# A Solvable Model of Neural Scaling Laws

arXiv: https://arxiv.org/abs/2210.16859 · HTML: https://mlsanity.com/paper/2210.16859/

## Key facts

- Cited by 116 papers in the map (data through 14 Oct 2026).
- Builds on 47 of its 74 references that are in the map.
- First posted on arXiv 30 Oct 2022.

## Builds on (most cited first, 30 of 47)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [Evaluating Large Language Models Trained on Code](https://mlsanity.com/paper/2107.03374/) (2021)
- [Scaling Laws for Neural Language Models](https://mlsanity.com/paper/2001.08361/) (2020)
- [PaLM: Scaling Language Modeling with Pathways](https://mlsanity.com/paper/2204.02311/) (2022)
- [OPT: Open Pre-trained Transformer Language Models](https://mlsanity.com/paper/2205.01068/) (2022)
- [Pointer Sentinel Mixture Models](https://mlsanity.com/paper/1609.07843/) (2016)
- [Training Compute-Optimal Large Language Models](https://mlsanity.com/paper/2203.15556/) (2022)
- [Neural Tangent Kernel: Convergence and Generalization in Neural Networks](https://mlsanity.com/paper/1806.07572/) (2018)
- [HuggingFace's Transformers: State-of-the-art Natural Language Processing](https://mlsanity.com/paper/1910.03771/) (2019)
- [Beyond the Imitation Game: Quantifying and extrapolating the capabilities of language models](https://mlsanity.com/paper/2206.04615/) (2022)
- [Solving Quantitative Reasoning Problems with Language Models](https://mlsanity.com/paper/2206.14858/) (2022)
- [LaMDA: Language Models for Dialog Applications](https://mlsanity.com/paper/2201.08239/) (2022)
- [Scaling Language Models: Methods, Analysis & Insights from Training Gopher](https://mlsanity.com/paper/2112.11446/) (2021)
- [Reconciling modern machine learning practice and the bias-variance trade-off](https://mlsanity.com/paper/1812.11118/) (2018)
- [Wide Neural Networks of Any Depth Evolve as Linear Models Under Gradient Descent](https://mlsanity.com/paper/1902.06720/) (2019)
- [Deep Double Descent: Where Bigger Models and More Data Hurt](https://mlsanity.com/paper/1912.02292/) (2019)
- [Deep Neural Networks as Gaussian Processes](https://mlsanity.com/paper/1711.00165/) (2017)
- [Deep Learning Scaling is Predictable, Empirically](https://mlsanity.com/paper/1712.00409/) (2017)
- [Using DeepSpeed and Megatron to Train Megatron-Turing NLG 530B, A Large-Scale Generative Language Model](https://mlsanity.com/paper/2201.11990/) (2022)
- [Beyond neural scaling laws: beating power law scaling via data pruning](https://mlsanity.com/paper/2206.14486/) (2022)
- [Scaling Laws for Autoregressive Generative Modeling](https://mlsanity.com/paper/2010.14701/) (2020)
- [Explaining Neural Scaling Laws](https://mlsanity.com/paper/2102.06701/) (2021)
- [Gaussian Process Behaviour in Wide Deep Neural Networks](https://mlsanity.com/paper/1804.11271/) (2018)
- [Scaling Laws for Transfer](https://mlsanity.com/paper/2102.01293/) (2021)
- [Estimating the intrinsic dimension of datasets by a minimal neighborhood information](https://mlsanity.com/paper/1803.06992/) (2018)
- [High-dimensional dynamics of generalization error in neural networks](https://mlsanity.com/paper/1710.03667/) (2017)
- [A Constructive Prediction of the Generalization Error Across Scales](https://mlsanity.com/paper/1909.12673/) (2019)

