# Revisiting Personalized Federated Learning: Robustness Against Backdoor Attacks

arXiv: https://arxiv.org/abs/2302.01677 · HTML: https://mlsanity.com/paper/2302.01677/

## Key facts

- Cited by 16 papers in the map (data through 14 Oct 2026).
- Builds on 50 of its 63 references that are in the map.
- First posted on arXiv 3 Feb 2023.

## Builds on (most cited first, 30 of 50)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Delving Deep into Rectifiers: Surpassing Human-Level Performance on ImageNet Classification](https://mlsanity.com/paper/1502.01852/) (2015)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Targeted Backdoor Attacks on Deep Learning Systems Using Data Poisoning](https://mlsanity.com/paper/1712.05526/) (2017)
- [Deep Leakage from Gradients](https://mlsanity.com/paper/1906.08935/) (2019)
- [LEAF: A Benchmark for Federated Settings](https://mlsanity.com/paper/1812.01097/) (2018)
- [How To Backdoor Federated Learning](https://mlsanity.com/paper/1807.00459/) (2018)
- [Federated Multi-Task Learning](https://mlsanity.com/paper/1705.10467/) (2017)
- [Ditto: Fair and Robust Federated Learning Through Personalization](https://mlsanity.com/paper/2012.04221/) (2020)
- [Personalized Federated Learning with Moreau Envelopes](https://mlsanity.com/paper/2006.08848/) (2020)
- [Fine-Pruning: Defending Against Backdooring Attacks on Deep Neural Networks](https://mlsanity.com/paper/1805.12185/) (2018)
- [Federated Learning for Mobile Keyboard Prediction](https://mlsanity.com/paper/1811.03604/) (2018)
- [FedBN: Federated Learning on Non-IID Features via Local Batch Normalization](https://mlsanity.com/paper/2102.07623/) (2021)
- [Federated Learning with Personalization Layers](https://mlsanity.com/paper/1912.00818/) (2019)
- [Exploiting Shared Representations for Personalized Federated Learning](https://mlsanity.com/paper/2102.07078/) (2021)
- [Exploiting Unintended Feature Leakage in Collaborative Learning](https://mlsanity.com/paper/1805.04049/) (2018)
- [Local Model Poisoning Attacks to Byzantine-Robust Federated Learning](https://mlsanity.com/paper/1911.11815/) (2019)
- [Towards Personalized Federated Learning](https://mlsanity.com/paper/2103.00710/) (2021)
- [Turning Your Weakness Into a Strength: Watermarking Deep Neural Networks by Backdooring](https://mlsanity.com/paper/1802.04633/) (2018)
- [Analyzing Federated Learning through an Adversarial Lens](https://mlsanity.com/paper/1811.12470/) (2018)
- [Think Locally, Act Globally: Federated Learning with Local and Global Representations](https://mlsanity.com/paper/2001.01523/) (2020)
- [Neural Attention Distillation: Erasing Backdoor Triggers from Deep Neural Networks](https://mlsanity.com/paper/2101.05930/) (2021)
- [Personalized Federated Learning: A Meta-Learning Approach](https://mlsanity.com/paper/2002.07948/) (2020)
- [Attack of the Tails: Yes, You Really Can Backdoor Federated Learning](https://mlsanity.com/paper/2007.05084/) (2020)
- [A Little Is Enough: Circumventing Defenses For Distributed Learning](https://mlsanity.com/paper/1902.06156/) (2019)
- [Data Poisoning Attacks Against Federated Learning Systems](https://mlsanity.com/paper/2007.08432/) (2020)
- [Can You Really Backdoor Federated Learning?](https://mlsanity.com/paper/1911.07963/) (2019)
- [A new Backdoor Attack in CNNs by training set corruption without label poisoning](https://mlsanity.com/paper/1902.11237/) (2019)
- [Adversarial Neuron Pruning Purifies Backdoored Deep Models](https://mlsanity.com/paper/2110.14430/) (2021)

## Built on by (most cited first, 16 of 16)

- [Pre-trained Trojan Attacks for Visual Recognition](https://mlsanity.com/paper/2312.15172/) (2023)
- [Efficient Personalized Federated Learning via Sparse Model-Adaptation](https://mlsanity.com/paper/2305.02776/) (2023)
- [Towards Stable Backdoor Purification through Feature Shift Tuning](https://mlsanity.com/paper/2310.01875/) (2023)
- [FS-Real: Towards Real-World Cross-Device Federated Learning](https://mlsanity.com/paper/2303.13363/) (2023)
- [Data and Model Poisoning Backdoor Attacks on Wireless Federated Learning, and the Defense Mechanisms: A Comprehensive Survey](https://mlsanity.com/paper/2312.08667/) (2023)
- [TabularMark: Watermarking Tabular Datasets for Machine Learning](https://mlsanity.com/paper/2406.14841/) (2024)
- [Uncovering, Explaining, and Mitigating the Superficial Safety of Backdoor Defense](https://mlsanity.com/paper/2410.09838/) (2024)
- [Lurking in the shadows: Unveiling Stealthy Backdoor Attacks against Personalized Federated Learning](https://mlsanity.com/paper/2406.06207/) (2024)
- [You Can Backdoor Personalized Federated Learning](https://mlsanity.com/paper/2307.15971/) (2023)
- [PBP: Post-training Backdoor Purification for Malware Classifiers](https://mlsanity.com/paper/2412.03441/) (2024)
- [Bad-PFL: Exploring Backdoor Attacks against Personalized Federated Learning](https://mlsanity.com/paper/2501.12736/) (2025)
- [FL-PLAS: Federated Learning with Partial Layer Aggregation for Backdoor Defense Against High-Ratio Malicious Clients](https://mlsanity.com/paper/2505.12019/) (2025)
- [A Whole-Process Certifiably Robust Aggregation Method Against Backdoor Attacks in Federated Learning](https://mlsanity.com/paper/2407.00719/) (2024)
- [Clustered Federated Learning via Embedding Distributions](https://mlsanity.com/paper/2506.07769/) (2025)
- [DCInject: Persistent Backdoor Attacks via Frequency Manipulation in Personal Federated Learning](https://mlsanity.com/paper/2602.18489/) (2026)
- [Unveiling the Backdoor Mechanism Hidden Behind Catastrophic Overfitting in Fast Adversarial Training](https://mlsanity.com/paper/2604.24350/) (2026)

## Abstract (arXiv)

In this work, besides improving prediction accuracy, we study whether personalization could bring robustness benefits to backdoor attacks. We conduct the first study of backdoor attacks in the pFL framework, testing 4 widely used backdoor attacks against 6 pFL methods on benchmark datasets FEMNIST and CIFAR-10, a total of 600 experiments. The study shows that pFL methods with partial model-sharing can significantly boost robustness against backdoor attacks. In contrast, pFL methods with full model-sharing do not show robustness. To analyze the reasons for varying robustness performances, we provide comprehensive ablation studies on different pFL methods. Based on our findings, we further propose a lightweight defense method, Simple-Tuning, which empirically improves defense performance against backdoor attacks. We believe that our work could provide both guidance for pFL application in terms of its robustness and offer valuable insights to design more robust FL methods in the future. We open-source our code to establish the first benchmark for black-box backdoor attacks in pFL: https://github.com/alibaba/FederatedScope/tree/backdoor-bench.
