# What is a Good Metric to Study Generalization of Minimax Learners?

arXiv: https://arxiv.org/abs/2206.04502 · HTML: https://mlsanity.com/paper/2206.04502/

## Key facts

- Cited by 16 papers in the map (data through 14 Oct 2026).
- Builds on 34 of its 72 references that are in the map.
- First posted on arXiv 9 Jun 2022.

## Builds on (most cited first, 30 of 34)

- [Towards Deep Learning Models Resistant to Adversarial Attacks](https://mlsanity.com/paper/1706.06083/) (2017)
- [Gradient Descent Finds Global Minima of Deep Neural Networks](https://mlsanity.com/paper/1811.03804/) (2018)
- [Train faster, generalize better: Stability of stochastic gradient descent](https://mlsanity.com/paper/1509.01240/) (2015)
- [Adversarially Robust Generalization Requires More Data](https://mlsanity.com/paper/1804.11285/) (2018)
- [On Gradient Descent Ascent for Nonconvex-Concave Minimax Problems](https://mlsanity.com/paper/1906.00331/) (2019)
- [Uniform convergence may be unable to explain generalization in deep learning](https://mlsanity.com/paper/1902.04742/) (2019)
- [Training GANs with Optimism](https://mlsanity.com/paper/1711.00141/) (2017)
- [Generalization and Equilibrium in Generative Adversarial Nets (GANs)](https://mlsanity.com/paper/1703.00573/) (2017)
- [Solving a Class of Non-Convex Min-Max Games Using Iterative First Order Methods](https://mlsanity.com/paper/1902.08297/) (2019)
- [A Unified Analysis of Extra-gradient and Optimistic Gradient Methods for Saddle Point Problems: Proximal Point Approach](https://mlsanity.com/paper/1901.08511/) (2019)
- [Rademacher Complexity for Adversarially Robust Generalization](https://mlsanity.com/paper/1810.11914/) (2018)
- [On the convergence of single-call stochastic extra-gradient methods](https://mlsanity.com/paper/1908.08465/) (2019)
- [Generalizable Adversarial Training via Spectral Normalization](https://mlsanity.com/paper/1811.07457/) (2018)
- [Implicit Regularization in Nonconvex Statistical Estimation: Gradient Descent Converges Linearly for Phase Retrieval, Matrix Completion, and Blind Deconvolution](https://mlsanity.com/paper/1711.10467/) (2017)
- [Weakly-Convex Concave Min-Max Optimization: Provable Algorithms and Applications in Machine Learning](https://mlsanity.com/paper/1810.02060/) (2018)
- [Last Iterate is Slower than Averaged Iterate in Smooth Convex-Concave Saddle Point Problems](https://mlsanity.com/paper/2002.00057/) (2020)
- [A Single-Loop Smoothed Gradient Descent-Ascent Algorithm for Nonconvex-Concave Min-Max Problems](https://mlsanity.com/paper/2010.15768/) (2020)
- [Improved Sample Complexities for Deep Networks and Robust Classification via an All-Layer Margin](https://mlsanity.com/paper/1910.04284/) (2019)
- [Tight last-iterate convergence rates for no-regret learning in multi-player games](https://mlsanity.com/paper/2010.13724/) (2020)
- [Faster Single-loop Algorithms for Minimax Optimization without Strong Concavity](https://mlsanity.com/paper/2112.05604/) (2021)
- [On the Discrimination-Generalization Tradeoff in GANs](https://mlsanity.com/paper/1711.02771/) (2017)
- [The Complexity of Nonconvex-Strongly-Concave Minimax Optimization](https://mlsanity.com/paper/2103.15888/) (2021)
- [Train simultaneously, generalize better: Stability of gradient-based minimax learners](https://mlsanity.com/paper/2010.12561/) (2020)
- [Efficient Search of First-Order Nash Equilibria in Nonconvex-Concave Smooth Min-Max Problems](https://mlsanity.com/paper/2002.07919/) (2020)
- [Stability and Generalization of Stochastic Gradient Methods for Minimax Problems](https://mlsanity.com/paper/2105.03793/) (2021)
- [Approximability of Discriminators Implies Diversity in GANs](https://mlsanity.com/paper/1806.10586/) (2018)
- [Generalization Bounds for Stochastic Saddle Point Problems](https://mlsanity.com/paper/2006.02067/) (2020)
- [Differentially Private SGDA for Minimax Problems](https://mlsanity.com/paper/2201.09046/) (2022)
- [Generalization in Generative Adversarial Networks: A Novel Perspective from Privacy Protection](https://mlsanity.com/paper/1908.07882/) (2019)
- [Efficiently Escaping Saddle Points in Bilevel Optimization](https://mlsanity.com/paper/2202.03684/) (2022)

