# A Study on the Integration of Pre-trained SSL, ASR, LM and SLU Models for Spoken Language Understanding

arXiv: https://arxiv.org/abs/2211.05869 · HTML: https://mlsanity.com/paper/2211.05869/

## Key facts

- Cited by 18 papers in the map (data through 14 Oct 2026).
- Builds on 41 of its 53 references that are in the map.
- First posted on arXiv 10 Nov 2022.

## Builds on (most cited first, 30 of 41)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Adam: A Method for Stochastic Optimization](https://mlsanity.com/paper/1412.6980/) (2014)
- [PyTorch: An Imperative Style, High-Performance Deep Learning Library](https://mlsanity.com/paper/1912.01703/) (2019)
- [wav2vec 2.0: A Framework for Self-Supervised Learning of Speech Representations](https://mlsanity.com/paper/2006.11477/) (2020)
- [HuBERT: Self-Supervised Speech Representation Learning by Masked Prediction of Hidden Units](https://mlsanity.com/paper/2106.07447/) (2021)
- [DeBERTa: Decoding-enhanced BERT with Disentangled Attention](https://mlsanity.com/paper/2006.03654/) (2020)
- [Conformer: Convolution-augmented Transformer for Speech Recognition](https://mlsanity.com/paper/2005.08100/) (2020)
- [WavLM: Large-Scale Self-Supervised Pre-Training for Full Stack Speech Processing](https://mlsanity.com/paper/2110.13900/) (2021)
- [fairseq: A Fast, Extensible Toolkit for Sequence Modeling](https://mlsanity.com/paper/1904.01038/) (2019)
- [SpecAugment: A Simple Data Augmentation Method for Automatic Speech Recognition](https://mlsanity.com/paper/1904.08779/) (2019)
- [When Does Label Smoothing Help?](https://mlsanity.com/paper/1906.02629/) (2019)
- [SUPERB: Speech processing Universal PERformance Benchmark](https://mlsanity.com/paper/2105.01051/) (2021)
- [ESPnet: End-to-End Speech Processing Toolkit](https://mlsanity.com/paper/1804.00015/) (2018)
- [Libri-Light: A Benchmark for ASR with Limited or No Supervision](https://mlsanity.com/paper/1912.07875/) (2019)
- [VoxPopuli: A Large-Scale Multilingual Speech Corpus for Representation Learning, Semi-Supervised Learning and Interpretation](https://mlsanity.com/paper/2101.00390/) (2021)
- [GigaSpeech: An Evolving, Multi-domain ASR Corpus with 10,000 Hours of Transcribed Audio](https://mlsanity.com/paper/2106.06909/) (2021)
- [Snips Voice Platform: an embedded Spoken Language Understanding system for private-by-design voice interfaces](https://mlsanity.com/paper/1805.10190/) (2018)
- [Joint CTC-Attention based End-to-End Speech Recognition using Multi-task Learning](https://mlsanity.com/paper/1609.06773/) (2016)
- [SLURP: A Spoken Language Understanding Resource Package](https://mlsanity.com/paper/2011.13205/) (2020)
- [Speech Model Pre-training for End-to-End Spoken Language Understanding](https://mlsanity.com/paper/1904.03670/) (2019)
- [TERA: Self-Supervised Learning of Transformer Encoder Representation for Speech](https://mlsanity.com/paper/2007.06028/) (2020)
- [Towards end-to-end spoken language understanding](https://mlsanity.com/paper/1802.08395/) (2018)
- [SPGISpeech: 5,000 hours of transcribed financial audio for fully formatted end-to-end speech recognition](https://mlsanity.com/paper/2104.02014/) (2021)
- [SLUE: New Benchmark Tasks for Spoken Language Understanding Evaluation on Natural Speech](https://mlsanity.com/paper/2111.10367/) (2021)
- [Vector-Quantized Autoregressive Predictive Coding](https://mlsanity.com/paper/2005.08392/) (2020)
- [Two-Pass End-to-End Speech Recognition](https://mlsanity.com/paper/1908.10992/) (2019)
- [From Audio to Semantics: Approaches to end-to-end spoken language understanding](https://mlsanity.com/paper/1809.09190/) (2018)
- [Earnings-21: A Practical Benchmark for ASR in the Wild](https://mlsanity.com/paper/2104.11348/) (2021)
- [Deliberation Model Based Two-Pass End-to-End Speech Recognition](https://mlsanity.com/paper/2003.07962/) (2020)

