# On the Effectiveness of Parameter-Efficient Fine-Tuning

arXiv: https://arxiv.org/abs/2211.15583 · HTML: https://mlsanity.com/paper/2211.15583/

## Key facts

- Cited by 141 papers in the map (data through 14 Oct 2026).
- Builds on 64 of its 92 references that are in the map.
- First posted on arXiv 28 Nov 2022.

## Builds on (most cited first, 30 of 64)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [RoBERTa: A Robustly Optimized BERT Pretraining Approach](https://mlsanity.com/paper/1907.11692/) (2019)
- [BART: Denoising Sequence-to-Sequence Pre-training for Natural Language Generation, Translation, and Comprehension](https://mlsanity.com/paper/1910.13461/) (2019)
- [GLUE: A Multi-Task Benchmark and Analysis Platform for Natural Language Understanding](https://mlsanity.com/paper/1804.07461/) (2018)
- [Parameter-Efficient Transfer Learning for NLP](https://mlsanity.com/paper/1902.00751/) (2019)
- [Prefix-Tuning: Optimizing Continuous Prompts for Generation](https://mlsanity.com/paper/2101.00190/) (2021)
- [The Power of Scale for Parameter-Efficient Prompt Tuning](https://mlsanity.com/paper/2104.08691/) (2021)
- [Switch Transformers: Scaling to Trillion Parameter Models with Simple and Efficient Sparsity](https://mlsanity.com/paper/2101.03961/) (2021)
- [ALBERT: A Lite BERT for Self-supervised Learning of Language Representations](https://mlsanity.com/paper/1909.11942/) (2019)
- [Deep Compression: Compressing Deep Neural Networks with Pruning, Trained Quantization and Huffman Coding](https://mlsanity.com/paper/1510.00149/) (2015)
- [Deep contextualized word representations](https://mlsanity.com/paper/1802.05365/) (2018)
- [Learning both Weights and Connections for Efficient Neural Networks](https://mlsanity.com/paper/1506.02626/) (2015)
- [SuperGLUE: A Stickier Benchmark for General-Purpose Language Understanding Systems](https://mlsanity.com/paper/1905.00537/) (2019)
- [Calibrate Before Use: Improving Few-Shot Performance of Language Models](https://mlsanity.com/paper/2102.09690/) (2021)
- [BitFit: Simple Parameter-efficient Fine-tuning for Transformer-based Masked Language-models](https://mlsanity.com/paper/2106.10199/) (2021)
- [SemEval-2017 Task 1: Semantic Textual Similarity - Multilingual and Cross-lingual Focused Evaluation](https://mlsanity.com/paper/1708.00055/) (2017)
- [Neural Network Acceptability Judgments](https://mlsanity.com/paper/1805.12471/) (2018)
- [Few-Shot Parameter-Efficient Fine-Tuning is Better and Cheaper than In-Context Learning](https://mlsanity.com/paper/2205.05638/) (2022)
- [Towards a Unified View of Parameter-Efficient Transfer Learning](https://mlsanity.com/paper/2110.04366/) (2021)
- [P-Tuning v2: Prompt Tuning Can Be Comparable to Fine-tuning Universally Across Scales and Tasks](https://mlsanity.com/paper/2110.07602/) (2021)
- [Unified Language Model Pre-training for Natural Language Understanding and Generation](https://mlsanity.com/paper/1905.03197/) (2019)
- [Train faster, generalize better: Stability of stochastic gradient descent](https://mlsanity.com/paper/1509.01240/) (2015)
- [Pre-trained Models for Natural Language Processing: A Survey](https://mlsanity.com/paper/2003.08271/) (2020)
- [Compacter: Efficient Low-Rank Hypercomplex Adapter Layers](https://mlsanity.com/paper/2106.04647/) (2021)
- [AdapterHub: A Framework for Adapting Transformers](https://mlsanity.com/paper/2007.07779/) (2020)
- [Movement Pruning: Adaptive Sparsity by Fine-Tuning](https://mlsanity.com/paper/2005.07683/) (2020)
- [Fine-Tuning Pretrained Language Models: Weight Initializations, Data Orders, and Early Stopping](https://mlsanity.com/paper/2002.06305/) (2020)