## Built on by (most cited first, 30 of 116)

- [Large Language Models](https://mlsanity.com/paper/2307.05782/) (2023)
- [The Quantization Model of Neural Scaling](https://mlsanity.com/paper/2303.13506/) (2023)
- [A Tale of Tails: Model Collapse as a Change of Scaling Laws](https://mlsanity.com/paper/2402.07043/) (2024)
- [A Dynamical Model of Neural Scaling Laws](https://mlsanity.com/paper/2402.01092/) (2024)
- [Resolving Discrepancies in Compute-Optimal Scaling of Language Models](https://mlsanity.com/paper/2406.19146/) (2024)
- [Model Collapse Demystified: The Case of Regression](https://mlsanity.com/paper/2402.07712/) (2024)
- [Strong Model Collapse](https://mlsanity.com/paper/2410.04840/) (2024)
- [Scaling Laws in Linear Regression: Compute, Parameters, and Data](https://mlsanity.com/paper/2406.08466/) (2024)
- [How Feature Learning Can Improve Neural Scaling Laws](https://mlsanity.com/paper/2409.17858/) (2024)
- [Unifying Grokking and Double Descent](https://mlsanity.com/paper/2303.06173/) (2023)
- [Scaling and renormalization in high-dimensional regression](https://mlsanity.com/paper/2405.00592/) (2024)
- [How Do Large Language Monkeys Get Their Power (Laws)?](https://mlsanity.com/paper/2502.17578/) (2025)
- [Reconciling Kaplan and Chinchilla Scaling Laws](https://mlsanity.com/paper/2406.12907/) (2024)
- [Scaling MLPs: A Tale of Inductive Bias](https://mlsanity.com/paper/2306.13575/) (2023)
- [A Simple Model of Inference Scaling Laws](https://mlsanity.com/paper/2410.16377/) (2024)
- [Scaling Laws for Associative Memories](https://mlsanity.com/paper/2310.02984/) (2023)
- [Superposition Yields Robust Neural Scaling](https://mlsanity.com/paper/2505.10465/) (2025)
- [The Onset of Variance-Limited Behavior for Networks in the Lazy and Rich Regimes](https://mlsanity.com/paper/2212.12147/) (2022)
- [Scaling Laws for Gradient Descent and Sign Descent for Linear Bigram Models under Zipf's Law](https://mlsanity.com/paper/2505.19227/) (2025)
- [Dimension-free deterministic equivalents and scaling laws for random feature regression](https://mlsanity.com/paper/2405.15699/) (2024)
- [Scaling Laws for Pre-training Agents and World Models](https://mlsanity.com/paper/2411.04434/) (2024)
- [Deriving Neural Scaling Laws from the statistics of natural language](https://mlsanity.com/paper/2602.07488/) (2026)
- [High-dimensional Analysis of Knowledge Distillation: Weak-to-Strong Generalization and Scaling Laws](https://mlsanity.com/paper/2410.18837/) (2024)
- [A Multi-Power Law for Loss Curve Prediction Across Learning Rate Schedules](https://mlsanity.com/paper/2503.12811/) (2025)
- [Bayesian Interpolation with Deep Linear Networks](https://mlsanity.com/paper/2212.14457/) (2022)
- [Scaling Laws and Spectra of Shallow Neural Networks in the Feature Learning Regime](https://mlsanity.com/paper/2509.24882/) (2025)
- [A Rainbow in Deep Network Black Boxes](https://mlsanity.com/paper/2305.18512/) (2023)
- [More is Better in Modern Machine Learning: when Infinite Overparameterization is Optimal and Overfitting is Obligatory](https://mlsanity.com/paper/2311.14646/) (2023)
- [Hardness of Learning Neural Networks under the Manifold Hypothesis](https://mlsanity.com/paper/2406.01461/) (2024)
- [Learning curves theory for hierarchically compositional data with power-law distributed features](https://mlsanity.com/paper/2505.07067/) (2025)

## Abstract (arXiv)

Large language models with a huge number of parameters, when trained on near internet-sized number of tokens, have been empirically shown to obey neural scaling laws: specifically, their performance behaves predictably as a power law in either parameters or dataset size until bottlenecked by the other resource. To understand this better, we first identify the necessary properties allowing such scaling laws to arise and then propose a statistical model -- a joint generative data model and random feature model -- that captures this neural scaling phenomenology. By solving this model in the dual limit of large training set size and large number of parameters, we gain insight into (i) the statistical structure of datasets and tasks that lead to scaling laws, (ii) the way nonlinear feature maps, such as those provided by neural networks, enable scaling laws when trained on these datasets, (iii) the optimality of the equiparameterization scaling of training sets and parameters, and (iv) whether such scaling laws can break down and how they behave when they do. Key findings are the manner in which the power laws that occur in the statistics of natural datasets are extended by nonlinear random feature maps and then translated into power-law scalings of the test loss and how the finite extent of the data's spectral power law causes the model's performance to plateau.
