# Methodological reflections for AI alignment research using human feedback

arXiv: https://arxiv.org/abs/2301.06859 · HTML: https://mlsanity.com/paper/2301.06859/

## Key facts

- Cited by 5 papers in the map (data through 14 Oct 2026).
- Placed in Human values and AI feedback alignment, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 10 of its 20 references that are in the map.
- First posted on arXiv 22 Dec 2022.

## Placed in

- LLM alignment / RLHF / preference optimisation / [Human values and AI feedback alignment](https://mlsanity.com/alignment/human-values-and-ai-feedback-alignment/)

## Builds on (most cited first, 10 of 10)

- [Learning to summarize from human feedback](https://mlsanity.com/paper/2009.01325/) (2020)
- [Fine-Tuning Language Models from Human Preferences](https://mlsanity.com/paper/1909.08593/) (2019)
- [Concrete Problems in AI Safety](https://mlsanity.com/paper/1606.06565/) (2016)
- [Ethical and social risks of harm from Language Models](https://mlsanity.com/paper/2112.04359/) (2021)
- [Artificial Intelligence, Values and Alignment](https://mlsanity.com/paper/2001.09768/) (2020)
- [Self-critiquing models for assisting human evaluators](https://mlsanity.com/paper/2206.05802/) (2022)
- [TLDR: Extreme Summarization of Scientific Documents](https://mlsanity.com/paper/2004.15011/) (2020)
- [Multi-XScience: A Large-scale Dataset for Extreme Multi-document Summarization of Scientific Articles](https://mlsanity.com/paper/2010.14235/) (2020)
- [What Have We Achieved on Text Summarization?](https://mlsanity.com/paper/2010.04529/) (2020)
- [Fairness for Whom? Understanding the Reader's Perception of Fairness in Text Summarization](https://mlsanity.com/paper/2101.12406/) (2021)

## Built on by (most cited first, 5 of 5)

- [A Survey of Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2312.14925/) (2023)
- [Risks of AI Scientists: Prioritizing Safeguarding Over Autonomy](https://mlsanity.com/paper/2402.04247/) (2024)
- [Generative Artificial Intelligence: Evolving Technology, Growing Societal Impact, and Opportunities for Information Systems Research](https://mlsanity.com/paper/2503.05770/) (2025)
- [On the Inevitability of Left-Leaning Political Bias in Aligned Language Models](https://mlsanity.com/paper/2507.15328/) (2025)
- [Epitome: Pioneering an Experimental Platform for AI-Social Science Integration](https://mlsanity.com/paper/2507.01061/) (2025)

## Abstract (arXiv)

The field of artificial intelligence (AI) alignment aims to investigate whether AI technologies align with human interests and values and function in a safe and ethical manner. AI alignment is particularly relevant for large language models (LLMs), which have the potential to exhibit unintended behavior due to their ability to learn and adapt in ways that are difficult to predict. In this paper, we discuss methodological challenges for the alignment problem specifically in the context of LLMs trained to summarize texts. In particular, we focus on methods for collecting reliable human feedback on summaries to train a reward model which in turn improves the summarization model. We conclude by suggesting specific improvements in the experimental design of alignment studies for LLMs' summarization capabilities.
