# DReS-FL: Dropout-Resilient Secure Federated Learning for Non-IID Clients via Secret Data Sharing

arXiv: https://arxiv.org/abs/2210.02680 · HTML: https://mlsanity.com/paper/2210.02680/

## Key facts

- Cited by 17 papers in the map (data through 14 Oct 2026).
- Builds on 29 of its 60 references that are in the map.
- First posted on arXiv 6 Oct 2022.

## Builds on (most cited first, 29 of 29)

- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Fashion-MNIST: a Novel Image Dataset for Benchmarking Machine Learning Algorithms](https://mlsanity.com/paper/1708.07747/) (2017)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Membership Inference Attacks against Machine Learning Models](https://mlsanity.com/paper/1610.05820/) (2016)
- [Federated Learning with Non-IID Data](https://mlsanity.com/paper/1806.00582/) (2018)
- [Model-Contrastive Federated Learning](https://mlsanity.com/paper/2103.16257/) (2021)
- [Inverting Gradients -- How easy is it to break privacy in federated learning?](https://mlsanity.com/paper/2003.14053/) (2020)
- [Federated Learning on Non-IID Data Silos: An Experimental Study](https://mlsanity.com/paper/2102.02079/) (2021)
- [Federated Learning Based on Dynamic Regularization](https://mlsanity.com/paper/2111.04263/) (2021)
- [Data-Free Knowledge Distillation for Heterogeneous Federated Learning](https://mlsanity.com/paper/2105.10056/) (2021)
- [The Non-IID Data Quagmire of Decentralized Machine Learning](https://mlsanity.com/paper/1910.00189/) (2019)
- [Communication-Efficient On-Device Machine Learning: Federated Distillation and Augmentation under Non-IID Private Data](https://mlsanity.com/paper/1811.11479/) (2018)
- [No Fear of Heterogeneity: Classifier Calibration for Federated Learning with Non-IID Data](https://mlsanity.com/paper/2106.05001/) (2021)
- [Federated Visual Classification with Real-World Data Distribution](https://mlsanity.com/paper/2003.08082/) (2020)
- [FedMix: Approximation of Mixup under Mean Augmented Federated Learning](https://mlsanity.com/paper/2107.00233/) (2021)
- [Turbo-Aggregate: Breaking the Quadratic Aggregation Barrier in Secure Federated Learning](https://mlsanity.com/paper/2002.04156/) (2020)
- [Comprehensive Privacy Analysis of Deep Learning: Passive and Active White-box Inference Attacks against Centralized and Federated Learning](https://mlsanity.com/paper/1812.00910/) (2018)
- [Lagrange Coded Computing: Optimal Design for Resiliency, Security and Privacy](https://mlsanity.com/paper/1806.00939/) (2018)
- [Towards Fair Federated Learning with Zero-Shot Data Augmentation](https://mlsanity.com/paper/2104.13417/) (2021)
- [Scheduling for Cellular Federated Edge Learning with Importance and Channel Awareness](https://mlsanity.com/paper/2004.00490/) (2020)
- [FastSecAgg: Scalable Secure Aggregation for Privacy-Preserving Federated Learning](https://mlsanity.com/paper/2009.11248/) (2020)
- [Hybrid-FL for Wireless Networks: Cooperative Learning Mechanism Using Non-IID Data](https://mlsanity.com/paper/1905.07210/) (2019)
- [Federated Learning with GAN-based Data Synthesis for Non-IID Clients](https://mlsanity.com/paper/2206.05507/) (2022)
- [FedDPGAN: Federated Differentially Private Generative Adversarial Networks Framework for the Detection of COVID-19 Pneumonia](https://mlsanity.com/paper/2104.12581/) (2021)
- [A Scalable Approach for Privacy-Preserving Collaborative Machine Learning](https://mlsanity.com/paper/2011.01963/) (2020)
- [CodedPrivateML: A Fast and Privacy-Preserving Framework for Distributed Machine Learning](https://mlsanity.com/paper/1902.00641/) (2019)
- [Federated Learning for COVID-19 Detection with Generative Adversarial Networks in Edge Cloud Computing](https://mlsanity.com/paper/2110.07136/) (2021)
- [SwiftAgg+: Achieving Asymptotically Optimal Communication Loads in Secure Aggregation for Federated Learning](https://mlsanity.com/paper/2203.13060/) (2022)
- [Stochastic Coded Federated Learning with Convergence and Privacy Guarantees](https://mlsanity.com/paper/2201.10092/) (2022)

