# Pathologies of Predictive Diversity in Deep Ensembles

arXiv: https://arxiv.org/abs/2302.00704 · HTML: https://mlsanity.com/paper/2302.00704/

## Key facts

- Cited by 16 papers in the map (data through 14 Oct 2026).
- Builds on 71 of its 106 references that are in the map.
- First posted on arXiv 1 Feb 2023.

## Builds on (most cited first, 30 of 71)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Very Deep Convolutional Networks for Large-Scale Image Recognition](https://mlsanity.com/paper/1409.1556/) (2014)
- [Densely Connected Convolutional Networks](https://mlsanity.com/paper/1608.06993/) (2016)
- [Rethinking the Inception Architecture for Computer Vision](https://mlsanity.com/paper/1512.00567/) (2015)
- [mixup: Beyond Empirical Risk Minimization](https://mlsanity.com/paper/1710.09412/) (2017)
- [On Calibration of Modern Neural Networks](https://mlsanity.com/paper/1706.04599/) (2017)
- [Squeeze-and-Excitation Networks](https://mlsanity.com/paper/1709.01507/) (2017)
- [Going Deeper with Convolutions](https://mlsanity.com/paper/1409.4842/) (2014)
- [Simple and Scalable Predictive Uncertainty Estimation using Deep Ensembles](https://mlsanity.com/paper/1612.01474/) (2016)
- [Wide Residual Networks](https://mlsanity.com/paper/1605.07146/) (2016)
- [Aggregated Residual Transformations for Deep Neural Networks](https://mlsanity.com/paper/1611.05431/) (2016)
- [Do ImageNet Classifiers Generalize to ImageNet?](https://mlsanity.com/paper/1902.10811/) (2019)
- [Can You Trust Your Model's Uncertainty? Evaluating Predictive Uncertainty Under Dataset Shift](https://mlsanity.com/paper/1906.02530/) (2019)
- [When Does Label Smoothing Help?](https://mlsanity.com/paper/1906.02629/) (2019)
- [Reconciling modern machine learning practice and the bias-variance trade-off](https://mlsanity.com/paper/1812.11118/) (2018)
- [A Review of Uncertainty Quantification in Deep Learning: Techniques, Applications and Challenges](https://mlsanity.com/paper/2011.06225/) (2020)
- [Deep Double Descent: Where Bigger Models and More Data Hurt](https://mlsanity.com/paper/1912.02292/) (2019)
- [What Neural Networks Memorize and Why: Discovering the Long Tail via Influence Estimation](https://mlsanity.com/paper/2008.03703/) (2020)
- [Does Learning Require Memorization? A Short Tale about a Long Tail](https://mlsanity.com/paper/1906.05271/) (2019)
- [Measuring Robustness to Natural Distribution Shifts in Image Classification](https://mlsanity.com/paper/2007.00644/) (2020)
- [ResNeSt: Split-Attention Networks](https://mlsanity.com/paper/2004.08955/) (2020)
- [Deep Ensembles: A Loss Landscape Perspective](https://mlsanity.com/paper/1912.02757/) (2019)
- [BatchEnsemble: An Alternative Approach to Efficient Ensemble and Lifelong Learning](https://mlsanity.com/paper/2002.06715/) (2020)
- [Accuracy on the Line: On the Strong Correlation Between Out-of-Distribution and In-Distribution Generalization](https://mlsanity.com/paper/2107.04649/) (2021)
- [Improving Adversarial Robustness via Promoting Ensemble Diversity](https://mlsanity.com/paper/1901.08846/) (2019)
- [Pitfalls of In-Domain Uncertainty Estimation and Ensembling in Deep Learning](https://mlsanity.com/paper/2002.06470/) (2020)
- [Do CIFAR-10 Classifiers Generalize to CIFAR-10?](https://mlsanity.com/paper/1806.00451/) (2018)
- [Knowledge Distillation by On-the-Fly Native Ensemble](https://mlsanity.com/paper/1806.04606/) (2018)
- [On Embeddings for Numerical Features in Tabular Deep Learning](https://mlsanity.com/paper/2203.05556/) (2022)
- [Evaluating Scalable Bayesian Deep Learning Methods for Robust Computer Vision](https://mlsanity.com/paper/1906.01620/) (2019)

