# Sparse Upcycling: Training Mixture-of-Experts from Dense Checkpoints

arXiv: https://arxiv.org/abs/2212.05055 · HTML: https://mlsanity.com/paper/2212.05055/

## Key facts

- Cited by 209 papers in the map (data through 14 Oct 2026).
- Placed in MoE large language models, one of 12 directions in Mixture-of-experts.
- Builds on 50 of its 58 references that are in the map.
- First posted on arXiv 9 Dec 2022.

## Placed in

- Mixture-of-experts / [MoE large language models](https://mlsanity.com/moe/moe-large-language-models/)

## Builds on (most cited first, 30 of 50)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Learning Transferable Visual Models From Natural Language Supervision](https://mlsanity.com/paper/2103.00020/) (2021)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [Swin Transformer: Hierarchical Vision Transformer using Shifted Windows](https://mlsanity.com/paper/2103.14030/) (2021)
- [Masked Autoencoders Are Scalable Vision Learners](https://mlsanity.com/paper/2111.06377/) (2021)
- [PaLM: Scaling Language Modeling with Pathways](https://mlsanity.com/paper/2204.02311/) (2022)
- [Training data-efficient image transformers & distillation through attention](https://mlsanity.com/paper/2012.12877/) (2020)
- [wav2vec 2.0: A Framework for Self-Supervised Learning of Speech Representations](https://mlsanity.com/paper/2006.11477/) (2020)
- [Finetuned Language Models Are Zero-Shot Learners](https://mlsanity.com/paper/2109.01652/) (2021)
- [Outrageously Large Neural Networks: The Sparsely-Gated Mixture-of-Experts Layer](https://mlsanity.com/paper/1701.06538/) (2017)
- [Switch Transformers: Scaling to Trillion Parameter Models with Simple and Efficient Sparsity](https://mlsanity.com/paper/2101.03961/) (2021)
- [ALBERT: A Lite BERT for Self-supervised Learning of Language Representations](https://mlsanity.com/paper/1909.11942/) (2019)
- [SuperGLUE: A Stickier Benchmark for General-Purpose Language Understanding Systems](https://mlsanity.com/paper/1905.00537/) (2019)
- [GShard: Scaling Giant Models with Conditional Computation and Automatic Sharding](https://mlsanity.com/paper/2006.16668/) (2020)
- [Mastering Atari, Go, Chess and Shogi by Planning with a Learned Model](https://mlsanity.com/paper/1911.08265/) (2019)
- [CoCa: Contrastive Captioners are Image-Text Foundation Models](https://mlsanity.com/paper/2205.01917/) (2022)
- [Scaling Language Models: Methods, Analysis & Insights from Training Gopher](https://mlsanity.com/paper/2112.11446/) (2021)
- [Dota 2 with Large Scale Deep Reinforcement Learning](https://mlsanity.com/paper/1912.06680/) (2019)
- [Scaling Vision Transformers](https://mlsanity.com/paper/2106.04560/) (2021)
- [Revisiting Unreasonable Effectiveness of Data in Deep Learning Era](https://mlsanity.com/paper/1707.02968/) (2017)
- [Adafactor: Adaptive Learning Rates with Sublinear Memory Cost](https://mlsanity.com/paper/1804.04235/) (2018)
- [GLaM: Efficient Scaling of Language Models with Mixture-of-Experts](https://mlsanity.com/paper/2112.06905/) (2021)
- [Scaling Vision with Sparse Mixture of Experts](https://mlsanity.com/paper/2106.05974/) (2021)
- [Mixture-of-Experts with Expert Choice Routing](https://mlsanity.com/paper/2202.09368/) (2022)
- [What is the State of Neural Network Pruning?](https://mlsanity.com/paper/2003.03033/) (2020)
- [Rigging the Lottery: Making All Tickets Winners](https://mlsanity.com/paper/1911.11134/) (2019)
- [The State of Sparsity in Deep Neural Networks](https://mlsanity.com/paper/1902.09574/) (2019)