## Built on by (most cited first, 16 of 16)

- [Stability Analysis and Generalization Bounds of Adversarial Training](https://mlsanity.com/paper/2210.00960/) (2022)
- [Certified Minimax Unlearning with Generalization Rates and Deletion Capacity](https://mlsanity.com/paper/2312.10336/) (2023)
- [Differentially Private Algorithms for the Stochastic Saddle Point Problem with Optimal Rates for the Strong Gap](https://mlsanity.com/paper/2302.12909/) (2023)
- [PAC-Bayesian Spectrally-Normalized Bounds for Adversarially Robust Generalization](https://mlsanity.com/paper/2310.06182/) (2023)
- [Stability and Generalization of the Decentralized Stochastic Gradient Descent Ascent Algorithm](https://mlsanity.com/paper/2310.20369/) (2023)
- [Differentially Private Worst-group Risk Minimization](https://mlsanity.com/paper/2402.19437/) (2024)
- [Stability and Generalization in Free Adversarial Training](https://mlsanity.com/paper/2404.08980/) (2024)
- [Uniformly Stable Algorithms for Adversarial Training and Beyond](https://mlsanity.com/paper/2405.01817/) (2024)
- [Private Algorithms for Stochastic Saddle Points and Variational Inequalities: Beyond Euclidean Geometry](https://mlsanity.com/paper/2411.05198/) (2024)
- [Towards Sharper Risk Bounds for Minimax Problems](https://mlsanity.com/paper/2410.08497/) (2024)
- [Exploring the Generalization Capabilities of AID-based Bi-level Optimization](https://mlsanity.com/paper/2411.16081/) (2024)
- [Finite-sample guarantees for data-driven forward-backward operator methods](https://mlsanity.com/paper/2512.19172/) (2025)
- [Everywhere Learning: Artificial Intelligence with Pointwise Constraints](https://mlsanity.com/paper/2606.01557/) (2026)
- [Towards Understanding the Generalizability of Delayed Stochastic Gradient Descent](https://mlsanity.com/paper/2308.09430/) (2023)
- [On the Stability and Generalization of First-order Bilevel Minimax Optimization](https://mlsanity.com/paper/2604.20115/) (2026)
- [Stability and Generalization for Decentralized Markov SGD](https://mlsanity.com/paper/2605.01701/) (2026)

## Abstract (arXiv)

Minimax optimization has served as the backbone of many machine learning (ML) problems. Although the convergence behavior of optimization algorithms has been extensively studied in the minimax settings, their generalization guarantees in stochastic minimax optimization problems, i.e., how the solution trained on empirical data performs on unseen testing data, have been relatively underexplored. A fundamental question remains elusive: What is a good metric to study generalization of minimax learners? In this paper, we aim to answer this question by first showing that primal risk, a universal metric to study generalization in minimization problems, which has also been adopted recently to study generalization in minimax ones, fails in simple examples. We thus propose a new metric to study generalization of minimax learners: the primal gap, defined as the difference between the primal risk and its minimum over all models, to circumvent the issues. Next, we derive generalization error bounds for the primal gap in nonconvex-concave settings. As byproducts of our analysis, we also solve two open questions: establishing generalization error bounds for primal risk and primal-dual risk, another existing metric that is only well-defined when the global saddle-point exists, in the strong sense, i.e., without strong concavity or assuming that the maximization and expectation can be interchanged, while either of these assumptions was needed in the literature. Finally, we leverage this new metric to compare the generalization behavior of two popular algorithms -- gradient descent-ascent (GDA) and gradient descent-max (GDMax) in stochastic minimax optimization.
