# Improvement-Focused Causal Recourse (ICR)

arXiv: https://arxiv.org/abs/2210.15709 · HTML: https://mlsanity.com/paper/2210.15709/

## Key facts

- Cited by 20 papers in the map (data through 14 Oct 2026).
- Builds on 38 of its 79 references that are in the map.
- First posted on arXiv 27 Oct 2022.

## Builds on (most cited first, 30 of 38)

- [PyTorch: An Imperative Style, High-Performance Deep Learning Library](https://mlsanity.com/paper/1912.01703/) (2019)
- [Counterfactual Explanations without Opening the Black Box: Automated Decisions and the GDPR](https://mlsanity.com/paper/1711.00399/) (2017)
- [Counterfactual Fairness](https://mlsanity.com/paper/1703.06856/) (2017)
- [Pyro: Deep Universal Probabilistic Programming](https://mlsanity.com/paper/1810.09538/) (2018)
- [Actionable Recourse in Linear Classification](https://mlsanity.com/paper/1809.06514/) (2018)
- [Strategic Classification](https://mlsanity.com/paper/1506.06980/) (2015)
- [Algorithmic Recourse: from Counterfactual Explanations to Interventions](https://mlsanity.com/paper/2002.06278/) (2020)
- [Avoiding Discrimination through Causal Reasoning](https://mlsanity.com/paper/1706.02744/) (2017)
- [Fairness in Machine Learning](https://mlsanity.com/paper/2012.15816/) (2020)
- [Composable Effects for Flexible and Accelerated Probabilistic Programming in NumPyro](https://mlsanity.com/paper/1912.11554/) (2019)
- [Mitigating Bias in Algorithmic Hiring: Evaluating Claims and Practices](https://mlsanity.com/paper/1906.09208/) (2019)
- [Learning Likelihoods with Conditional Normalizing Flows](https://mlsanity.com/paper/1912.00042/) (2019)
- [Predictive Multiplicity in Classification](https://mlsanity.com/paper/1909.06677/) (2019)
- [Multi-Objective Counterfactual Explanations](https://mlsanity.com/paper/2004.11165/) (2020)
- [Preserving Causal Constraints in Counterfactual Explanations for Machine Learning Classifiers](https://mlsanity.com/paper/1912.03277/) (2019)
- [Algorithmic recourse under imperfect causal knowledge: a probabilistic approach](https://mlsanity.com/paper/2006.06831/) (2020)
- [Foundations of Structural Causal Models with Cycles and Latent Variables](https://mlsanity.com/paper/1611.06221/) (2016)
- [A survey of algorithmic recourse: definitions, formulations, solutions, and prospects](https://mlsanity.com/paper/2010.04050/) (2020)
- [The Hidden Assumptions Behind Counterfactual Explanations and Principal Reasons](https://mlsanity.com/paper/1912.04930/) (2019)
- [Asymmetric Shapley values: incorporating causal knowledge into model-agnostic explainability](https://mlsanity.com/paper/1910.06358/) (2019)
- [Causal Shapley Values: Exploiting Causal Knowledge to Explain Individual Predictions of Complex Models](https://mlsanity.com/paper/2011.01625/) (2020)
- [Towards Robust and Reliable Algorithmic Recourse](https://mlsanity.com/paper/2102.13620/) (2021)
- [The Dangers of Post-hoc Interpretability: Unjustified Counterfactual Explanations](https://mlsanity.com/paper/1907.09294/) (2019)
- [Strategic Classification is Causal Modeling in Disguise](https://mlsanity.com/paper/1910.10362/) (2019)
- [Causal Structure Learning](https://mlsanity.com/paper/1706.09141/) (2017)
- [On Counterfactual Explanations under Predictive Multiplicity](https://mlsanity.com/paper/2006.13132/) (2020)
- [Causal Strategic Linear Regression](https://mlsanity.com/paper/2002.10066/) (2020)
- [On the Adversarial Robustness of Causal Algorithmic Recourse](https://mlsanity.com/paper/2112.11313/) (2021)
- [Conditional Density Estimation with Bayesian Normalising Flows](https://mlsanity.com/paper/1802.04908/) (2018)
- [Survey on Causal-based Machine Learning Fairness Notions](https://mlsanity.com/paper/2010.09553/) (2020)