## Built on by (most cited first, 30 of 141)

- [Parameter-Efficient Fine-Tuning for Large Models: A Comprehensive Survey](https://mlsanity.com/paper/2403.14608/) (2024)
- [LLM-Adapters: An Adapter Family for Parameter-Efficient Fine-Tuning of Large Language Models](https://mlsanity.com/paper/2304.01933/) (2023)
- [A Survey on Model Compression for Large Language Models](https://mlsanity.com/paper/2308.07633/) (2023)
- [PiSSA: Principal Singular Values and Singular Vectors Adaptation of Large Language Models](https://mlsanity.com/paper/2404.02948/) (2024)
- [Parameter-Efficient Fine-Tuning Methods for Pretrained Language Models: A Critical Review and Assessment](https://mlsanity.com/paper/2312.12148/) (2023)
- [Mobile Edge Intelligence for Large Language Models: A Contemporary Survey](https://mlsanity.com/paper/2407.18921/) (2024)
- [Drive as You Speak: Enabling Human-Like Interaction with Large Language Models in Autonomous Vehicles](https://mlsanity.com/paper/2309.10228/) (2023)
- [One-for-All: Generalized LoRA for Parameter-Efficient Fine-tuning](https://mlsanity.com/paper/2306.07967/) (2023)
- [NetLLM: Adapting Large Language Models for Networking](https://mlsanity.com/paper/2402.02338/) (2024)
- [BASE TTS: Lessons from building a billion-parameter Text-to-Speech model on 100K hours of data](https://mlsanity.com/paper/2402.08093/) (2024)
- [Receive, Reason, and React: Drive as You Say with Large Language Models in Autonomous Vehicles](https://mlsanity.com/paper/2310.08034/) (2023)
- [RepairLLaMA: Efficient Representations and Fine-Tuned Adapters for Program Repair](https://mlsanity.com/paper/2312.15698/) (2023)
- [LoRA Training in the NTK Regime has No Spurious Local Minima](https://mlsanity.com/paper/2402.11867/) (2024)
- [Parameter-Efficient Fine-Tuning in Large Models: A Survey of Methodologies](https://mlsanity.com/paper/2410.19878/) (2024)
- [Gradient-based Parameter Selection for Efficient Fine-Tuning](https://mlsanity.com/paper/2312.10136/) (2023)
- [LoRA-FAIR: Federated LoRA Fine-Tuning with Aggregation and Initialization Refinement](https://mlsanity.com/paper/2411.14961/) (2024)
- [TabPFN Unleashed: A Scalable and Effective Solution to Tabular Classification Problems](https://mlsanity.com/paper/2502.02527/) (2025)
- [LoRA Dropout as a Sparsity Regularizer for Overfitting Control](https://mlsanity.com/paper/2404.09610/) (2024)
- [A Survey on Knowledge Editing of Neural Networks](https://mlsanity.com/paper/2310.19704/) (2023)
- [How to build the best medical image segmentation algorithm using foundation models: a comprehensive empirical study with Segment Anything Model](https://mlsanity.com/paper/2404.09957/) (2024)
- [Segment anything model 2: an application to 2D and 3D medical images](https://mlsanity.com/paper/2408.00756/) (2024)
- [Astraios: Parameter-Efficient Instruction Tuning Code Large Language Models](https://mlsanity.com/paper/2401.00788/) (2024)
- [VLM-Auto: VLM-based Autonomous Driving Assistant with Human-like Behavior and Understanding for Complex Road Scenes](https://mlsanity.com/paper/2405.05885/) (2024)
- [Model Compression in Practice: Lessons Learned from Practitioners Creating On-device Machine Learning Experiences](https://mlsanity.com/paper/2310.04621/) (2023)
- [Code Less, Align More: Efficient LLM Fine-tuning for Code Generation with Data Pruning](https://mlsanity.com/paper/2407.05040/) (2024)
- [HFT: Half Fine-Tuning for Large Language Models](https://mlsanity.com/paper/2404.18466/) (2024)
- [CREMA: Generalizable and Efficient Video-Language Reasoning via Multimodal Modular Fusion](https://mlsanity.com/paper/2402.05889/) (2024)
- [Simple Recipe Works: Vision-Language-Action Models are Natural Continual Learners with Reinforcement Learning](https://mlsanity.com/paper/2603.11653/) (2026)
- [Lessons and Insights from a Unifying Study of Parameter-Efficient Fine-Tuning (PEFT) in Visual Recognition](https://mlsanity.com/paper/2409.16434/) (2024)
- [The effect of fine-tuning on language model toxicity](https://mlsanity.com/paper/2410.15821/) (2024)

## Abstract (arXiv)

Fine-tuning pre-trained models has been ubiquitously proven to be effective in a wide range of NLP tasks. However, fine-tuning the whole model is parameter inefficient as it always yields an entirely new model for each task. Currently, many research works propose to only fine-tune a small portion of the parameters while keeping most of the parameters shared across different tasks. These methods achieve surprisingly good performance and are shown to be more stable than their corresponding fully fine-tuned counterparts. However, such kind of methods is still not well understood. Some natural questions arise: How does the parameter sparsity lead to promising performance? Why is the model more stable than the fully fine-tuned models? How to choose the tunable parameters? In this paper, we first categorize the existing methods into random approaches, rule-based approaches, and projection-based approaches based on how they choose which parameters to tune. Then, we show that all of the methods are actually sparse fine-tuned models and conduct a novel theoretical analysis of them. We indicate that the sparsity is actually imposing a regularization on the original model by controlling the upper bound of the stability. Such stability leads to better generalization capability which has been empirically observed in a lot of recent research works. Despite the effectiveness of sparsity grounded by our theory, it still remains an open problem of how to choose the tunable parameters. To better choose the tunable parameters, we propose a novel Second-order Approximation Method (SAM) which approximates the original problem with an analytically solvable optimization function. The tunable parameters are determined by directly optimizing the approximation function. The experimental results show that our proposed SAM model outperforms many strong baseline models and it also verifies our theoretical analysis.