# Imitating careful experts to avoid catastrophic events

arXiv: https://arxiv.org/abs/2302.01193 · HTML: https://mlsanity.com/paper/2302.01193/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 14 of its 31 references that are in the map.
- First posted on arXiv 2 Feb 2023.

## Builds on (most cited first, 14 of 14)

- [Generative Adversarial Imitation Learning](https://mlsanity.com/paper/1606.03476/) (2016)
- [Constrained Policy Optimization](https://mlsanity.com/paper/1705.10528/) (2017)
- [Safe Reinforcement Learning via Shielding](https://mlsanity.com/paper/1708.08611/) (2017)
- [Guided Cost Learning: Deep Inverse Optimal Control via Policy Optimization](https://mlsanity.com/paper/1603.00448/) (2016)
- [Safe Model-based Reinforcement Learning with Stability Guarantees](https://mlsanity.com/paper/1705.08551/) (2017)
- [DeepMimic: Example-Guided Deep Reinforcement Learning of Physics-Based Character Skills](https://mlsanity.com/paper/1804.02717/) (2018)
- [Variational Discriminator Bottleneck: Improving Imitation Learning, Inverse RL, and GANs by Constraining Information Flow](https://mlsanity.com/paper/1810.00821/) (2018)
- [Trial without Error: Towards Safe Reinforcement Learning via Human Intervention](https://mlsanity.com/paper/1707.05173/) (2017)
- [EnsembleDAgger: A Bayesian Approach to Safe Imitation Learning](https://mlsanity.com/paper/1807.08364/) (2018)
- [Safe Exploration of State and Action Spaces in Reinforcement Learning](https://mlsanity.com/paper/1402.0560/) (2014)
- [Risk-Aware Active Inverse Reinforcement Learning](https://mlsanity.com/paper/1901.02161/) (2019)
- [Efficient Probabilistic Performance Bounds for Inverse Reinforcement Learning](https://mlsanity.com/paper/1707.00724/) (2017)
- [DropoutDAgger: A Bayesian Approach to Safe Imitation Learning](https://mlsanity.com/paper/1709.06166/) (2017)
- [One-Shot High-Fidelity Imitation: Training Large-Scale Deep Nets with RL](https://mlsanity.com/paper/1810.05017/) (2018)

## Abstract (arXiv)

RL is increasingly being used to control robotic systems that interact closely with humans. This interaction raises the problem of safe RL: how to ensure that a RL-controlled robotic system never, for instance, injures a human. This problem is especially challenging in rich, realistic settings where it is not even possible to clearly write down a reward function which incorporates these outcomes. In these circumstances, perhaps the only viable approach is based on IRL, which infers rewards from human demonstrations. However, IRL is massively underdetermined as many different rewards can lead to the same optimal policies; we show that this makes it difficult to distinguish catastrophic outcomes (such as injuring a human) from merely undesirable outcomes. Our key insight is that humans do display different behaviour when catastrophic outcomes are possible: they become much more careful. We incorporate carefulness signals into IRL, and find that they do indeed allow IRL to disambiguate undesirable from catastrophic outcomes, which is critical to ensuring safety in future real-world human-robot interactions.
