# The Fallacy of AI Functionality

arXiv: https://arxiv.org/abs/2206.09511 · HTML: https://mlsanity.com/paper/2206.09511/

## Key facts

- Cited by 88 papers in the map (data through 14 Oct 2026).
- Builds on 38 of its 211 references that are in the map.
- First posted on arXiv 20 Jun 2022.

## Builds on (most cited first, 30 of 38)

- [Explaining and Harnessing Adversarial Examples](https://mlsanity.com/paper/1412.6572/) (2014)
- [Ethical and social risks of harm from Language Models](https://mlsanity.com/paper/2112.04359/) (2021)
- [Certifying and removing disparate impact](https://mlsanity.com/paper/1412.3756/) (2014)
- [Release Strategies and the Social Impacts of Language Models](https://mlsanity.com/paper/1908.09203/) (2019)
- [Measuring Robustness to Natural Distribution Shifts in Image Classification](https://mlsanity.com/paper/2007.00644/) (2020)
- [Closing the AI Accountability Gap: Defining an End-to-End Framework for Internal Algorithmic Auditing](https://mlsanity.com/paper/2001.00973/) (2020)
- [AI and the Everything in the Whole Wide World Benchmark](https://mlsanity.com/paper/2111.15366/) (2021)
- [Improving Reproducibility in Machine Learning Research (A Report from the NeurIPS 2019 Reproducibility Program)](https://mlsanity.com/paper/2003.12206/) (2020)
- [What BERT is not: Lessons from a new suite of psycholinguistic diagnostics for language models](https://mlsanity.com/paper/1907.13528/) (2019)
- [Measurement and Fairness](https://mlsanity.com/paper/1912.05511/) (2019)
- [Hidden Stratification Causes Clinically Meaningful Failures in Machine Learning for Medical Imaging](https://mlsanity.com/paper/1909.12475/) (2019)
- [Explainable Machine Learning in Deployment](https://mlsanity.com/paper/1909.06342/) (2019)
- [A comparative study of fairness-enhancing interventions in machine learning](https://mlsanity.com/paper/1802.04422/) (2018)
- [Mitigating Bias in Algorithmic Hiring: Evaluating Claims and Practices](https://mlsanity.com/paper/1906.09208/) (2019)
- [The Malicious Use of Artificial Intelligence: Forecasting, Prevention, and Mitigation](https://mlsanity.com/paper/1802.07228/) (2018)
- [Combating Adversarial Misspellings with Robust Word Recognition](https://mlsanity.com/paper/1905.11268/) (2019)
- [Common pitfalls and recommendations for using machine learning to detect and prognosticate for COVID-19 using chest radiographs and CT scans](https://mlsanity.com/paper/2008.06388/) (2020)
- [The Hidden Assumptions Behind Counterfactual Explanations and Principal Reasons](https://mlsanity.com/paper/1912.04930/) (2019)
- [Artificial Intelligence: the global landscape of ethics guidelines](https://mlsanity.com/paper/1906.11668/) (2019)
- [Runaway Feedback Loops in Predictive Policing](https://mlsanity.com/paper/1706.09847/) (2017)
- [Has Machine Translation Achieved Human Parity? A Case for Document-level Evaluation](https://mlsanity.com/paper/1808.07048/) (2018)
- [Evaluating the Robustness of Neural Language Models to Input Perturbations](https://mlsanity.com/paper/2108.12237/) (2021)
- [Problem Formulation and Fairness](https://mlsanity.com/paper/1901.02547/) (2019)
- [Demystifying the Draft EU Artificial Intelligence Act](https://mlsanity.com/paper/2107.03721/) (2021)
- [A Confidence-Based Approach for Balancing Fairness and Accuracy](https://mlsanity.com/paper/1601.05764/) (2016)
- [The De-democratization of AI: Deep Learning and the Compute Divide in Artificial Intelligence Research](https://mlsanity.com/paper/2010.15581/) (2020)
- [Attaining the Unattainable? Reassessing Claims of Human Parity in Neural Machine Translation](https://mlsanity.com/paper/1808.10432/) (2018)
- [Trust in Data Science: Collaboration, Translation, and Accountability in Corporate Data Science Projects](https://mlsanity.com/paper/2002.03389/) (2020)
- [Dodging Attack Using Carefully Crafted Natural Makeup](https://mlsanity.com/paper/2109.06467/) (2021)
- [A Silicon Valley Love Triangle: Hiring Algorithms, Pseudo-Science, and the Quest for Auditability](https://mlsanity.com/paper/2106.12403/) (2021)

