# From Optimization Dynamics to Generalization Bounds via Lojasiewicz Gradient Inequality

arXiv: https://arxiv.org/abs/2202.10670 · HTML: https://mlsanity.com/paper/2202.10670/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 30 of its 55 references that are in the map.
- First posted on arXiv 22 Feb 2022.

## Builds on (most cited first, 30 of 30)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Delving Deep into Rectifiers: Surpassing Human-Level Performance on ImageNet Classification](https://mlsanity.com/paper/1502.01852/) (2015)
- [Wide Residual Networks](https://mlsanity.com/paper/1605.07146/) (2016)
- [Understanding deep learning requires rethinking generalization](https://mlsanity.com/paper/1611.03530/) (2016)
- [Spectrally-normalized margin bounds for neural networks](https://mlsanity.com/paper/1706.08498/) (2017)
- [Gradient Descent Provably Optimizes Over-parameterized Neural Networks](https://mlsanity.com/paper/1810.02054/) (2018)
- [The Implicit Bias of Gradient Descent on Separable Data](https://mlsanity.com/paper/1710.10345/) (2017)
- [Fine-Grained Analysis of Optimization and Generalization for Overparameterized Two-Layer Neural Networks](https://mlsanity.com/paper/1901.08584/) (2019)
- [Benign Overfitting in Linear Regression](https://mlsanity.com/paper/1906.11300/) (2019)
- [Linear Convergence of Gradient and Proximal-Gradient Methods Under the Polyak-Lojasiewicz Condition](https://mlsanity.com/paper/1608.04636/) (2016)
- [Computing Nonvacuous Generalization Bounds for Deep (Stochastic) Neural Networks with Many More Parameters than Training Data](https://mlsanity.com/paper/1703.11008/) (2017)
- [Learning and Generalization in Overparameterized Neural Networks, Going Beyond Two Layers](https://mlsanity.com/paper/1811.04918/) (2018)
- [Gradient Descent Maximizes the Margin of Homogeneous Neural Networks](https://mlsanity.com/paper/1906.05890/) (2019)
- [A PAC-Bayesian Approach to Spectrally-Normalized Margin Bounds for Neural Networks](https://mlsanity.com/paper/1707.09564/) (2017)
- [Norm-Based Capacity Control in Neural Networks](https://mlsanity.com/paper/1503.00036/) (2015)
- [Size-Independent Sample Complexity of Neural Networks](https://mlsanity.com/paper/1712.06541/) (2017)
- [Loss landscapes and optimization in over-parameterized non-linear systems and neural networks](https://mlsanity.com/paper/2003.00307/) (2020)
- [Just Interpolate: Kernel "Ridgeless" Regression Can Generalize](https://mlsanity.com/paper/1808.00387/) (2018)
- [Benign overfitting in ridge regression](https://mlsanity.com/paper/2009.14286/) (2020)
- [Towards Understanding the Role of Over-Parametrization in Generalization of Neural Networks](https://mlsanity.com/paper/1805.12076/) (2018)
- [Non-Vacuous Generalization Bounds at the ImageNet Scale: A PAC-Bayesian Compression Approach](https://mlsanity.com/paper/1804.05862/) (2018)
- [An Improved Analysis of Training Over-parameterized Deep Neural Networks](https://mlsanity.com/paper/1906.04688/) (2019)
- [Polylogarithmic width suffices for gradient descent to achieve arbitrarily small test error with shallow ReLU networks](https://mlsanity.com/paper/1909.12292/) (2019)
- [How Much Over-parameterization Is Sufficient to Learn Deep ReLU Networks?](https://mlsanity.com/paper/1911.12360/) (2019)
- [Stochastic Gradient Descent on Separable Data: Exact Convergence with a Fixed Learning Rate](https://mlsanity.com/paper/1806.01796/) (2018)
- [PAC-Bayes Analysis Beyond the Usual Bounds](https://mlsanity.com/paper/2006.13057/) (2020)
- [Generalization Error Bounds of Gradient Descent for Learning Over-parameterized Deep ReLU Networks](https://mlsanity.com/paper/1902.01384/) (2019)
- [Lexicographic and Depth-Sensitive Margins in Homogeneous and Non-Homogeneous Deep Models](https://mlsanity.com/paper/1905.07325/) (2019)
- [Uniform Convergence of Gradients for Non-Convex Learning and Optimization](https://mlsanity.com/paper/1810.11059/) (2018)
- [Proxy Convexity: A Unified Framework for the Analysis of Neural Networks Trained by Gradient Descent](https://mlsanity.com/paper/2106.13792/) (2021)

## Abstract (arXiv)

Optimization and generalization are two essential aspects of statistical machine learning. In this paper, we propose a framework to connect optimization with generalization by analyzing the generalization error based on the optimization trajectory under the gradient flow algorithm. The key ingredient of this framework is the Uniform-LGI, a property that is generally satisfied when training machine learning models. Leveraging the Uniform-LGI, we first derive convergence rates for gradient flow algorithm, then we give generalization bounds for a large class of machine learning models. We further apply our framework to three distinct machine learning models: linear regression, kernel regression, and two-layer neural networks. Through our approach, we obtain generalization estimates that match or extend previous results.