Reinforcement Learning](https://mlsanity.com/paper/2507.02910/) (2025)
- [DODO: Causal Structure Learning with Budgeted Interventions](https://mlsanity.com/paper/2510.08207/) (2025)
- [Improving Robustness to Out-of-Distribution States in Imitation Learning via Deep Koopman-Boosted Diffusion Policy](https://mlsanity.com/paper/2511.00555/) (2025)
- [LacaDM: A Latent Causal Diffusion Model for Multiobjective Reinforcement Learning](https://mlsanity.com/paper/2512.19516/) (2025)
- [Interactionless Inverse Reinforcement Learning: A Data-Centric Framework for Durable Alignment](https://mlsanity.com/paper/2602.14844/) (2026)

## Abstract (arXiv)

While Reinforcement Learning (RL) achieves tremendous success in sequential decision-making problems of many domains, it still faces key challenges of data inefficiency and the lack of interpretability. Interestingly, many researchers have leveraged insights from the causality literature recently, bringing forth flourishing works to unify the merits of causality and address well the challenges from RL. As such, it is of great necessity and significance to collate these Causal Reinforcement Learning (CRL) works, offer a review of CRL methods, and investigate the potential functionality from causality toward RL. In particular, we divide existing CRL approaches into two categories according to whether their causality-based information is given in advance or not. We further analyze each category in terms of the formalization of different models, ranging from the Markov Decision Process (MDP), Partially Observed Markov Decision Process (POMDP), Multi-Arm Bandits (MAB), and Dynamic Treatment Regime (DTR). Moreover, we summarize the evaluation matrices and open sources while we discuss emerging applications, along with promising prospects for the future development of CRL.
