# Data Augmentation-free Unsupervised Learning for 3D Point Cloud Understanding

arXiv: https://arxiv.org/abs/2210.02798 · HTML: https://mlsanity.com/paper/2210.02798/

## Key facts

- Cited by 6 papers in the map (data through 14 Oct 2026).
- Builds on 39 of its 58 references that are in the map.
- First posted on arXiv 6 Oct 2022.

## Builds on (most cited first, 30 of 39)

- [A Simple Framework for Contrastive Learning of Visual Representations](https://mlsanity.com/paper/2002.05709/) (2020)
- [PointNet: Deep Learning on Point Sets for 3D Classification and Segmentation](https://mlsanity.com/paper/1612.00593/) (2016)
- [Bootstrap your own latent: A new approach to self-supervised Learning](https://mlsanity.com/paper/2006.07733/) (2020)
- [ScanNet: Richly-annotated 3D Reconstructions of Indoor Scenes](https://mlsanity.com/paper/1702.04405/) (2017)
- [ShapeNet: An Information-Rich 3D Model Repository](https://mlsanity.com/paper/1512.03012/) (2015)
- [Exploring Simple Siamese Representation Learning](https://mlsanity.com/paper/2011.10566/) (2020)
- [Unsupervised Learning of Visual Features by Contrasting Cluster Assignments](https://mlsanity.com/paper/2006.09882/) (2020)
- [Sinkhorn Distances: Lightspeed Computation of Optimal Transportation Distances](https://mlsanity.com/paper/1306.0895/) (2013)
- [Dynamic Graph CNN for Learning on Point Clouds](https://mlsanity.com/paper/1801.07829/) (2018)
- [Center-based 3D Object Detection and Tracking](https://mlsanity.com/paper/2006.11275/) (2020)
- [Deep Clustering for Unsupervised Learning of Visual Features](https://mlsanity.com/paper/1807.05520/) (2018)
- [PV-RCNN: Point-Voxel Feature Set Abstraction for 3D Object Detection](https://mlsanity.com/paper/1912.13192/) (2019)
- [Point-BERT: Pre-training 3D Point Cloud Transformers with Masked Point Modeling](https://mlsanity.com/paper/2111.14819/) (2021)
- [Self-labelling via simultaneous clustering and representation learning](https://mlsanity.com/paper/1911.05371/) (2019)
- [PointContrast: Unsupervised Pre-training for 3D Point Cloud Understanding](https://mlsanity.com/paper/2007.10985/) (2020)
- [PCN: Point Completion Network](https://mlsanity.com/paper/1808.00671/) (2018)
- [Exploring Data-Efficient 3D Scene Understanding with Contrastive Scene Contexts](https://mlsanity.com/paper/2012.09165/) (2020)
- [CrossPoint: Self-Supervised Cross-Modal Contrastive Learning for 3D Point Cloud Understanding](https://mlsanity.com/paper/2203.00680/) (2022)
- [Spatio-temporal Self-Supervised Representation Learning for 3D Point Clouds](https://mlsanity.com/paper/2109.00179/) (2021)
- [Masked Discrimination for Self-Supervised Learning on Point Clouds](https://mlsanity.com/paper/2203.11183/) (2022)
- [Deep Learning for LiDAR Point Clouds in Autonomous Driving: A Review](https://mlsanity.com/paper/2005.09830/) (2020)
- [Feature-metric Registration: A Fast Semi-supervised Approach for Robust Point Cloud Registration without Correspondences](https://mlsanity.com/paper/2005.01014/) (2020)
- [PointGrow: Autoregressively Learned Point Cloud Generation with Self-Attention](https://mlsanity.com/paper/1810.05591/) (2018)
- [Unsupervised Multi-Task Feature Learning on Point Clouds](https://mlsanity.com/paper/1910.08207/) (2019)
- [Global-Local Bidirectional Reasoning for Unsupervised Representation Learning of 3D Point Clouds](https://mlsanity.com/paper/2003.12971/) (2020)
- [Self-supervised Learning of Point Clouds via Orientation Estimation](https://mlsanity.com/paper/2008.00305/) (2020)
- [Info3D: Representation Learning on 3D Objects using Mutual Information Maximization and Contrastive Learning](https://mlsanity.com/paper/2006.02598/) (2020)
- [Multi-Angle Point Cloud-VAE: Unsupervised Feature Learning for 3D Point Clouds from Multiple Angles by Joint Self-Reconstruction and Half-to-Half Prediction](https://mlsanity.com/paper/1907.12704/) (2019)
- [Self-Supervised Few-Shot Learning on Point Clouds](https://mlsanity.com/paper/2009.14168/) (2020)
- [RL-GAN-Net: A Reinforcement Learning Agent Controlled GAN Network for Real-Time Point Cloud Shape Completion](https://mlsanity.com/paper/1904.12304/) (2019)

## Built on by (most cited first, 6 of 6)

- [Novel Class Discovery for 3D Point Cloud Semantic Segmentation](https://mlsanity.com/paper/2303.11610/) (2023)
- [Bringing Masked Autoencoders Explicit Contrastive Properties for Point Cloud Self-Supervised Learning](https://mlsanity.com/paper/2407.05862/) (2024)
- [Novel class discovery meets foundation models for 3D semantic segmentation](https://mlsanity.com/paper/2312.03782/) (2023)
- [Fully-Geometric Cross-Attention for Point Cloud Registration](https://mlsanity.com/paper/2502.08285/) (2025)
- [Masked Clustering Prediction for Unsupervised Point Cloud Pre-training](https://mlsanity.com/paper/2508.08910/) (2025)
- [PointGAC: Geometric-Aware Codebook for Masked Point Cloud Modeling](https://mlsanity.com/paper/2507.04801/) (2025)

## Abstract (arXiv)

Unsupervised learning on 3D point clouds has undergone a rapid evolution, especially thanks to data augmentation-based contrastive methods. However, data augmentation is not ideal as it requires a careful selection of the type of augmentations to perform, which in turn can affect the geometric and semantic information learned by the network during self-training. To overcome this issue, we propose an augmentation-free unsupervised approach for point clouds to learn transferable point-level features via soft clustering, named SoftClu. SoftClu assumes that the points belonging to a cluster should be close to each other in both geometric and feature spaces. This differs from typical contrastive learning, which builds similar representations for a whole point cloud and its augmented versions. We exploit the affiliation of points to their clusters as a proxy to enable self-training through a pseudo-label prediction task. Under the constraint that these pseudo-labels induce the equipartition of the point cloud, we cast SoftClu as an optimal transport problem. We formulate an unsupervised loss to minimize the standard cross-entropy between pseudo-labels and predicted labels. Experiments on downstream applications, such as 3D object classification, part segmentation, and semantic segmentation, show the effectiveness of our framework in outperforming state-of-the-art techniques.