## Built on by (most cited first, 16 of 16)

- [Shrinking the Generation-Verification Gap with Weak Verifiers](https://mlsanity.com/paper/2506.18203/) (2025)
- [Deep Learning Through A Telescoping Lens: A Simple Model Provides Empirical Insights On Grokking, Gradient Boosting & Beyond](https://mlsanity.com/paper/2411.00247/) (2024)
- [Post-Hoc Reversal: Are We Selecting Models Prematurely?](https://mlsanity.com/paper/2404.07815/) (2024)
- [Relaxed Quantile Regression: Prediction Intervals for Asymmetric Noise](https://mlsanity.com/paper/2406.03258/) (2024)
- [Understanding Model Ensemble in Transferable Adversarial Attack](https://mlsanity.com/paper/2410.06851/) (2024)
- [Theoretical Limitations of Ensembles in the Age of Overparameterization](https://mlsanity.com/paper/2410.16201/) (2024)
- [How Good is a Single Basin?](https://mlsanity.com/paper/2402.03187/) (2024)
- [Uncertainty Quantification for Clinical Outcome Predictions with (Large) Language Models](https://mlsanity.com/paper/2411.03497/) (2024)
- [The Disparate Benefits of Deep Ensembles](https://mlsanity.com/paper/2410.13831/) (2024)
- [Building Bridges between Regression, Clustering, and Classification](https://mlsanity.com/paper/2502.02996/) (2025)
- [Measuring training variability from stochastic optimization using robust nonparametric testing](https://mlsanity.com/paper/2406.08307/) (2024)
- [Structured Basis Function Networks: Loss-Centric Multi-Hypothesis Ensembles with Controllable Diversity](https://mlsanity.com/paper/2509.02792/) (2025)
- [Understanding the Role of Functional Diversity in Weight-Ensembling with Ingredient Selection and Multidimensional Scaling](https://mlsanity.com/paper/2409.02347/) (2024)
- [Entropy-regularized Gradient Estimators for Approximate Bayesian Inference](https://mlsanity.com/paper/2503.11964/) (2025)
- [On Joint Regularization and Calibration in Deep Ensembles](https://mlsanity.com/paper/2511.04160/) (2025)
- [Controllable Diversity in Normalization-Based Implicit Ensembles via Softmax-Temperature Modulation](https://mlsanity.com/paper/2607.23860/) (2026)

## Abstract (arXiv)

Classic results establish that encouraging predictive diversity improves performance in ensembles of low-capacity models, e.g. through bagging or boosting. Here we demonstrate that these intuitions do not apply to high-capacity neural network ensembles (deep ensembles), and in fact the opposite is often true. In a large scale study of nearly 600 neural network classification ensembles, we examine a variety of interventions that trade off component model performance for predictive diversity. While such interventions can improve the performance of small neural network ensembles (in line with standard intuitions), they harm the performance of the large neural network ensembles most often used in practice. Surprisingly, we also find that discouraging predictive diversity is often benign in large-network ensembles, fully inverting standard intuitions. Even when diversity-promoting interventions do not sacrifice component model performance (e.g. using heterogeneous architectures and training paradigms), we observe an opportunity cost associated with pursuing increased predictive diversity. Examining over 1000 ensembles, we observe that the performance benefits of diverse architectures/training procedures are easily dwarfed by the benefits of simply using higher-capacity models, despite the fact that such higher capacity models often yield significantly less predictive diversity. Overall, our findings demonstrate that standard intuitions around predictive diversity, originally developed for low-capacity ensembles, do not directly apply to modern high-capacity deep ensembles. This work clarifies fundamental challenges to the goal of improving deep ensembles by making them more diverse, while suggesting an alternative path: simply forming ensembles from ever more powerful (and less diverse) component models.
