# On the Origin of Hallucinations in Conversational Models: Is it the Datasets or the Models?

arXiv: https://arxiv.org/abs/2204.07931 · HTML: https://mlsanity.com/paper/2204.07931/

## Key facts

- Cited by 138 papers in the map (data through 14 Oct 2026).
- Builds on 21 of its 36 references that are in the map.
- First posted on arXiv 17 Apr 2022.

## Builds on (most cited first, 21 of 21)

- [Adam: A Method for Stochastic Optimization](https://mlsanity.com/paper/1412.6980/) (2014)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [BART: Denoising Sequence-to-Sequence Pre-training for Natural Language Generation, Translation, and Comprehension](https://mlsanity.com/paper/1910.13461/) (2019)
- [The Curious Case of Neural Text Degeneration](https://mlsanity.com/paper/1904.09751/) (2019)
- [StereoSet: Measuring stereotypical bias in pretrained language models](https://mlsanity.com/paper/2004.09456/) (2020)
- [CTRL: A Conditional Transformer Language Model for Controllable Generation](https://mlsanity.com/paper/1909.05858/) (2019)
- [Retrieval Augmentation Reduces Hallucination in Conversation](https://mlsanity.com/paper/2104.07567/) (2021)
- [Sequence Level Training with Recurrent Neural Networks](https://mlsanity.com/paper/1511.06732/) (2015)
- [Wizard of Wikipedia: Knowledge-Powered Conversational agents](https://mlsanity.com/paper/1811.01241/) (2018)
- [FEQA: A Question Answering Evaluation Framework for Faithfulness Assessment in Abstractive Summarization](https://mlsanity.com/paper/2005.03754/) (2020)
- [Measuring Attribution in Natural Language Generation Models](https://mlsanity.com/paper/2112.12870/) (2021)
- [TransferTransfo: A Transfer Learning Approach for Neural Network Based Conversational Agents](https://mlsanity.com/paper/1901.08149/) (2019)
- [The Curious Case of Hallucinations in Neural Machine Translation](https://mlsanity.com/paper/2104.06683/) (2021)
- [On Exposure Bias, Hallucination and Domain Shift in Neural Machine Translation](https://mlsanity.com/paper/2005.03642/) (2020)
- [Neural Path Hunter: Reducing Hallucination in Dialogue Systems via Path Grounding](https://mlsanity.com/paper/2104.08455/) (2021)
- [A Dataset for Document Grounded Conversations](https://mlsanity.com/paper/1809.07358/) (2018)
- [Improved Natural Language Generation via Loss Truncation](https://mlsanity.com/paper/2004.14589/) (2020)
- [Increasing Faithfulness in Knowledge-Grounded Dialogue with Controllable Features](https://mlsanity.com/paper/2107.06963/) (2021)
- [Focused Attention Improves Document-Grounded Generation](https://mlsanity.com/paper/2104.12714/) (2021)
- [A Large-Scale Analysis of Mixed Initiative in Information-Seeking Dialogues for Conversational Search](https://mlsanity.com/paper/2104.07096/) (2021)