## Built on by (most cited first, 18 of 18)

- [OWSM v3.1: Better and Faster Open Whisper-Style Speech Models based on E-Branchformer](https://mlsanity.com/paper/2401.16658/) (2024)
- [Reproducing Whisper-Style Training Using an Open-Source Toolkit and Publicly Available Data](https://mlsanity.com/paper/2309.13876/) (2023)
- [DPHuBERT: Joint Distillation and Pruning of Self-Supervised Speech Models](https://mlsanity.com/paper/2305.17651/) (2023)
- [SLUE Phase-2: A Benchmark Suite of Diverse Spoken Language Understanding Tasks](https://mlsanity.com/paper/2212.10525/) (2022)
- [Structured Pruning of Self-Supervised Pre-trained Models for Speech Recognition and Understanding](https://mlsanity.com/paper/2302.14132/) (2023)
- [Exploring the Capability of Mamba in Speech Applications](https://mlsanity.com/paper/2406.16808/) (2024)
- [AfriHuBERT: A self-supervised speech representation model for African languages](https://mlsanity.com/paper/2409.20201/) (2024)
- [A Comparative Study on E-Branchformer vs Conformer in Speech Recognition, Translation, and Understanding Tasks](https://mlsanity.com/paper/2305.11073/) (2023)
- [SpeechGLUE: How Well Can Self-Supervised Speech Models Capture Linguistic Knowledge?](https://mlsanity.com/paper/2306.08374/) (2023)
- [Whisper-LM: Improving ASR Models with Language Models for Low-Resource Languages](https://mlsanity.com/paper/2503.23542/) (2025)
- [Sequence-Level Knowledge Distillation for Class-Incremental End-to-End Spoken Language Understanding](https://mlsanity.com/paper/2305.13899/) (2023)
- [Integrating Pretrained ASR and LM to Perform Sequence Generation for Spoken Language Understanding](https://mlsanity.com/paper/2307.11005/) (2023)
- [Spoken Language Understanding on Unseen Tasks With In-Context Learning](https://mlsanity.com/paper/2505.07731/) (2025)
- [Leveraging Multilingual Self-Supervised Pretrained Models for Sequence-to-Sequence End-to-End Spoken Language Understanding](https://mlsanity.com/paper/2310.06103/) (2023)
- [K-Function: Joint Pronunciation Transcription and Feedback for Evaluating Kids Language Function](https://mlsanity.com/paper/2507.03043/) (2025)
- [Continual Contrastive Spoken Language Understanding](https://mlsanity.com/paper/2310.02699/) (2023)
- [HuBERTopic: Enhancing Semantic Representation of HuBERT through Self-supervision Utilizing Topic Model](https://mlsanity.com/paper/2310.03975/) (2023)
- [Joint Automatic Speech Recognition And Structure Learning For Better Speech Understanding](https://mlsanity.com/paper/2501.07329/) (2025)

## Abstract (arXiv)

Collecting sufficient labeled data for spoken language understanding (SLU) is expensive and time-consuming. Recent studies achieved promising results by using pre-trained models in low-resource scenarios. Inspired by this, we aim to ask: which (if any) pre-training strategies can improve performance across SLU benchmarks? To answer this question, we employ four types of pre-trained models and their combinations for SLU. We leverage self-supervised speech and language models (LM) pre-trained on large quantities of unpaired data to extract strong speech and text representations. We also explore using supervised models pre-trained on larger external automatic speech recognition (ASR) or SLU corpora. We conduct extensive experiments on the SLU Evaluation (SLUE) benchmark and observe self-supervised pre-trained models to be more powerful, with pre-trained LM and speech models being most beneficial for the Sentiment Analysis and Named Entity Recognition task, respectively.