## Built on by (most cited first, 30 of 209)

- [Qwen2 Technical Report](https://mlsanity.com/paper/2407.10671/) (2024)
- [GQA: Training Generalized Multi-Query Transformer Models from Multi-Head Checkpoints](https://mlsanity.com/paper/2305.13245/) (2023)
- [MiniCPM: Unveiling the Potential of Small Language Models with Scalable Training Strategies](https://mlsanity.com/paper/2404.06395/) (2024)
- [OLMoE: Open Mixture-of-Experts Language Models](https://mlsanity.com/paper/2409.02060/) (2024)
- [MoE-LLaVA: Mixture of Experts for Large Vision-Language Models](https://mlsanity.com/paper/2401.15947/) (2024)
- [MM1: Methods, Analysis & Insights from Multimodal LLM Pre-training](https://mlsanity.com/paper/2403.09611/) (2024)
- [Retrieval Head Mechanistically Explains Long-Context Factuality](https://mlsanity.com/paper/2404.15574/) (2024)
- [A Survey on Efficient Inference for Large Language Models](https://mlsanity.com/paper/2404.14294/) (2024)
- [Arcee's MergeKit: A Toolkit for Merging Large Language Models](https://mlsanity.com/paper/2403.13257/) (2024)
- [OpenMoE: An Early Effort on Open Mixture-of-Experts Language Models](https://mlsanity.com/paper/2402.01739/) (2024)
- [Data Mixing Laws: Optimizing Data Mixtures by Predicting Language Modeling Performance](https://mlsanity.com/paper/2403.16952/) (2024)
- [SOLAR 10.7B: Scaling Large Language Models with Simple yet Effective Depth Up-Scaling](https://mlsanity.com/paper/2312.15166/) (2023)
- [Pushing Mixture of Experts to the Limit: Extremely Parameter Efficient MoE for Instruction Tuning](https://mlsanity.com/paper/2309.05444/) (2023)
- [LLaMA-MoE: Building Mixture-of-Experts from LLaMA with Continual Pre-training](https://mlsanity.com/paper/2406.16554/) (2024)
- [Branch-Train-MiX: Mixing Expert LLMs into a Mixture-of-Experts LLM](https://mlsanity.com/paper/2403.07816/) (2024)
- [Soft Merging of Experts with Adaptive Routing](https://mlsanity.com/paper/2306.03745/) (2023)
- [Stable LM 2 1.6B Technical Report](https://mlsanity.com/paper/2402.17834/) (2024)
- [Scaling Vision-Language Models with Sparse Mixture of Experts](https://mlsanity.com/paper/2303.07226/) (2023)
- [A Survey of Resource-efficient LLM and Multimodal Foundation Models](https://mlsanity.com/paper/2401.08092/) (2024)
- [Mixture-of-Experts Meets Instruction Tuning:A Winning Combination for Large Language Models](https://mlsanity.com/paper/2305.14705/) (2023)
- [MoMa: Efficient Early-Fusion Pre-training with Mixture of Modality-Aware Experts](https://mlsanity.com/paper/2407.21770/) (2024)
- [MoE-Pruner: Pruning Mixture-of-Experts Large Language Model using the Hints from Its Router](https://mlsanity.com/paper/2410.12013/) (2024)
- [Scaling Expert Language Models with Unsupervised Domain Discovery](https://mlsanity.com/paper/2303.14177/) (2023)
- [Skywork-MoE: A Deep Dive into Training Techniques for Mixture-of-Experts Language Models](https://mlsanity.com/paper/2406.06563/) (2024)
- [Pack of LLMs: Model Fusion at Test-Time via Perplexity Optimization](https://mlsanity.com/paper/2404.11531/) (2024)
- [CuMo: Scaling Multimodal LLM with Co-Upcycled Mixture-of-Experts](https://mlsanity.com/paper/2405.05949/) (2024)
- [FuseChat: Knowledge Fusion of Chat Models](https://mlsanity.com/paper/2408.07990/) (2024)
- [Efficient Expert Pruning for Sparse Mixture-of-Experts Language Models: Enhancing Performance and Reducing Inference Costs](https://mlsanity.com/paper/2407.00945/) (2024)
- [A Survey on Model MoErging: Recycling and Routing Among Specialized Experts for Collaborative Learning](https://mlsanity.com/paper/2408.07057/) (2024)
- [Upcycling Large Language Models into Mixture of Experts](https://mlsanity.com/paper/2410.07524/) (2024)

## Abstract (arXiv)

Training large, deep neural networks to convergence can be prohibitively expensive. As a result, often only a small selection of popular, dense models are reused across different contexts and tasks. Increasingly, sparsely activated models, which seek to decouple model size from computation costs, are becoming an attractive alternative to dense models. Although more efficient in terms of quality and computation cost, sparse models remain data-hungry and costly to train from scratch in the large scale regime. In this work, we propose sparse upcycling -- a simple way to reuse sunk training costs by initializing a sparsely activated Mixture-of-Experts model from a dense checkpoint. We show that sparsely upcycled T5 Base, Large, and XL language models and Vision Transformer Base and Large models, respectively, significantly outperform their dense counterparts on SuperGLUE and ImageNet, using only ~50% of the initial dense pretraining sunk cost. The upcycled models also outperform sparse models trained from scratch on 100% of the initial dense pretraining computation budget.