# Positional Bias in Long-Document Ranking: Impact, Assessment, and Mitigation

arXiv: https://arxiv.org/abs/2207.01262 · HTML: https://mlsanity.com/paper/2207.01262/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 48 of its 105 references that are in the map.
- First posted on arXiv 4 Jul 2022.

## Builds on (most cited first, 30 of 48)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [PyTorch: An Imperative Style, High-Performance Deep Learning Library](https://mlsanity.com/paper/1912.01703/) (2019)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [RoBERTa: A Robustly Optimized BERT Pretraining Approach](https://mlsanity.com/paper/1907.11692/) (2019)
- [RoFormer: Enhanced Transformer with Rotary Position Embedding](https://mlsanity.com/paper/2104.09864/) (2021)
- [Neural Machine Translation by Jointly Learning to Align and Translate](https://mlsanity.com/paper/1409.0473/) (2014)
- [Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2004.04906/) (2020)
- [Finetuned Language Models Are Zero-Shot Learners](https://mlsanity.com/paper/2109.01652/) (2021)
- [FlashAttention: Fast and Memory-Efficient Exact Attention with IO-Awareness](https://mlsanity.com/paper/2205.14135/) (2022)
- [Distributed Representations of Words and Phrases and their Compositionality](https://mlsanity.com/paper/1310.4546/) (2013)
- [Longformer: The Long-Document Transformer](https://mlsanity.com/paper/2004.05150/) (2020)
- [Deep contextualized word representations](https://mlsanity.com/paper/1802.05365/) (2018)
- [MS MARCO: A Human Generated MAchine Reading COmprehension Dataset](https://mlsanity.com/paper/1611.09268/) (2016)
- [Google's Neural Machine Translation System: Bridging the Gap between Human and Machine Translation](https://mlsanity.com/paper/1609.08144/) (2016)
- [DeBERTaV3: Improving DeBERTa using ELECTRA-Style Pre-Training with Gradient-Disentangled Embedding Sharing](https://mlsanity.com/paper/2111.09543/) (2021)
- [BEIR: A Heterogenous Benchmark for Zero-shot Evaluation of Information Retrieval Models](https://mlsanity.com/paper/2104.08663/) (2021)
- [ColBERT: Efficient and Effective Passage Search via Contextualized Late Interaction over BERT](https://mlsanity.com/paper/2004.12832/) (2020)
- [Train Short, Test Long: Attention with Linear Biases Enables Input Length Extrapolation](https://mlsanity.com/paper/2108.12409/) (2021)
- [Approximate Nearest Neighbor Negative Contrastive Learning for Dense Text Retrieval](https://mlsanity.com/paper/2007.00808/) (2020)
- [Efficient Transformers: A Survey](https://mlsanity.com/paper/2009.06732/) (2020)
- [Passage Re-ranking with BERT](https://mlsanity.com/paper/1901.04085/) (2019)
- [Fact or Fiction: Verifying Scientific Claims](https://mlsanity.com/paper/2004.14974/) (2020)
- [SPECTER: Document-level Representation Learning using Citation-informed Transformers](https://mlsanity.com/paper/2004.07180/) (2020)
- [RocketQA: An Optimized Training Approach to Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2010.08191/) (2020)
- [Overview of the TREC 2019 deep learning track](https://mlsanity.com/paper/2003.07820/) (2020)
- [Pretrained Transformers for Text Ranking: BERT and Beyond](https://mlsanity.com/paper/2010.06467/) (2020)
- [On the Stability of Fine-tuning BERT: Misconceptions, Explanations, and Strong Baselines](https://mlsanity.com/paper/2006.04884/) (2020)
- [LongT5: Efficient Text-To-Text Transformer for Long Sequences](https://mlsanity.com/paper/2112.07916/) (2021)
- [Document Expansion by Query Prediction](https://mlsanity.com/paper/1904.08375/) (2019)

## Built on by (most cited first, 2 of 2)

- [A Lightweight Constrained Generation Alternative for Query-focused Summarization](https://mlsanity.com/paper/2304.11721/) (2023)
- [Adapting Learned Sparse Retrieval for Long Documents](https://mlsanity.com/paper/2305.18494/) (2023)

## Abstract (arXiv)

We tested over 20 Transformer models for ranking long documents (including recent LongP models trained with FlashAttention and RankGPT models "powered" by OpenAI and Anthropic cloud APIs). We compared them with the simple FirstP baseline, which applied the same model to truncated input (up to 512 tokens). On MS MARCO, TREC DL, and Robust04 no long-document model outperformed FirstP by more than 5% (on average). We hypothesized that this lack of improvement is not due to inherent model limitations, but due to benchmark positional bias (most relevant passages tend to occur early in documents), which is known to exist in MS MARCO. To confirm this, we analyzed positional relevance distributions across four long-document corpora (with six query sets) and observed the same early-position bias. Surprisingly, we also found bias in six BEIR collections, which are typically categorized as short-document datasets. We then introduced a new diagnostic dataset, MS MARCO FarRelevant, where relevant spans were deliberately placed beyond the first 512 tokens. On this dataset, many long-context models (including RankGPT) performed at random-baseline level, suggesting overfitting to positional bias. We also experimented with debiasing training data, but with limited success. Our findings (1) highlight the need for careful benchmark design in evaluating long-context models for document ranking, (2) identify model types that are more robust to positional bias, and (3) motivate further work on approaches to debias training data. We release our code and data to support further research.