## Built on by (most cited first, 17 of 17)

- [FedFA: Federated Learning with Feature Anchors to Align Features and Classifiers for Heterogeneous Data](https://mlsanity.com/paper/2211.09299/) (2022)
- [Privacy and Fairness in Federated Learning: on the Perspective of Trade-off](https://mlsanity.com/paper/2306.14123/) (2023)
- [Selective Knowledge Sharing for Privacy-Preserving Federated Distillation without A Good Teacher](https://mlsanity.com/paper/2304.01731/) (2023)
- [Green Edge AI: A Contemporary Survey](https://mlsanity.com/paper/2312.00333/) (2023)
- [A Survey of What to Share in Federated Learning: Perspectives on Model Utility, Privacy Leakage, and Communication Efficiency](https://mlsanity.com/paper/2307.10655/) (2023)
- [FedVS: Straggler-Resilient and Privacy-Preserving Vertical Federated Learning for Split Models](https://mlsanity.com/paper/2304.13407/) (2023)
- [Non-IID data in Federated Learning: A Survey with Taxonomy, Metrics, Methods, Frameworks and Future Directions](https://mlsanity.com/paper/2411.12377/) (2024)
- [MimiC: Combating Client Dropouts in Federated Learning by Mimicking Central Updates](https://mlsanity.com/paper/2306.12212/) (2023)
- [Understanding and Improving Model Averaging in Federated Learning on Heterogeneous Data](https://mlsanity.com/paper/2305.07845/) (2023)
- [Achieving Linear Speedup in Asynchronous Federated Learning with Heterogeneous Clients](https://mlsanity.com/paper/2402.11198/) (2024)
- [Stochastic Coded Federated Learning: Theoretical Analysis and Incentive Mechanism Design](https://mlsanity.com/paper/2211.04132/) (2022)
- [Analysis and Optimization of Wireless Federated Learning with Data Heterogeneity](https://mlsanity.com/paper/2308.03521/) (2023)
- [DMM: Distributed Matrix Mechanism for Differentially-Private Federated Learning Based on Constant-Overhead Linear Secret Resharing](https://mlsanity.com/paper/2410.16161/) (2024)
- [Design and Optimization of Hierarchical Gradient Coding for Distributed Learning at Edge Devices](https://mlsanity.com/paper/2406.10831/) (2024)
- [OmniFC: Rethinking Federated Clustering via Lossless and Secure Distance Reconstruction](https://mlsanity.com/paper/2505.13071/) (2025)
- [Mitigating Persistent Client Dropout in Asynchronous Decentralized Federated Learning](https://mlsanity.com/paper/2508.01807/) (2025)
- [FedEHR-Agents: Federated Agentic Optimization for Automated EHR Modeling](https://mlsanity.com/paper/2608.27856/) (2026)

## Abstract (arXiv)

Federated learning (FL) strives to enable collaborative training of machine learning models without centrally collecting clients' private data. Different from centralized training, the local datasets across clients in FL are non-independent and identically distributed (non-IID). In addition, the data-owning clients may drop out of the training process arbitrarily. These characteristics will significantly degrade the training performance. This paper proposes a Dropout-Resilient Secure Federated Learning (DReS-FL) framework based on Lagrange coded computing (LCC) to tackle both the non-IID and dropout problems. The key idea is to utilize Lagrange coding to secretly share the private datasets among clients so that each client receives an encoded version of the global dataset, and the local gradient computation over this dataset is unbiased. To correctly decode the gradient at the server, the gradient function has to be a polynomial in a finite field, and thus we construct polynomial integer neural networks (PINNs) to enable our framework. Theoretical analysis shows that DReS-FL is resilient to client dropouts and provides privacy protection for the local datasets. Furthermore, we experimentally demonstrate that DReS-FL consistently leads to significant performance gains over baseline methods.
