# Statistical Physics of Deep Neural Networks: Initialization toward Optimal Channels

arXiv: https://arxiv.org/abs/2212.01744 · HTML: https://mlsanity.com/paper/2212.01744/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 39 of its 78 references that are in the map.
- First posted on arXiv 4 Dec 2022.

## Builds on (most cited first, 30 of 39)

- [Representation Learning with Contrastive Predictive Coding](https://mlsanity.com/paper/1807.03748/) (2018)
- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [Unsupervised Representation Learning with Deep Convolutional Generative Adversarial Networks](https://mlsanity.com/paper/1511.06434/) (2015)
- [Contrastive Multiview Coding](https://mlsanity.com/paper/1906.05849/) (2019)
- [Learning deep representations by mutual information estimation and maximization](https://mlsanity.com/paper/1808.06670/) (2018)
- [Deep Variational Information Bottleneck](https://mlsanity.com/paper/1612.00410/) (2016)
- [Exact solutions to the nonlinear dynamics of learning in deep linear neural networks](https://mlsanity.com/paper/1312.6120/) (2013)
- [Wide Neural Networks of Any Depth Evolve as Linear Models Under Gradient Descent](https://mlsanity.com/paper/1902.06720/) (2019)
- [On Lazy Training in Differentiable Programming](https://mlsanity.com/paper/1812.07956/) (2018)
- [Data-Efficient Image Recognition with Contrastive Predictive Coding](https://mlsanity.com/paper/1905.09272/) (2019)
- [Deep Neural Networks as Gaussian Processes](https://mlsanity.com/paper/1711.00165/) (2017)
- [Learning from Noisy Labels with Deep Neural Networks: A Survey](https://mlsanity.com/paper/2007.08199/) (2020)
- [On Variational Bounds of Mutual Information](https://mlsanity.com/paper/1905.06922/) (2019)
- [A Theoretical Analysis of Contrastive Unsupervised Representation Learning](https://mlsanity.com/paper/1902.09229/) (2019)
- [Representation Learning on Graphs: Methods and Applications](https://mlsanity.com/paper/1709.05584/) (2017)
- [Gaussian Process Behaviour in Wide Deep Neural Networks](https://mlsanity.com/paper/1804.11271/) (2018)
- [On Mutual Information Maximization for Representation Learning](https://mlsanity.com/paper/1907.13625/) (2019)
- [Exponential expressivity in deep neural networks through transient chaos](https://mlsanity.com/paper/1606.05340/) (2016)
- [Deep Information Propagation](https://mlsanity.com/paper/1611.01232/) (2016)
- [Formal Limitations on the Measurement of Mutual Information](https://mlsanity.com/paper/1811.04251/) (2018)
- [Mean-field theory of two-layers neural networks: dimension-free bounds and kernel limit](https://mlsanity.com/paper/1902.06015/) (2019)
- [Dynamical Isometry and a Mean Field Theory of CNNs: How to Train 10,000-Layer Vanilla Convolutional Neural Networks](https://mlsanity.com/paper/1806.05393/) (2018)
- [Bayesian Deep Convolutional Networks with Many Channels are Gaussian Processes](https://mlsanity.com/paper/1810.05148/) (2018)
- [Tensor Programs I: Wide Feedforward or Recurrent Neural Networks of Any Architecture are Gaussian Processes](https://mlsanity.com/paper/1910.12478/) (2019)
- [Deep Convolutional Networks as shallow Gaussian Processes](https://mlsanity.com/paper/1808.05587/) (2018)
- [Resurrecting the sigmoid in deep learning through dynamical isometry: theory and practice](https://mlsanity.com/paper/1711.04735/) (2017)
- [State Representation Learning for Control: An Overview](https://mlsanity.com/paper/1802.04181/) (2018)
- [Deep Metric Learning with Hierarchical Triplet Loss](https://mlsanity.com/paper/1810.06951/) (2018)
- [Mean Field Residual Networks: On the Edge of Chaos](https://mlsanity.com/paper/1712.08969/) (2017)
- [The Emergence of Spectral Universality in Deep Networks](https://mlsanity.com/paper/1802.09979/) (2018)

## Built on by (most cited first, 2 of 2)

- [A Survey of Quantum-Cognitively Inspired Sentiment Analysis Models](https://mlsanity.com/paper/2306.03608/) (2023)
- [Rethinking Over-Smoothing in Graph Neural Networks: A Perspective from Anderson Localization](https://mlsanity.com/paper/2507.05263/) (2025)

## Abstract (arXiv)

In deep learning, neural networks serve as noisy channels between input data and its representation. This perspective naturally relates deep learning with the pursuit of constructing channels with optimal performance in information transmission and representation. While considerable efforts are concentrated on realizing optimal channel properties during network optimization, we study a frequently overlooked possibility that neural networks can be initialized toward optimal channels. Our theory, consistent with experimental validation, identifies primary mechanics underlying this unknown possibility and suggests intrinsic connections between statistical physics and deep learning. Unlike the conventional theories that characterize neural networks applying the classic mean-filed approximation, we offer analytic proof that this extensively applied simplification scheme is not valid in studying neural networks as information channels. To fill this gap, we develop a corrected mean-field framework applicable for characterizing the limiting behaviors of information propagation in neural networks without strong assumptions on inputs. Based on it, we propose an analytic theory to prove that mutual information maximization is realized between inputs and propagated signals when neural networks are initialized at dynamic isometry, a case where information transmits via norm-preserving mappings. These theoretical predictions are validated by experiments on real neural networks, suggesting the robustness of our theory against finite-size effects. Finally, we analyze our findings with information bottleneck theory to confirm the precise relations among dynamic isometry, mutual information maximization, and optimal channel properties in deep learning.
