# Fast Rate Generalization Error Bounds: Variations on a Theme

arXiv: https://arxiv.org/abs/2205.03131 · HTML: https://mlsanity.com/paper/2205.03131/

## Key facts

- Cited by 6 papers in the map (data through 14 Oct 2026).
- Builds on 13 of its 33 references that are in the map.
- First posted on arXiv 6 May 2022.

## Builds on (most cited first, 13 of 13)

- [Information-theoretic analysis of generalization capability of learning algorithms](https://mlsanity.com/paper/1705.07809/) (2017)
- [Reasoning About Generalization via Conditional Mutual Information](https://mlsanity.com/paper/2001.09122/) (2020)
- [Tightening Mutual Information Based Bounds on Generalization Error](https://mlsanity.com/paper/1901.04609/) (2019)
- [Sharpened Generalization Bounds based on Conditional Mutual Information and an Application to Noisy, Iterative Algorithms](https://mlsanity.com/paper/2004.12983/) (2020)
- [Chaining Mutual Information and Tightening Generalization Bounds](https://mlsanity.com/paper/1806.03803/) (2018)
- [Fast rates in statistical and online learning](https://mlsanity.com/paper/1507.02592/) (2015)
- [PAC-Bayes Un-Expected Bernstein Inequality](https://mlsanity.com/paper/1905.13367/) (2019)
- [Estimating Mutual Information for Discrete-Continuous Mixtures](https://mlsanity.com/paper/1709.06212/) (2017)
- [PAC-Bayes, MAC-Bayes and Conditional Mutual Information: Fast rate bounds that handle general VC classes](https://mlsanity.com/paper/2106.09683/) (2021)
- [Individually Conditional Individual Mutual Information Bound on Generalization Error](https://mlsanity.com/paper/2012.09922/) (2020)
- [Fast Rates for General Unbounded Loss Functions: from ERM to Generalized Bayes](https://mlsanity.com/paper/1605.00252/) (2016)
- [Refined Error Bounds for Several Learning Algorithms](https://mlsanity.com/paper/1512.07146/) (2015)
- [Semi-Supervised Learning: the Case When Unlabeled Data is Equally Useful](https://mlsanity.com/paper/2005.11018/) (2020)

## Built on by (most cited first, 6 of 6)

- [On the Generalization for Transfer Learning: An Information-Theoretic Analysis](https://mlsanity.com/paper/2207.05377/) (2022)
- [Sample-Conditioned Hypothesis Stability Sharpens Information-Theoretic Generalization Bounds](https://mlsanity.com/paper/2310.20102/) (2023)
- [Fast Rate Information-theoretic Bounds on Generalization Errors](https://mlsanity.com/paper/2303.14658/) (2023)
- [Exactly Tight Information-Theoretic Generalization Error Bound for the Quadratic Gaussian Problem](https://mlsanity.com/paper/2305.00876/) (2023)
- [Generalization Bounds via Conditional f-Information](https://mlsanity.com/paper/2410.22887/) (2024)
- [Block-Sample MAC-Bayes Generalization Bounds](https://mlsanity.com/paper/2602.12605/) (2026)

## Abstract (arXiv)

A recent line of works, initiated by Russo and Xu, has shown that the generalization error of a learning algorithm can be upper bounded by information measures. In most of the relevant works, the convergence rate of the expected generalization error is in the form of O(sqrtlambda/n) where lambda is some information-theoretic quantities such as the mutual information between the data sample and the learned hypothesis. However, such a learning rate is typically considered to be "slow", compared to a "fast rate" of O(1/n) in many learning scenarios. In this work, we first show that the square root does not necessarily imply a slow rate, and a fast rate (O(1/n)) result can still be obtained using this bound under appropriate assumptions. Furthermore, we identify the key conditions needed for the fast rate generalization error, which we call the (eta,c)-central condition. Under this condition, we give information-theoretic bounds on the generalization error and excess risk, with a convergence rate of O(λ/n) for specific learning algorithms such as empirical risk minimization. Finally, analytical examples are given to show the effectiveness of the bounds.