## Built on by (most cited first, 30 of 88)

- [BLOOM: A 176B-Parameter Open-Access Multilingual Language Model](https://mlsanity.com/paper/2211.05100/) (2022)
- [Lessons from the Trenches on Reproducible Evaluation of Language Models](https://mlsanity.com/paper/2405.14782/) (2024)
- [Model evaluation for extreme risks](https://mlsanity.com/paper/2305.15324/) (2023)
- [Hallucination-Free? Assessing the Reliability of Leading AI Legal Research Tools](https://mlsanity.com/paper/2405.20362/) (2024)
- [Auditing large language models: a three-layered approach](https://mlsanity.com/paper/2302.08500/) (2023)
- [Harms from Increasingly Agentic Algorithmic Systems](https://mlsanity.com/paper/2302.10329/) (2023)
- [ELEPHANT: Measuring and understanding social sycophancy in LLMs](https://mlsanity.com/paper/2505.13995/) (2025)
- [Evaluating and Mitigating Discrimination in Language Model Decisions](https://mlsanity.com/paper/2312.03689/) (2023)
- [Visibility into AI Agents](https://mlsanity.com/paper/2401.13138/) (2024)
- [Authenticated Delegation and Authorized AI Agents](https://mlsanity.com/paper/2501.09674/) (2025)
- [Toward an Evaluation Science for Generative AI Systems](https://mlsanity.com/paper/2503.05336/) (2025)
- [A Validity Perspective on Evaluating the Justified Use of Data-driven Decision-making Algorithms](https://mlsanity.com/paper/2206.14983/) (2022)
- [Towards interactive evaluations for interaction harms in human-AI systems](https://mlsanity.com/paper/2405.10632/) (2024)
- [From plane crashes to algorithmic harm: applicability of safety engineering frameworks for responsible ML](https://mlsanity.com/paper/2210.03535/) (2022)
- [Lessons From Red Teaming 100 Generative AI Products](https://mlsanity.com/paper/2501.07238/) (2025)
- [LLM-Driven Robots Risk Enacting Discrimination, Violence, and Unlawful Actions](https://mlsanity.com/paper/2406.08824/) (2024)
- [IDs for AI Systems](https://mlsanity.com/paper/2406.12137/) (2024)
- [A Collaborative, Human-Centred Taxonomy of AI, Algorithmic, and Automation Harms](https://mlsanity.com/paper/2407.01294/) (2024)
- [Reality Check: A New Evaluation Ecosystem Is Necessary to Understand AI's Real World Effects](https://mlsanity.com/paper/2505.18893/) (2025)
- [Not My Voice! A Taxonomy of Ethical and Safety Harms of Speech Generators](https://mlsanity.com/paper/2402.01708/) (2024)
- [BendVLM: Test-Time Debiasing of Vision-Language Embeddings](https://mlsanity.com/paper/2411.04420/) (2024)
- [The "Colonial Impulse" of Natural Language Processing: An Audit of Bengali Sentiment Analysis Tools and Their Identity-based Biases](https://mlsanity.com/paper/2401.10535/) (2024)
- [Aligning Offline Metrics and Human Judgments of Value for Code Generation Models](https://mlsanity.com/paper/2210.16494/) (2022)
- [REFORMS: Reporting Standards for Machine Learning Based Science](https://mlsanity.com/paper/2308.07832/) (2023)
- ["One-Size-Fits-All"? Examining Expectations around What Constitute "Fair" or "Good" NLG System Behaviors](https://mlsanity.com/paper/2310.15398/) (2023)
- [Counterfactual Prediction Under Outcome Measurement Error](https://mlsanity.com/paper/2302.11121/) (2023)
- [What is it for a Machine Learning Model to Have a Capability?](https://mlsanity.com/paper/2405.08989/) (2024)
- [Auditing of AI: Legal, Ethical and Technical Approaches](https://mlsanity.com/paper/2407.06235/) (2024)
- [AI Mismatches: Identifying Potential Algorithmic Harms Before AI Development](https://mlsanity.com/paper/2502.18682/) (2025)
- [Beneficent Intelligence: A Capability Approach to Modeling Benefit, Assistance, and Associated Moral Failures through AI Systems](https://mlsanity.com/paper/2308.00868/) (2023)

## Abstract (arXiv)

Deployed AI systems often do not work. They can be constructed haphazardly, deployed indiscriminately, and promoted deceptively. However, despite this reality, scholars, the press, and policymakers pay too little attention to functionality. This leads to technical and policy solutions focused on "ethical" or value-aligned deployments, often skipping over the prior question of whether a given system functions, or provides any benefits at all. To describe the harms of various types of functionality failures, we analyze a set of case studies to create a taxonomy of known AI functionality issues. We then point to policy and organizational responses that are often overlooked and become more readily available once functionality is drawn into focus. We argue that functionality is a meaningful AI policy challenge, operating as a necessary first step towards protecting affected communities from algorithmic harm.
