# Bitrate-Constrained DRO: Beyond Worst Case Robustness To Unknown Group Shifts

arXiv: https://arxiv.org/abs/2302.02931 · HTML: https://mlsanity.com/paper/2302.02931/

## Key facts

- Cited by 9 papers in the map (data through 14 Oct 2026).
- Builds on 46 of its 72 references that are in the map.
- First posted on arXiv 6 Feb 2023.

## Builds on (most cited first, 30 of 46)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Explaining and Harnessing Adversarial Examples](https://mlsanity.com/paper/1412.6572/) (2014)
- [Deep Learning Face Attributes in the Wild](https://mlsanity.com/paper/1411.7766/) (2014)
- [Convex optimization](https://mlsanity.com/paper/2106.01946/) (2021)
- [Invariant Risk Minimization](https://mlsanity.com/paper/1907.02893/) (2019)
- [WILDS: A Benchmark of in-the-Wild Distribution Shifts](https://mlsanity.com/paper/2012.07421/) (2020)
- [Learning deep representations by mutual information estimation and maximization](https://mlsanity.com/paper/1808.06670/) (2018)
- [Distributionally Robust Neural Networks for Group Shifts: On the Importance of Regularization for Worst-Case Generalization](https://mlsanity.com/paper/1911.08731/) (2019)
- [In Search of Lost Domain Generalization](https://mlsanity.com/paper/2007.01434/) (2020)
- [Deep Variational Information Bottleneck](https://mlsanity.com/paper/1612.00410/) (2016)
- [Virtual Adversarial Training: A Regularization Method for Supervised and Semi-Supervised Learning](https://mlsanity.com/paper/1704.03976/) (2017)
- [Deep Learning and the Information Bottleneck Principle](https://mlsanity.com/paper/1503.02406/) (2015)
- [Learning to Generalize: Meta-Learning for Domain Generalization](https://mlsanity.com/paper/1710.03463/) (2017)
- [An Empirical Study of Example Forgetting during Deep Neural Network Learning](https://mlsanity.com/paper/1812.05159/) (2018)
- [The Implicit Bias of Gradient Descent on Separable Data](https://mlsanity.com/paper/1710.10345/) (2017)
- [Learning from Noisy Labels with Deep Neural Networks: A Survey](https://mlsanity.com/paper/2007.08199/) (2020)
- [Just Train Twice: Improving Group Robustness without Training Group Information](https://mlsanity.com/paper/2107.09044/) (2021)
- [Nuanced Metrics for Measuring Unintended Bias with Real Data for Text Classification](https://mlsanity.com/paper/1903.04561/) (2019)
- [Preventing Fairness Gerrymandering: Auditing and Learning for Subgroup Fairness](https://mlsanity.com/paper/1711.05144/) (2017)
- [Last Layer Re-Training is Sufficient for Robustness to Spurious Correlations](https://mlsanity.com/paper/2204.02937/) (2022)
- [Detecting and Correcting for Label Shift with Black Box Predictors](https://mlsanity.com/paper/1802.03916/) (2018)
- [Fairness Without Demographics in Repeated Loss Minimization](https://mlsanity.com/paper/1806.08010/) (2018)
- [The Pitfalls of Simplicity Bias in Neural Networks](https://mlsanity.com/paper/2006.07710/) (2020)
- [Learning Models with Uniform Performance via Distributionally Robust Optimization](https://mlsanity.com/paper/1810.08750/) (2018)
- [An Investigation of Why Overparameterization Exacerbates Spurious Correlations](https://mlsanity.com/paper/2005.04345/) (2020)
- [Environment Inference for Invariant Learning](https://mlsanity.com/paper/2010.07249/) (2020)
- [What is the Effect of Importance Weighting in Deep Learning?](https://mlsanity.com/paper/1812.03372/) (2018)
- [No Subclass Left Behind: Fine-Grained Robustness in Coarse-Grained Classification Problems](https://mlsanity.com/paper/2011.12945/) (2020)
- [Improving Out-of-Distribution Robustness via Selective Augmentation](https://mlsanity.com/paper/2201.00299/) (2022)
- [Demographic Dialectal Variation in Social Media: A Case Study of African-American English](https://mlsanity.com/paper/1608.08868/) (2016)

## Built on by (most cited first, 9 of 9)

- [RL on Incorrect Synthetic Data Scales the Efficiency of LLM Math Reasoning by Eight-Fold](https://mlsanity.com/paper/2406.14532/) (2024)
- [A Survey on the Robustness of Computer Vision Models against Common Corruptions](https://mlsanity.com/paper/2305.06024/) (2023)
- [Generative Classifiers Avoid Shortcut Solutions](https://mlsanity.com/paper/2512.25034/) (2025)
- [Mitigating Simplicity Bias in Deep Learning for Improved OOD Generalization and Robustness](https://mlsanity.com/paper/2310.06161/) (2023)
- [Using Early Readouts to Mediate Featural Bias in Distillation](https://mlsanity.com/paper/2310.18590/) (2023)
- [Domain Generalization by Rejecting Extreme Augmentations](https://mlsanity.com/paper/2310.06670/) (2023)
- [How Does Distribution Matching Help Domain Generalization: An Information-theoretic Analysis](https://mlsanity.com/paper/2406.09745/) (2024)
- [Distributionally robust risk evaluation with an isotonic constraint](https://mlsanity.com/paper/2407.06867/) (2024)
- [Multitask Learning Can Improve Worst-Group Outcomes](https://mlsanity.com/paper/2312.03151/) (2023)

## Abstract (arXiv)

Training machine learning models robust to distribution shifts is critical for real-world applications. Some robust training algorithms (e.g., Group DRO) specialize to group shifts and require group information on all training points. Other methods (e.g., CVaR DRO) that do not need group annotations can be overly conservative, since they naively upweight high loss points which may form a contrived set that does not correspond to any meaningful group in the real world (e.g., when the high loss points are randomly mislabeled training points). In this work, we address limitations in prior approaches by assuming a more nuanced form of group shift: conditioned on the label, we assume that the true group function (indicator over group) is simple. For example, we may expect that group shifts occur along low bitrate features (e.g., image background, lighting). Thus, we aim to learn a model that maintains high accuracy on simple group functions realized by these low bitrate features, that need not spend valuable model capacity achieving high accuracy on contrived groups of examples. Based on this, we consider the two-player game formulation of DRO where the adversary's capacity is bitrate-constrained. Our resulting practical algorithm, Bitrate-Constrained DRO (BR-DRO), does not require group information on training samples yet matches the performance of Group DRO on datasets that have training group annotations and that of CVaR DRO on long-tailed distributions. Our theoretical analysis reveals that in some settings BR-DRO objective can provably yield statistically efficient and less conservative solutions than unconstrained CVaR DRO.
