# Discriminative Entropy Clustering and its Relation to K-means and SVM

arXiv: https://arxiv.org/abs/2301.11405 · HTML: https://mlsanity.com/paper/2301.11405/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 29 of its 61 references that are in the map.
- First posted on arXiv 26 Jan 2023.

## Builds on (most cited first, 29 of 29)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
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- [A Simple Framework for Contrastive Learning of Visual Representations](https://mlsanity.com/paper/2002.05709/) (2020)
- [Representation Learning with Contrastive Predictive Coding](https://mlsanity.com/paper/1807.03748/) (2018)
- [Momentum Contrast for Unsupervised Visual Representation Learning](https://mlsanity.com/paper/1911.05722/) (2019)
- [On Calibration of Modern Neural Networks](https://mlsanity.com/paper/1706.04599/) (2017)
- [Exploring Simple Siamese Representation Learning](https://mlsanity.com/paper/2011.10566/) (2020)
- [FaceNet: A Unified Embedding for Face Recognition and Clustering](https://mlsanity.com/paper/1503.03832/) (2015)
- [Convex optimization](https://mlsanity.com/paper/2106.01946/) (2021)
- [Sinkhorn Distances: Lightspeed Computation of Optimal Transportation Distances](https://mlsanity.com/paper/1306.0895/) (2013)
- [Learning deep representations by mutual information estimation and maximization](https://mlsanity.com/paper/1808.06670/) (2018)
- [Deep Clustering for Unsupervised Learning of Visual Features](https://mlsanity.com/paper/1807.05520/) (2018)
- [When Does Label Smoothing Help?](https://mlsanity.com/paper/1906.02629/) (2019)
- [The Implicit Bias of Gradient Descent on Separable Data](https://mlsanity.com/paper/1710.10345/) (2017)
- [Learning from Noisy Labels with Deep Neural Networks: A Survey](https://mlsanity.com/paper/2007.08199/) (2020)
- [Self-labelling via simultaneous clustering and representation learning](https://mlsanity.com/paper/1911.05371/) (2019)
- [Regularizing Neural Networks by Penalizing Confident Output Distributions](https://mlsanity.com/paper/1701.06548/) (2017)
- [Invariant Information Clustering for Unsupervised Image Classification and Segmentation](https://mlsanity.com/paper/1807.06653/) (2018)
- [SCAN: Learning to Classify Images without Labels](https://mlsanity.com/paper/2005.12320/) (2020)
- [On Mutual Information Maximization for Representation Learning](https://mlsanity.com/paper/1907.13625/) (2019)
- [Joint Optimization Framework for Learning with Noisy Labels](https://mlsanity.com/paper/1803.11364/) (2018)
- [Towards K-means-friendly Spaces: Simultaneous Deep Learning and Clustering](https://mlsanity.com/paper/1610.04794/) (2016)
- [Variational Deep Embedding: An Unsupervised and Generative Approach to Clustering](https://mlsanity.com/paper/1611.05148/) (2016)
- [Learning Discrete Representations via Information Maximizing Self-Augmented Training](https://mlsanity.com/paper/1702.08720/) (2017)
- [Deep Clustering via Joint Convolutional Autoencoder Embedding and Relative Entropy Minimization](https://mlsanity.com/paper/1704.06327/) (2017)
- [A unifying mutual information view of metric learning: cross-entropy vs. pairwise losses](https://mlsanity.com/paper/2003.08983/) (2020)
- [Unsupervised and Semi-supervised Learning with Categorical Generative Adversarial Networks](https://mlsanity.com/paper/1511.06390/) (2015)
- [Deep clustering: On the link between discriminative models and K-means](https://mlsanity.com/paper/1810.04246/) (2018)
- [An Information-Theoretic Analysis of Hard and Soft Assignment Methods for Clustering](https://mlsanity.com/paper/1302.1552/) (2013)

## Abstract (arXiv)

Maximization of mutual information between the model's input and output is formally related to "decisiveness" and "fairness" of the softmax predictions, motivating these unsupervised entropy-based criteria for clustering. First, in the context of linear softmax models, we discuss some general properties of entropy-based clustering. Disproving some earlier claims, we point out fundamental differences with K-means. On the other hand, we prove the margin maximizing property for decisiveness establishing a relation to SVM-based clustering. Second, we propose a new self-labeling formulation of entropy clustering for general softmax models. The pseudo-labels are introduced as auxiliary variables "splitting" the fairness and decisiveness. The derived self-labeling loss includes the reverse cross-entropy robust to pseudo-label errors and allows an efficient EM solver for pseudo-labels. Our algorithm improves the state of the art on several standard benchmarks for deep clustering.