## Built on by (most cited first, 30 of 138)

- [Siren's Song in the AI Ocean: A Survey on Hallucination in Large Language Models](https://mlsanity.com/paper/2309.01219/) (2023)
- [Improving alignment of dialogue agents via targeted human judgements](https://mlsanity.com/paper/2209.14375/) (2022)
- [Explainability for Large Language Models: A Survey](https://mlsanity.com/paper/2309.01029/) (2023)
- [RARR: Researching and Revising What Language Models Say, Using Language Models](https://mlsanity.com/paper/2210.08726/) (2022)
- [Beyond Hallucinations: Enhancing LVLMs through Hallucination-Aware Direct Preference Optimization](https://mlsanity.com/paper/2311.16839/) (2023)
- [Can LLM-Generated Misinformation Be Detected?](https://mlsanity.com/paper/2309.13788/) (2023)
- [Simulating Opinion Dynamics with Networks of LLM-based Agents](https://mlsanity.com/paper/2311.09618/) (2023)
- [Evaluating Correctness and Faithfulness of Instruction-Following Models for Question Answering](https://mlsanity.com/paper/2307.16877/) (2023)
- [Fine-grained Hallucination Detection and Editing for Language Models](https://mlsanity.com/paper/2401.06855/) (2024)
- [LM-Polygraph: Uncertainty Estimation for Language Models](https://mlsanity.com/paper/2311.07383/) (2023)
- [From Word Models to World Models: Translating from Natural Language to the Probabilistic Language of Thought](https://mlsanity.com/paper/2306.12672/) (2023)
- [Calibrated Language Models Must Hallucinate](https://mlsanity.com/paper/2311.14648/) (2023)
- [Evaluating Open-Domain Question Answering in the Era of Large Language Models](https://mlsanity.com/paper/2305.06984/) (2023)
- [R-Tuning: Instructing Large Language Models to Say `I Don't Know'](https://mlsanity.com/paper/2311.09677/) (2023)
- [FaithDial: A Faithful Benchmark for Information-Seeking Dialogue](https://mlsanity.com/paper/2204.10757/) (2022)
- [SaySelf: Teaching LLMs to Express Confidence with Self-Reflective Rationales](https://mlsanity.com/paper/2405.20974/) (2024)
- [Benchmarking Uncertainty Quantification Methods for Large Language Models with LM-Polygraph](https://mlsanity.com/paper/2406.15627/) (2024)
- [Enhancing Uncertainty-Based Hallucination Detection with Stronger Focus](https://mlsanity.com/paper/2311.13230/) (2023)
- [The Language Barrier: Dissecting Safety Challenges of LLMs in Multilingual Contexts](https://mlsanity.com/paper/2401.13136/) (2024)
- [Cognitive Mirage: A Review of Hallucinations in Large Language Models](https://mlsanity.com/paper/2309.06794/) (2023)
- [Exposing Attention Glitches with Flip-Flop Language Modeling](https://mlsanity.com/paper/2306.00946/) (2023)
- [SheetCopilot: Bringing Software Productivity to the Next Level through Large Language Models](https://mlsanity.com/paper/2305.19308/) (2023)
- [Lynx: An Open Source Hallucination Evaluation Model](https://mlsanity.com/paper/2407.08488/) (2024)
- [HAGRID: A Human-LLM Collaborative Dataset for Generative Information-Seeking with Attribution](https://mlsanity.com/paper/2307.16883/) (2023)
- [InstructGraph: Boosting Large Language Models via Graph-centric Instruction Tuning and Preference Alignment](https://mlsanity.com/paper/2402.08785/) (2024)
- [Attribute First, then Generate: Locally-attributable Grounded Text Generation](https://mlsanity.com/paper/2403.17104/) (2024)
- [DERA: Enhancing Large Language Model Completions with Dialog-Enabled Resolving Agents](https://mlsanity.com/paper/2303.17071/) (2023)
- [RHO (ρ): Reducing Hallucination in Open-domain Dialogues with Knowledge Grounding](https://mlsanity.com/paper/2212.01588/) (2022)
- [Confabulation: The Surprising Value of Large Language Model Hallucinations](https://mlsanity.com/paper/2406.04175/) (2024)
- [AI Hallucinations: A Misnomer Worth Clarifying](https://mlsanity.com/paper/2401.06796/) (2024)

## Abstract (arXiv)

Knowledge-grounded conversational models are known to suffer from producing factually invalid statements, a phenomenon commonly called hallucination. In this work, we investigate the underlying causes of this phenomenon: is hallucination due to the training data, or to the models? We conduct a comprehensive human study on both existing knowledge-grounded conversational benchmarks and several state-of-the-art models. Our study reveals that the standard benchmarks consist of >60% hallucinated responses, leading to models that not only hallucinate but even amplify hallucinations. Our findings raise important questions on the quality of existing datasets and models trained using them. We make our annotations publicly available for future research.