## Built on by (most cited first, 20 of 20)

- [Dear XAI Community, We Need to Talk! Fundamental Misconceptions in Current XAI Research](https://mlsanity.com/paper/2306.04292/) (2023)
- [Partial Counterfactual Identification of Continuous Outcomes with a Curvature Sensitivity Model](https://mlsanity.com/paper/2306.01424/) (2023)
- [The Risks of Recourse in Binary Classification](https://mlsanity.com/paper/2306.00497/) (2023)
- [Incentivizing Desirable Effort Profiles in Strategic Classification: The Role of Causality and Uncertainty](https://mlsanity.com/paper/2502.06749/) (2025)
- [Performative Validity of Recourse Explanations](https://mlsanity.com/paper/2506.15366/) (2025)
- [Learning In Reverse Causal Strategic Environments With Ramifications on Two Sided Markets](https://mlsanity.com/paper/2404.13240/) (2024)
- [CountARFactuals -- Generating plausible model-agnostic counterfactual explanations with adversarial random forests](https://mlsanity.com/paper/2404.03506/) (2024)
- [Prediction without Preclusion: Recourse Verification with Reachable Sets](https://mlsanity.com/paper/2308.12820/) (2023)
- [Trustworthy Actionable Perturbations](https://mlsanity.com/paper/2405.11195/) (2024)
- [Optimal Robust Recourse with Lp-Bounded Model Change](https://mlsanity.com/paper/2509.21293/) (2025)
- [Reinforcement Learning for Durable Algorithmic Recourse](https://mlsanity.com/paper/2509.22102/) (2025)
- [counterfactuals: An R Package for Counterfactual Explanation Methods](https://mlsanity.com/paper/2304.06569/) (2023)
- [The Importance of Time in Causal Algorithmic Recourse](https://mlsanity.com/paper/2306.05082/) (2023)
- [Towards Non-Adversarial Algorithmic Recourse](https://mlsanity.com/paper/2403.10330/) (2024)
- [SIDEs: Separating Idealization from Deceptive Explanations in xAI](https://mlsanity.com/paper/2404.16534/) (2024)
- [S-CFE: Simple Counterfactual Explanations](https://mlsanity.com/paper/2410.15723/) (2024)
- [The Role of Causality in Algorithmic Recourse](https://mlsanity.com/paper/2607.28497/) (2026)
- [cc-Shapley: Measuring Multivariate Feature Importance Needs Causal Context](https://mlsanity.com/paper/2602.20396/) (2026)
- [We Need Explanation Cards to Connect Explanation Algorithms to the Real World](https://mlsanity.com/paper/2606.16786/) (2026)
- [Algorithmic Recourse Under Competition](https://mlsanity.com/paper/2609.39877/) (2026)

## Abstract (arXiv)

Algorithmic recourse recommendations, such as Karimi et al.'s (2021) causal recourse (CR), inform stakeholders of how to act to revert unfavourable decisions. However, some actions lead to acceptance (i.e., revert the model's decision) but do not lead to improvement (i.e., may not revert the underlying real-world state). To recommend such actions is to recommend fooling the predictor. We introduce a novel method, Improvement-Focused Causal Recourse (ICR), which involves a conceptual shift: Firstly, we require ICR recommendations to guide towards improvement. Secondly, we do not tailor the recommendations to be accepted by a specific predictor. Instead, we leverage causal knowledge to design decision systems that predict accurately pre- and post-recourse. As a result, improvement guarantees translate into acceptance guarantees. We demonstrate that given correct causal knowledge, ICR, in contrast to existing approaches, guides towards both acceptance and improvement.
